2007-08
UNIVERSITY OF MINNESOTA
MAY
1, 2008
UNIVERSITY
SENATE MINUTES: No. 5
FACULTY
SENATE MINUTES: No. 5
The
fifth meeting of the University Senate and Faculty Senate was convened in 25
Mondale Hall, Minneapolis campus, on Thursday, May 1, 2008, at 2:32 p.m., as a
joint meeting of the bodies. Coordinate campuses were linked by ITV. Checking
or signing the roll as present were 25 academic professional members, 19 civil
service members, 125 faculty/faculty-like academic professional members, and 7
student members. President Bruininks presided.
1. ADMINISTRATIVE RESPONSES TO SENATE
ACTIONS
Information
University
Senate
|
Resolution
on Retiree Benefits
|
|
Approved
by the:
|
University
Senate November 29, 2007
|
|
Approved
by the:
|
Administration
PENDING
|
|
Approved
by the:
|
Board of
Regents – no action required
|
|
Amendments
to the Protocol for Senate Committee Involvement in Central Administrator
Searches
|
|
Approved
by the:
|
University
Senate March 6, 2008
|
|
Approved
by the:
|
Administration
PENDING
|
|
Approved
by the:
|
Board of
Regents – no action required
|
|
Resolution
on Fair Trade Coffee
|
|
Approved
by the:
|
University
Senate April 3, 2008
|
|
Approved
by the:
|
Administration
PENDING
|
|
Approved
by the:
|
Board of
Regents – no action required
|
|
Resolution to Offset Imputed
Income Tax Related to Same-Sex Domestic Partner Benefits
|
|
Approved
by the:
|
University
Senate April 3, 2008
|
|
Approved
by the:
|
Administration
PENDING
|
|
Approved
by the:
|
Board of
Regents – no action required
|
Faculty
Senate
|
2012-13
Morris and Twin Cities Calendars
|
|
Approved
by the:
|
Faculty
Senate March 6, 2008
|
|
Approved by the:
|
Administration PENDING
|
|
Approved by the:
|
Board of Regents – no
action required
|
|
Resolution
on the Budget Model
|
|
Approved
by the:
|
Faculty
Senate April 3, 2008
|
|
Approved by the:
|
Administration PENDING
|
|
Approved by the:
|
Board of Regents – no
action required
|
|
Resolution
on a Faculty Expertise Database
|
|
Approved
by the:
|
Faculty
Senate April 3, 2008
|
|
Approved by the:
|
Administration PENDING
|
|
Approved by the:
|
Board of Regents – no
action required
|
2. CLERK OF THE SENATE REPORT
Committee on
Committees Election Results
Information for the Faculty Senate
FOR
INFORMATION:
In the
recent election to fill Twin Cities vacancies on the Committee on Committees,
Professors Jay Coggins, Roberta Humphreys, Jennifer Kuzma, Carol Lange, and
Joanna O'Connell were elected to three-year terms (July 1, 2008 through June 30,
2011).
STUART
GOLDSTEIN, CLERK
UNIVERSITY
SENATE
3.
EDUCATIONAL POLICY COMMITTEE
Collection
and Reporting of Grade Data and Syllabus Requirements
Information
for the University Senate
FOR
INFORMATION:
On
February 18, 1999, in adopting a policy on "Collection and Reporting of Grade
Data and Syllabus Requirements," the Senate Committee on Educational Policy was
required to provide to the Senate "data on the mean grade point average by
designator and course level, on the percentage of As awarded by course level,
and overall collegiate grade point averages . . . for grades awarded each Fall
Semester." The policy also provides that "data should be reported for all
undergraduate students."
COMMENT:
These data will be distributed
at the meeting and are available on the web at:
http://www.irr.umn.edu/grades/.
CATHRINE WAMBACH, CHAIR
EDUCATIONAL POLICY
COMMITTEE
4.
TRIBUTE TO DECEASED MEMBERS OF THE UNIVERSITY COMMUNITY
FACULTY/ACADEMIC
PROFESSIONALS/STAFF
Sarabeth
Barnes
Professor
General College
1923 – 2008
Samuel B.
Feinberg
Professor
Radiology
1922 – 2008
Thea
Hodge
Academic Professional
Computer Science
1922 –
2008
Ralph E.
Rapson
Professor
Architecture and Landscape Architecture
1914
– 2008
Edward B.
Savage
Professor
Rhetoric
1923 – 2008
5.
SENATE CONSULTATIVE COMMITTEE REPORT
Professor
Gary Balas, Chair of the Senate Consultative Committee, said that the committee
has met several times, with one topic being a report from the Library Committee.
They highlighted the challenges that the libraries face in terms of escalating
costs for publications and licenses and the issue of coordinate campus access to
the same information.
Secondly,
the committee received a report on the progress of the Enterprise Financial
System and its training. One change in the last few months has been a change in
the amount of training needed to purchase form University Stores from one week
to a specialized two-hour on-line session. This program will be live July
1.
6.
MINUTES FOR APRIL 3, 2008
Action by
the University Senate
MOTION:
To approve
the University Senate and Faculty Senate minutes, which are available on the Web
at the following URL. A simple majority is required for approval.
http://www1.umn.edu/usenate/usen/080403sen.html
STUART
GOLDSTEIN, CLERK
UNIVERSITY
SENATE
DISCUSSION:
The motion
was tabled until fall semester.
TABLED
7.
FACULTY CONSULTATIVE
COMMITTEE
Academic Misconduct
Policy
Discussion by the University
Senate
Significant
Changes to
Administrative Procedure
on Academic
Misconduct
Purpose
of Revision:
- To
keep consistent with federal regulations, specifically requirements to allow
anonymous reports and to include an initial screening process for reviewing
allegations.
- To
add information about securing physical evidence, an area of concern for federal
regulators.
- To
make the process more efficient.
- To
reformat the procedure into current administrative policy and procedure
format.
Significant
Changes:
- Anonymous
reporting through EthicsPoint.
Previous
policy: reports had to be made in writing and could not be anonymous.
- Formal
allegation review stage.
Previous
policy: this was informally handled by the VPR.
- New
appendix on securing physical
evidence.
Previous
policy: there was little information on handling the data. Because of the
potential involvement of security personnel and the possibility of needing to
secure data from multiple computers, more detail on this process is provided in
the policy.
- New
roles for Deciding Officer (DO) and Research Integrity Officer
(RIO)
Previous
policy: VPR acted as the deciding officer and a Senior Administrator (SA),
usually a dean, conducted the inquiry personally and/or coordinated the panel
reviews. This process was time-consuming for most deans.
Renaming
the DO position is consistent with federal regulations and allows for another
University official to act in this role if the VPR has a conflict of interest.
Shifting
the SA responsibilities from deans to the RIO or Associate Vice President for
Research is intended to improve timeliness and accountability for the
process.
- New
role for the Faculty Senate Research
Committee.
Previous
policy: this role was played by the SSAB, a committee only convened for this
process. Convening the committee and finding a time for them to meet is
difficult. Replacing the SSAB with a standing committee that meets on a regular
basis will make this more efficient.
Previous
policy: a single procedure that did not contain definitions or responsibility
sections.
GARY
BALAS, CHAIR
FACULTY CONSULTATIVE
COMMITTEE
DISCUSSION:
Professor
Gary Balas, Chair of the Faculty Consultative Committee (FCC), said that the FCC
looked at this policy and feels that the proposal does not change the intent of
the policy. He then invited comments from senators.
There were
no comments.
8.
RESEARCH COMMITTEE
Patents and
Commercialization of Intellectual
Property
Discussion by the
University Senate
Patents and
Commercialization of Intellectual Property
DRAFT
February 19, 2008
Policy
Statement
The
University is the sole owner of all technology:
- created
by University employees in the course of their employment;
- created
by students or post-doctoral or other fellows in the course of their academic
duties or appointments; or
- created
by individuals, including employees, students, or post-doctoral or other
fellows, using substantial University resources.
The
inventor or inventors must promptly disclose, in writing, the existence of the
technology to the University through the Office for Technology Commercialization
(OTC). See the related procedure for
Disclosing an
Invention. Any potential conflicts of
interest must also be disclosed and then eliminated or managed before the
invention is licensed.
If
the University decides to patent or otherwise protect the invention, it will pay
all associated costs. If the University
decides not
to seek a patent or otherwise protect
the invention, it will waive its claims to the inventor according to the
procedure for
Intellectual
Property Rights Waivers and
Acknowledgements. The inventor will
then pay costs for patenting the invention.
Disputes
or unresolved questions that arise concerning the application of the Board of
Regents' Policy: Commercialization of
Intellectual Property Rights, this policy and its related procedures, are
resolved according to the procedure for
Resolution of Disputes.
Exclusions:
The
University owns software created at the University and reserves the right to
commercialize these copyrighted materials. However this policy does not apply to
the ownership or use of other types of copyrighted works.
This
policy does not apply to the use of
University-owned or licensed names, trademarks, or service marks, with the
exception of intellectual property rights in University trademarks that identify
University-owned plant varieties or that are commercialized in conjunction with
other technology covered by this policy.
Reason for
Policy
The
Regents' Policy: Commercialization of
Intellectual Property Rights exists to encourage research and innovation,
clarify ownership of intellectual property rights, create opportunities for
public use of University innovations, and provide for the equitable distribution
of monetary and other benefits derived from intellectual property. This policy
and procedures provide details for handling patentable intellectual property and
for meeting federal and private sponsors' intellectual property requirements.
Procedures
- Procedure
2.1.6.1 – Disclosing an Invention
- Procedure
2.1.6.2 – Invention Waivers and Acknowledgements
- Procedure
2.1.6.3 – Resolution of Disputes
- Procedure
2.1.6.4 – Handling Material Transfer Agreements
Forms/Instructions
Additional
Contacts
|
Subject
|
Contact
|
Phone
|
Fax/Email
|
Inventions and Patents
|
Jay Schrankler
|
612.624.0869
|
schra223@umn.edu
|
Definitions
Inventor
A University employee, student,
or postdoctoral or other fellow who invents technology.
Technology
The following items and their
related intellectual property rights:
- A
discovery or invention, patentable or not;
- Software
owned by the University; and
- Trademarks
owned by the University that identify University-owned or University licensed
plant varieties or that are commercialized in conjunction with other technology
covered by this policy.
PatentA
grant of property right by the U.S. government to the inventor giving the owner
of the patent the right to exclude others from making, using, offering for sale,
or selling the invention in the U.S. or importing it to this country. (35 United States Code
101)
Net
Income
Gross
monetary payments the University receives as a result of transferring rights in
the technology less the University's out-of-pocket expenditures (including legal
fees) directly attributable to protecting, developing and transferring that
technology.
Responsibilities
Inventor
Complete
the internal Invention Disclosure Form. Disclose the invention on the
continuation application, if applicable, and to SPA during project closeout.
Notify PTM and the sponsor when publication of invention-related information is
planned.
Office
for Technology Commercialization
A
professional in PTM is responsible for contacting the inventor within ten
working days of receiving the internal Invention Disclosure Form.
For
federally-sponsored projects, PTM files inventions reports, including progress
reports and results of patent applications. If a patent is issued, PTM submits a
copy of the patent and government license to the agency. If it is not issued,
PTM informs the agency of its plans.
Principal
Investigator
The
Principal Investigator must include invention information when requested in
federal Continuation Applications. Principal Investigators must also disclose
invention information to Sponsored Projects Administration during closeout of
the project.
Sponsored
Projects Administration
SPA
includes a list of inventions for final reports it submits to federal sponsors.
The grant administrator negotiates terms and conditions for many nonfederal
sponsors.
Appendices
Frequently
Asked Questions
DAN
DAHLBERG, CHAIR
RESEARCH
COMMITTEE
DISCUSSION:
Professor
Gary Balas, Chair of the Faculty Consultative Committee (FCC), said that the FCC
discussed this policy and has some topics that need clarification, including
Senate procedures that are being removed and how this affects Senate control,
and ownership of software as it relates to the copyright policy.
A senator
agreed that software is poorly handled in this policy, as well as three other
concerns. First is a reference on the first page to a student's technology work
being owned by the University, which is in conflict with the Regents policy
which stipulates that student work done for a course belongs to the student.
Second is a conflict between language at the beginning and the language in the
definition of technology. If the University is the owner of technology, then
technology cannot be defined as what the University owns. The last issue is
more substantive and involves the prompt disclosure of the existence of
technology. As defined in the policy, any technology, patentable or not, would
have to be disclosed, not just those that have commercial value.
9.
RESEARCH COMMITTEE
Openness in
Research
Discussion by the
University Senate
OPENNESS IN RESEARCH
POLICY STATEMENT
Absent
compelling reasons, the University does not accept restrictions on participation
in University research or on the dissemination of the results of University
research. Research agreements that are not consistent with this policy
will only be accepted if the principal investigator obtains an exemption using
the administrative procedure on Exemptions
to the Policy on Openness in Research.
This
administrative review and exemption process must also be completed in the
following circumstances:
- A
grant or contract proposes to limit the full and prompt public dissemination of
results or specifically permit the retroactive classification of results as
nonpublic;
- The
sponsor imposes restrictions on the disclosure of research results after the
research has begun; or
- An
individual outside of the University seeks to use University facilities for
research that violates this policy.
The
Vice President for Research grants or denies exemption requests with
recommendations from the Senate Research Committee.
Scope and Exclusions
The policy applies
to all research conducted at the University of Minnesota.
The
policy does not apply and an exemption is not needed for:
- Research
by faculty members while on leave from the University or while serving as
consultants; or
- Services
performed as an external sale, provided that the results of such services may be
published freely in the aggregate or may be used to guide the design of broader
research activities.
REASON FOR POLICY
An
open teaching and research environment is fundamental for the free exchange of
ideas throughout the University community. Restrictions on who can work on a
project and how the results can be disseminated violate this principle. They
also may exclude the work from consideration as "fundamental research" in regard
to export controls. Under rare circumstances, when clearly in the public
interest, we will make exemption to this policy. All research, including
clinical trials, conducted at the University of Minnesota by University faculty,
staff, students, visiting researchers, and volunteers must conform to the Board
of Regents policy: Openness
in Research. This policy clarifies the
circumstances in which certain restrictions in a research agreement can be
accepted by the University while still preserving the principle of open
research. It also outlines the process for a researcher to use to request an
exemption from this standard and provides guidance for University faculty and
staff to use in evaluating these requests.
CLARIFICATIONS
REGARDING FACULTY ON LEAVE
Faculty on
leave at another academic institution are subject to whatever openness in
research policy applies at that institution.
Faculty on
leave at a company, national lab, or other entity with a more restrictive policy
than University of Minnesota policy are subject to the entity’s policy
unless an agreement relating to the leave provides otherwise.
Faculty on
leave who continue to oversee or participate in research conducted at the
University of Minnesota are subject to the University of Minnesota policy for
the University of Minnesota research.
DAN
DAHLBERG, CHAIR
RESEARCH
COMMITTEE
DISCUSSION:
Professor
Gary Balas, Chair of the Faculty Consultative Committee (FCC), said that the
title has been changed from Research Secrecy to Openness in Research, and the
language just defines what is already being done so as not to increase the
number of exemptions.
Q: The
first bullet mentions 'prompt dissemination' whereas the current policy
stipulates allows for 30 days for review by corporate sponsors. Was the intent
to be less than the current timeframe? Could 'timely' be used instead?
A: The
timeframe will not be less than what was agreed upon by the sponsor and the
University.
10.
PRESIDENT’S REPORT
President
Bruininks began by noting various achievements by the University. First he
congratulated the University's three Guggenheim Fellowship award winners,
Professors Douglas Arnold, Kathryn Sikkink, and Robin Stryker. The Osher
Foundation, which is dedicated to lifelong learning, has awarded the University
two $1 million gifts to provide scholarships and develop a lifelong learning
institute. The Minnesota Masonic Charities has donated $65 million to support
cancer research at the University, the largest single private gift ever awarded
to the University. Chancellor Jacqueline Johnson testified before Congress
about the renewable energy initiatives at Morris and its goal to be totally
energy independent. Stephen Lehmkuhle was inaugurated recently as the first
Rochester chancellor. Lastly, 13 McKnight Land-Grant Chairs were named.
He then
turned to the legislative session. After almost four years of hard work, the
biomedical science initiative was approved, which amounts to a $300 million
long-term capital investment in four new buildings. The University will be
responsible for 25 percent of the total, with the remainder covered by the
state.
The
capital request bill was also funded for most items, with $105 million for new
buildings including a Science Teaching and Student Services building to replace
the Classroom Science Building at the Twin Cities, a civil engineering building
at Duluth, a Gateway Center at Morris, and $3 million for lab renovations.
However, money for classroom renovations was not funded.
A budget
conference committee will be meeting tomorrow to discuss the state's budget
shortfall. A reduction is likely, but the amount has not yet been determined.
At an earlier meeting, President Bruininks reported that the state appropriation
for next year is already low, and if the reduction is too high, a tuition
increase would be needed. He is committed to keeping higher education
affordable, so fundraising for scholarship dollars, supporting low-income free
tuition at all campuses, and a two-percent tuition scholarship for middle income
families will continue.
President
Bruininks then turned to the central corridor light rail line. He noted that
the University is the third largest transit user in the state, so it wants to
see the line built and succeed. There have been rumors in the paper that the
University is gleeful about the Governor's veto of this item from the budget,
but nothing could be further from the truth since state funding is essential to
the projects completion.
He asked
senators to visualize the campus road structure. There are two main arteries,
one of which is Washington Avenue carrying 25,000 cars and 1600 buses per day.
The issues is what to do with this traffic. A tunnel below a densely packed
area was deemed too expensive so it was removed from the proposal.
In 2001
and again this fall the University asked that a northern alignment be
considered. This is the University's preferred route, since it is best for the
long-term future of the University and runs into the path of future developments
in research, housing, and industries.
In a
recent trip to Washington D.C., President Bruininks learned that the average
transit projects takes 10 years to complete and that the engineering studies
take four years. The Metropolitan Council is trying to get it done in two years
so they do not miss the funding deadline.
President
Bruininks said that he is deeply worried that the Washington Avenue route will
compromise the ability of the University to get its work done and move people in
and out of campus. Other routes to campus, the Franklin Avenue Bridge and the
River Road, were not designed to handle the traffic from Washington Avenue.
Mitigation costs to moving loading docks and laboratories will also need to
covered by the project, and not paid through general University funds. He is
also worried about the impact on the University's neighborhoods with the change
in traffic patterns.
He said
that he would have talking points emailed to senators to keep everyone
updated.
He then
thanked senators for their commitment and debates over the last few years on all
issues.
11.
QUESTIONS TO THE PRESIDENT
NONE
12.
UNIVERSITY SENATE OLD BUSINESS
NONE
13.
UNIVERSITY SENATE NEW BUSINESS
NONE
14.
UNIVERSITY SENATE ADJOURNMENT
The
University Senate was adjourned at 3:13 p.m.
15.
FACULTY CONSULTATIVE COMMITTEE REPORT
Professor
Gary Balas, Chair of the Faculty Consultative Committee (FCC), said that last
week the committee talked with the Vice President for Equity and Diversity about
the under-represented minority faculty hire program, interest in increasing
under-represented minorities and women in the STEM disciplines, and limited
funding for these hires.
FCC also
had a meeting dedicated to the intellectual future of the University with the
President and Senior Vice Presidents, with a focus on financing in the
short-term.
The
committee has also discussed the central corridor light rail line, a state
rescission, and the faculty health care savings plan.
16.
FACULTY LEGISLATIVE LIAISON UPDATE
Professor
Caroline Hayes, Faculty Legislative Liaison, stated that the legislative session
was active early, but has been quiet in the last few weeks. The University is
waiting for a decision on the budget cuts. This will be emailed to senators
once it is known.
17.
REPORT OF THE FACULTY CONSULTATIVE COMMITTEE
FOR
THE NOMINATING COMMITTEE ELECTION
Action
by TC Faculty and Academic Professional Members
MOTION:
That the
Twin Cities Campus Faculty Delegation confirm the reappointment of one faculty
member for additional three year term on the Nominating Committee. A simple
majority is required for approval.
CATHERINE
FRENCH: Professor of Civil Engineering, Institute of Technology
University Senate member: None. Senate/Assembly Committee participation (past
and present): Capital Projects and Campus Master Planning Subcommittee, 2004-07;
Committee on Committees, 2000-05 (Chair, 2003-04); Council on Liberal Education,
1992-95; Finance and Planning, 1996-2000; Nominating, 2005-08 (Chair,
2006-08).
INFORMATION:
The
Nominating Committee Bylaws specify that the Faculty Consultative Committee may
present the names of individuals, eligible for re-election, to the Delegation
for confirmation of reappointment without another candidate on the ballot to
fill the position.
GARY
BALAS, CHAIR
FACULTY CONSULTATIVE
COMMITTEE
DISCUSSION:
With no
discussion, a vote was taken and the motion was approved.
APPROVED
18. ELECTION OF FACULTY SENATE
OFFICERS
Action by the Faculty Senate
The chair
of the Faculty Senate and the Faculty Consultative Committee recommend the
following officers for 2008-09:
Clerk
– Professor Stuart Goldstein
Parliamentarian – Professor
Kristin Hickman
Faculty Senate Vice Chair – Carol Chomsky
GARY
BALAS, CHAIR
FACULTY CONSULTATIVE
COMMITTEE
DISCUSSION:
With no
discussion, a vote was taken and the motion was approved.
APPROVED
19.
FACULTY AFFAIRS COMMITTEE
FACULTY
CONSULTATIVE COMMITTEE
Health Care
Savings Plan Proposal
Action by the
Faculty Senate
MOTION:
The
Faculty Senate recommends to the President that the University adopt a Health
Care Savings Plan for the faculty that uses the 0.5% of the 2.5% faculty
contribution to the Faculty Retirement Plan. If there are questions about the
details of the plan, the administration will consult with the appropriate
Faculty Senate committees and the Faculty Senate.
GEOFFREY
SIRC, CHAIR
FACULTY AFFAIRS
COMMITTEE
GARY
BALAS, CHAIR
FACULTY CONSULTATIVE
COMMITTEE
DISCUSSION:
Professor
Gary Balas, Chair of the Faculty Consultative Committee (FCC), said that this
plan allows for money to be put in tax-free and used tax-free, and is available
as soon as an employee leaves the University. The one caveat is that everyone
in an employee category needs to participate.
Q: Can the
investment amount be flexible based on a faculty members time left at the
University?
A:
Gradation is permitted, but it was not considered in this proposal since the
last time this proposal was brought to the Faculty Senate, it was defeated. The
contribution amount can be increased in the future.
Q: Can
someone opt-out if they are now a United States' citizen, but plan to move and
become a citizen of another country after retirement?
A: An
answer was not provided by Minnesota State Retirement System.
Q: Can
everyone set their own contribution rate once they participate?
A: No.
The contribution rate needs to included in the plan design.
With no
further discussion, a vote was taken and the motion was approved.
APPROVED
20.
EDUCATIONAL POLICY
COMMITTEE
Revised Educational
Policies
Discussion by the Faculty
Senate
FIRST
SECTION FOR DISCUSSION
2.
Exams & Study Days
The Senate
Committee on Educational Policy shall have the authority to grant waivers to the
provisions of this policy, and shall report such waivers to the Faculty Senate
at its next meeting.
Examinations
During the Term
1.
Examinations during the term (e.g., mid-terms) shall normally be given only
during the regular class sessions, except that make-up exams may be given at
other times arranged to accommodate student class schedules. Otherwise, exams
may be held at times other than the regularly scheduled class period only under
unusual circumstances, and only if approved by the dean of the college. Any
regularly-scheduled examination to be held outside of regular class time must be
listed in the published class schedule.
2.
Accommodation must be provided by the examining department to any student who
encounters an academic conflict, such as between an examination scheduled
outside of regular class time and the regular class period of another course, or
if two exams are scheduled to be held simultaneously outside of regular class
time.
3.
Take-home examinations are specifically exempted from this policy.
Final
Examinations
1. All
classes that normally permit undergraduates to enroll shall follow a standard
examination schedule. Final examinations on the Twin Cities campus shall extend
over a six-day period. Coordinate campuses shall each determine the length of
their final examination period.
2. Final
examinations normally shall be two (clock) hours long; instructors may schedule
longer examinations with the approval of their department. Instructors and
departments must decide in advance of scheduling a course if the examination is
to exceed two hours. Any examinations which exceed two hours must be noted in
the class schedule, in order that students are informed and can try to
accommodate the longer examination in their schedule of final examinations.
Accommodation must be provided by the examining department to any student who
encounters a conflict with another final examination because of this lengthened
examination time.
3. For
courses that do not run for a full semester, the final examination shall be
administered (or due, in the case of take-home or other out-of-class
examinations) on the last day of the course.
4. The
requirement that the final examination period on the Twin Cities campus be six
days shall not apply to units which have been granted an exemption from the
University calendar by the Senate Committee on Educational Policy.
5. Final
Examinations at Times Other Than Regularly Scheduled
a.
Instructors are not permitted to schedule their final examinations outside of
the scheduled examination period, except under such unusual circumstances as may
be approved by the Senate Committee on Educational Policy. Requests to change
the time of the final examination must be made to the appropriate academic
officer on the campus, who will bring them to the Senate Committee on
Educational Policy.
b. When
an instructor and students conclude they wish to move the final examination for
the course to a different time and/or day during the final examination period,
the change must be (1) proposed by the instructor, (2) have the concurrence of
the department chair, and (3) must be approved unanimously by the students, via
written secret ballot.
c.
Laboratory practicums may be given during the final week of classes during the
normal lab period, and take-home or other out-of-class finals may be distributed
prior to the final exam week but may not be due before the scheduled final exam
for that course.
6.
Students with final examination conflicts, or with three (or more) final
examinations in one calendar day,[ or who have agreed to reschedule a final (in
accord with the provisions of section 3, above) will be expected to make the
appropriate rescheduling arrangements with the instructors by the end of the
second week of the term THIS LANGUAGE NEEDS ATTENTION] so that conflicts will
be eliminated. Instructors must agree to give an alternative final examination
to any student having examination conflicts or three (or more) examinations in
one calendar day.
7. Summer
Session Final Examinations: Final examinations for summer session shall be
scheduled during the regular meeting time of the course on the last day.
Study
Day
Each
campus shall decide whether or not to have a study day. For campuses that
choose to have one, the final examination period shall begin on the second day
after classes end, with the day after classes designated as a study day. In the
event classes end on a Friday, final examinations shall not start until the
following Monday. When the calendar permits, a study day should be added to the
schedule.
Classes
and Events during the Study Day/Finals Week Period
1. No
classes will be permitted after the last day of instruction for any course that
normally includes undergraduate students.
2.
Instructors may not hold a regular lecture during examination week (which can
interfere with students' other exams) and may not hold a lecture during the
first hour of the examination period and then conduct the final examination
during the remaining hour(s).
3. No
University-sponsored extra-curricular events which require the participation of
students may be scheduled from the beginning of Study Day to the end of Finals
Week. Exceptions to this policy may be granted ONLY by the Senate Committee on
Educational Policy. Any exemption granted pursuant to this policy (that is,
with the explicit authorization of the Senate Committee on Educational Policy)
shall be honored so that students who are unable to complete course requirements
during Finals Week as a result of that exemption shall be provided an
alternative and timely opportunity to do so.
Intercollegiate
Athletic
Events during Study Day and Finals Week
1. In
those instances where post-season competitive events occur during Study Day or
Finals Week (either of Day School or of Extension Classes), the Senate Committee
on Educational Policy shall consider them approved (that is, without requiring
explicit action on the part of the Committee) subject to the following
conditions:
a. The
event is in logical progression in the sport, leading from in-season competition
to conference or regional championships and then to national championship
competition;
b. The coach or other staff member in the athletic program
can demonstrate to whomever is responsible for counseling in the intercollegiate
athletics program that satisfactory alternative academic arrangements have been
made; and
c. The
event is conducted under the aegis of the NCAA or the appropriate national sport
governing body if it is not the NCAA.
2. The
academic counseling office for intercollegiate athletics will provide annually
to the chair of the Senate Committee on Educational Policy a report on the
arrangements that are made pursuant to paragraph 2, above.
3. The
Director of Athletics annually will report to the Senate Committee on
Educational Policy, early in the Fall Semester, on the number of
student-athletes who missed any Study Day or any part of Final Examinations
during the preceding year and on the academic performance of those
student-athletes. These must be written reports.
4.
Post-season or other athletic events that are invitational in nature, rather
than a natural progression to a championship, and which would take place during
Study Day or Finals Week, require the specific approval of the Senate Committee
on Educational Policy before participation may occur.
5.
Subject only to the exception noted in this policy, no travel or competition is
permitted from the period beginning with, and including, Study Day and ending
with the last day of Final Examinations. Home events may be scheduled in the
evening of the last day of Final Examinations if the examination schedule is
concluded by 1800.
6. This
policy applies only to intercollegiate athletic teams, not teams competing under
the aegis of the Department of Recreational Sports or any other unit of the
University.
POLICY ON
SPECIAL EXAMINATIONS FOR CREDIT AND PROFICIENCY
The
University of Minnesota offers currently registered undergraduate degree-seeking
students the opportunity to take special examinations, given at the discretion
of the appropriate academic department, either for proficiency or for credit.
Special
examinations shall be administered by the appropriate academic department, with
administrative oversight through the Office of the Registrar (via OneStop). The
University will charge an appropriate fee for all special examinations. The
department determines whether the examination will result in one of the
following:
(1) proficiency (yielding no credit but fulfilling prerequisites for advanced
courses or satisfying other requirements;
(2)
credit for a specific course
(3)
for credit for a general “blanket” number (such as
2999).
The
student’s college has the final authority for accepting or denying credits
towards the student’s degree program in that college. Credits earned by
examination shall not count as residence credits. A student may not first take a
University of Minnesota course and earn a grade, subsequently take an
examination for credit for that course content, and then request that the
original course grade be bracketed from the transcript.
A
student must do "C-" quality work on an "examination for credit" to earn credit
or proficiency. If the examination is for credit, a notation shall be placed on
the transcript showing the course and credits earned. Effective fall 1999,
examinations for credit earn the letter "T." These credits will be included in
the cumulative credits (but not term credits) but the "T" grade will not be
reflected in either the term or cumulative grade point average. If the
examination is for proficiency, a notation shall be made on the student’s
transcript saying "Course X satisfied by proficiency examination." . If the
student fails to do "C-" quality work on the examination, no notation shall be
made on the transcript.
The
"examination" administered by a department may be a typical final examination,
an oral test, written papers or projects, or any other combination of work which
will satisfy the examiners that the student has adequately achieved the values
of the course.
Minimum
standards for awarding credits by examination shall be determined by the
academic department giving the examination. Once special exam credit has been
awarded, the credits will remain on the student's transcript unless the credit
was awarded in error.
Credit
for Nationally-Recognized Examinations
The
University, with the concurrence of the appropriate academic department, also
recognizes and awards credits based on examinations which are taken as a part of
the Advanced Placement (AP) program, the International Baccalaureate (IB)
Program, and CLEP program. Credits for AP and IB exams are awarded at the time a
student is admitted to the University, and the administrative process for these
awards is handled by the Admissions Office (as are transfer credit
awards).
Minimum
standards for awarding credits on nationally-administered examinations shall be
established by the appropriate academic department. No department shall be
required to offer credits for nationally-recognized tests. Credits may be
awarded for a particular course if the academic department reviewing the
national examination determines that the material in the test is substantially
similar to that of an existing course; if the material is judged to be of
college level but not substantially similar to an existing course, general
departmental credits are assigned. The Admissions Office works with departments
to assure that exams are reviewed and appropriate credit awards
established.
The
national examinations shall be reviewed every five years to determine whether
the minimum standards remain appropriate.
For
more detailed guidelines on credit awards for AP and IB, see the REPORT OF THE
REVIEW COMMITTEE ON AWARDING CREDIT FOR ADVANCED PLACEMENT AND INTERNATIONAL
BACCALAUREATE AT THE UNIVERSITY OF MINNESOTA at
http://www1.umn.edu/usenate/reports/intlbamn.html
SECOND
SECTION FOR DISCUSSION
4.
Grading, Transcripts, & Credits
GRADING
AND TRANSCRIPTS
I.
Establishment and Use of University Grading Systems
1. There
are two distinct grading systems on each campus of the University of Minnesota,
A-B-C-D-F (with pluses and minuses as permitted by this policy) and S-N. The S-N
system is a self-contained alternative to the A-F system and the two may not be
combined for a particular student in a particular course. Students may receive
grades or symbols only from the grading system under which they have registered
for a course. This policy does not require any instructor to use pluses and
minuses.
2. There
are, in addition, registration symbols identified and described in this policy
that carry neither grade nor credit.
3.
No campus, college, or program is required to offer a course on the S-N
grading system.
4. Any
unit may choose to limit grades in a particular course to the A-F or the S-N
system.
5. When
both grading systems are available to a student, he or she must declare a choice
of system as part of the initial registration for the course. The choice may not
be changed after the end of the second week of classes (the first week in summer
sessions).
6. Except
as provided in this policy in Sections I (7) and V (10), no college may use any
grading systems other than the ones established by this policy.
7. The
Law School and the Medical School are exempt from the provisions of this policy,
but shall report their grading systems, and any changes therein, to the Senate.
Any other units which believe that the national norms of their profession
require a different grading system may make application to the Senate Committee
on Educational Policy for an exemption from this policy; all such exemptions
must be approved by the University Senate.
II.
PERMANENT GRADES FOR ACADEMIC WORK FOR CREDIT
1. The
list below identifies the possible permanent grades that can be given for any
course for which credit is to be awarded. These grades will be entered on a
student's official transcript and, for an A, B, C, or D with permitted pluses
and minuses, carry the indicated grade points. (Except for the Law School, the
University does not award A+ grades, nor are D- grades permitted). The S grade
shall not carry grade points but the credits shall count toward the student's
degree program if allowed by the college, campus, or program.
A 4.00
Represents achievement that is outstanding relative to the level necessary to
meet course requirements
A- 3.67
B+ 3.33
B 3.00 Represents
achievement that is significantly above the level necessary to meet course
requirements
B- 2.67
C+ 2.33
C 2.00 Represents achievement that
meets the course requirements in every
respect
C- 1.67
D+ 1.33
D 1.0 Represents achievement that is
worthy of credit even though it fails to meet fully the course
requirements
S Represents achievement that is satisfactory, which is
equivalent to a C- or better.
2. These
definitions apply to grades awarded to students who are not enrolled in graduate
programs, but the grade points are the same no matter the level or course of
enrollment.
3.
Instructors are permitted to hold graduate and undergraduate students who are in
the same class to different standards of academic performance and
accomplishment. The syllabus must make clear what the different standards will
be for the different groups of students who may be enrolled in the class.
4. These
are the general University standards. In connection with all symbols of
achievement instructors shall define for a class, at one of its earliest
meetings and as explicitly as possible, the performance that will be necessary
to earn each.
III.
PERMANENT GRADES FOR ACADEMIC WORK FOR NO CREDIT
1. There
are two permanent grades given for a course for which no credit is to be
awarded. These grades will be entered on a student's official transcript.
F -0-
Represents failure and signifies that the work was either (1) completed but at a
level of achievement that is not worthy of credit or (2) was not completed and
there was no agreement between the instructor and the student that the student
would be awarded an I (see Section IV).
N Represents
no credit and signifies that the work was either (1) completed but at a level of
achievement that is not worthy of credit or (2) was not completed and there was
no agreement between the instructor and the student that the student would be
awarded an I (see Section III). The N carries no gradepoints and the credits for
the course do not count toward any academic degree program. The credit hours for
the course do not count in the gradepoint average.
2.
Academic dishonesty: Academic dishonesty in any portion of the academic work
for a course shall be grounds for awarding a grade of F or N for the entire
course, at the discretion of the instructor. This provision
allows instructors to award an
F or an N to a student when academic dishonesty is discovered; it does not
require an instructor to do so.
Students who enroll for a course on the A-F grading system shall receive an F if
such grade is warranted; students who enroll for a course on the S-N system
shall receive an N if such grade is warranted.
IV.
INCOMPLETES
There
shall be a symbol I, incomplete, awarded to indicate that the work of the course
has not been completed.
1. The I
shall be assigned at the discretion of the instructor when, due to extraordinary
circumstances, the student who has successfully completed a substantial portion
of the course's work was prevented from completing the work of the course on
time.
2. The
assignment of an I requires a written agreement between the instructor and
student specifying the time and manner in which the student will complete the
course requirements. In no event may any such written agreement allow a period
of longer than one year to complete the course requirements (except as provided
in section IV(8).
3. Work
to make up an I must be submitted within one year of the last day of final
examinations of the term in which the I was given for all students except
graduate and professional students; if not submitted by that time, the I will
automatically change to an F (if the student was registered on the A-F system)
or an N (if the student was registered on the S-N system) for the course. If an
I changes automatically to an F or an N, the instructor has the discretion to
reinstate the I for one additional year.
4. For
graduate and professional students, an I remains on the transcript until changed
by the instructor or department.
5. When
an I is changed to another symbol, the I is removed from the record. Once an I
has become an F or an N, under the provisions of the preceding paragraph, it may
subsequently be converted to any other grade, upon petition by the instructor
(or the department if the instructor is unavailable) to the college.
6. A
student does not need to be registered at the University in order to complete
the work necessary to convert an I to a grade with credit in the time and manner
previously agreed upon between the student and the instructor. The instructor is
expected to turn in the new grade within four weeks of the date the work was
submitted by the student. (Depending on the timing of when the work is turned
in and the ability of the instructor to award a grade, an F or an N may appear
temporarily on the transcript.)
7. If a
student graduates with an I on the transcript, the I will remain permanently an
I. A student may petition his or her college, within a year of graduation, to
complete the work in the course and receive a grade. The degree GPA is frozen
upon graduation but the cumulative GPA would reflect the change in GPA if a
student chooses to complete the work and change I to a grade within a year of
graduation.
8. When
students are called to active military duty, and reach agreement with their
instructor(s) to take an incomplete, they will have up to one calendar year
following their discharge from active duty to complete their
incomplete(s).
9.
Receipt of an I in a course does not create an entitlement for a student to take
the course a second time.
V.
OTHER TRANSCRIPT SYMBOLS
1.
Transfer work: There shall be a symbol T, transfer, posted as a prefix to the
original grade, to indicate credits transferred from another institution or from
one college or campus to another within the University when reevaluation is
required.
2.
Auditing a course:
a. There
shall be a symbol V, visitor, indicating registration as an auditor or visitor,
which shall carry no credit and no grade.
b.
Students auditing a course are required to pay full tuition but do not take
exams and are not required to do homework. An auditor is entered on the class
roster (grade report), is counted as filling a seat in a controlled entry
course, and is counted in an instructor's student contact hours. Students may
not sit in on a course without registering for it.
c. A
student shall be allowed to take a previously-audited class for a grade.
3.
Withdrawing from a course:
a. There
shall be a symbol W, withdrawal, entered upon a student's record when the
student officially withdraws from a course in accordance with procedures
established by the student's college or campus. The W will be entered on the
transcript irrespective of the student's academic standing in that course if the
student withdraws from the course during the third through eighth week of class
(during the second or third weeks of summer sessions).
b. If a
student officially withdraws from a course during the first two weeks of
classes, there shall be no record of that course registration entered on the
student's transcript.
c. Except
as provided in section d, withdrawal in the ninth or later week of classes
(fourth or later in summer sessions) shall require approval of the college and
may not be granted solely because a student is failing the course; there must be
extenuating non-academic circumstances justifying late withdrawal.
d. One
time late withdrawal: Each student may, once during his or her undergraduate
enrollment, withdraw from a course without college approval, and receive the
transcript symbol W, after the eighth week of class and at any time up to and
including the last day of class for that course.
4.
Continuation course: There shall be a symbol X, indicating a student may
continue in a continuation course in which a grade cannot be determined until
the full sequence of courses is completed. The instructor shall submit a grade
for each X when the student has completed the sequence.
5. Course
in progress: There shall be a symbol K, assigned by an instructor to indicate
the course is still in progress and that a grade cannot be assigned at the
present time.
VI.
OTHER PROVISIONS
1. Zero
credit courses: Courses which carry zero credits do not count in either term or
cumulative grade point averages.
2. All
grades for academic work are based on the quality of the work submitted, not on
hours of effort.
3.
Counting Credits Toward a University Degree
a. A
course that carries University credit toward a degree in one department or
college must carry credit in all other University departments and colleges
(except insofar as those credits exceed the limit on skills credits established
in
b. A
department or college has discretion to decide whether a course compoleted in
another unit will count towards the college or department/program
requirements.
4. When a
student graduates, no further changes to his or her transcript will be made (to
that portion of the transcript related to the program from which the student
graduated) except as expressly allowed under the provisions of this policy.
5.
Releasing transcripts: The University's official transcript, the chronological
record of the student's enrollment and academic performance, will be released by
the University only at the request of the student or in accord with state or
federal statutes.
6.
Repeating Courses
a. An
undergraduate student may repeat a course only once (except as noted in section
5(c)).
b. When a
student repeats a course before receiving his/her degree, (a) both grades for
the course shall appear on the official transcript, (b) the course credits may
not be counted more than once toward degree and program requirements, and (c)
only the last enrollment for the course shall count in the student's grade point
average.
c.
Provisions 6 (a) and (b) of this policy shall not apply to courses (1) using the
same number but where students study different content each term of enrollment
and (2) to courses designated as "repetition allowed."
d. If an
undergraduate student repeats a course after his/her degree has been awarded,
the original course grade will not be excluded from the degree GPA nor will the
new grade be included in the degree GPA.
e.
Bracketing is the practice of not including a course in the calculation of a
student's GPA and not counting the course as satisfying any degree requirements,
including electives, because a student has repeated a course. When a student
repeats a course, all prior attempts are bracketed and only the most recent
attempt counts (except as provided in 6 (c)). No department or college may
bracket the courses of another department or college for any reason other than
course repetition.
7. Grade
point average: Every student shall have calculated, both at the end of each
grading period (quarter or semester) and cumulatively, a grade point average,
which shall be the ratio of grade points earned divided by the number of credits
attempted with grades of A-F (including pluses and minuses). Both the periodic
and cumulative grade point average will appear on each student's record.
8. Final
grade due date: Final grades shall be submitted to the Registrar no later than
three business days following the date of the scheduled final examination
(whether or not there is actually a final examination for the course).
9. This
policy may be modified from time to time but transcripts will not be modified
when there are changes in policy.
10.
Compiling and Reporting Grading Data
a. Data
on the mean grade point average by designator and course level, on the
percentage of As awarded by course level, and on overall collegiate grade point
averages shall be prepared for grades awarded each Fall Semester. Data should be
reported for all undergraduate students. Cells in the tables with fewer than 10
grades should be suppressed, in order to protect the privacy of students, but
the numbers should be included in the totals.
b. The
Office of Institutional Research and Reporting should see that required tables
are produced each year and provide them to the chair of the Senate Committee on
Educational Policy and to the office of the Executive Vice President and
Provost.
c. The
data tables and graphs required in 10 (a) and (b) shall be reported annually to
the Senate. These data should also be provided to all deans and department heads
and made available to faculty and students.
11. All
colleges and campuses shall publish each term a dean's list, consisting of
students who achieved a 3.666 GPA or higher and who completed a minimum of 12
credits on the A-F grading system. There will be a transcript notation for each
term that a student achieves the dean's list.
[Moved to
repeating courses section]
[Moved to new section VI (3)]
10.
Alternative Grading Systems
a.
Only the Senate Committee on Educational Policy shall have the authority to
grant to individual colleges or campuses permission to use alternative grading
methods outside the provisions of this official University system, for a
specified period (but no longer than five years), and
only for the purpose of
experimenting with a new grading system for possible system-wide adoption. Such
permission may be granted if the proposal does not interfere significantly with
the registration options of students from other colleges, campuses, and
programs. Such alternative systems shall be reported for information to the
University Senate as soon as permitted and, after the specified period, shall be
re-evaluated, either to be discontinued, or with Senate approval on
recommendation from the Senate Committee on Educational policy, made part of the
system-wide policy. Except for the provisions of this section 6, no college or
program may use any grading system except for the one contained in this policy.
b.
Because alternative grading systems, once used, must be maintained by the
University forever afterward (to preserve the integrity of the transcripts), the
Senate Committee on Educational Policy will rarely grant permission for
alternative grading systems. It will consider doing so only when (1) those who
propose it can make a persuasive case that the alternative is a more accurate
and effective way to measure and record student academic performance, and (2)
there is strong reason to believe that the proposal will be useful to all
colleges and campuses of the University (except the Law School and Medical
School).
TRANSFER
OF CREDIT
1. It
shall be the responsibility of the Director of Admissions on each campus to
identify those institutions from which credit can be transferred and to
determine whether course work is college level. If questions arise with regard
to transfer of specific courses, the Director of Admissions will confer with the
appropriate college or departmental faculty. The following general guidelines
will apply.
2. Credit
for course work taken at other institutions will be transferred subject to the
following considerations:
a. the
mission of the institution from which credits would be transferred,
b. the
comparability of the course work with University of Minnesota course work, and
c. the
appropriateness of the course work for meeting baccalaureate degree requirements
at the University of Minnesota.
3.
Regional accreditation shall usually serve as the primary criterion for
determining the transferability of course work from another institution.
4.
Credits from technical schools may be considered for transfer when appropriate
to a student's degree program. Credit is not normally transferred from
specialized or proprietary institutions, military schools, or industry-based
education programs.
5. Credit
granted by another institution for non-traditional experiences (CLEP, AP, IB,
military training) will be re-evaluated for content and comparability by the
Office of Admissions.
6.
Religious studies courses transfer if they are not doctrinal, confessional, or
sectarian in nature. Religious studies courses from public institutions transfer
without special review; religious studies courses from all other institutions
will be evaluated by appropriate college or departmental faculty.
7. The
Twin Cities campus [University? What does UMM think?] shall not accept any
transfer course with less than a "D" grade. Once a course has been accepted for
transfer, all colleges and programs will honor this decision. (A course with a
grade of less than C- will not count toward a major or a minor but it will count
toward a degree.)
CATHERINE
WAMBACH, CHAIR
EDUCATIONAL POLICY
COMMITTEE
DISCUSSION:
Professor
Cathrine Wambach, Chair of the Educational Policy Committee (SCEP), said that
the goal of the subcommittee is not to write new policies, but instead
consolidate and clarify the existing policies, as well as put them into a common
policy template. There are few substantive changes, but she would like senators
to review the documents with their colleagues to make sure that understanding
from the current policies are not changed.
She then
asked for comments or questions on the exams and study days policy.
A senator
said that with the use of electronic course delivery methods, a number of
courses are offering on-line exams. She has interpreted this practice to be
covered by the take-home exam language, but this is not clearly stated.
Another
senator stated that the policy states the deadline for making arrangements for
final exam conflicts is the end of the second week, but sometimes students enter
courses after this deadline. The second week deadline might be too early.
Professor
Wambach said that the second week deadline has been removed.
Q: Will
the policy contain language on which class has to reschedule the final
exam?
A: This is
not part of the current policy and really needs to be worked about between the
faculty members.
Professor
Wambach then asked for comments and questions on the grading, transcripts, and
credits policy.
A senator
noted that the end of the sentence in line 279 is missing.
Another
senator commented that it appears that the differentiation between the 'F' and
'N' grade is referred to section 4, but there is nothing on this topic in that
section.
Professor
Wambach said that additional policies will continue to be brought to the Faculty
Senate next year, before approval as an entire group is sought next spring
semester.
21.
FACULTY SENATE OLD BUSINESS
NONE
22.
FACULTY SENATE NEW BUSINESS
MOTION:The
student release questions, as part of the policy and protocol on the student
rating and peer evaluation of instruction form, require the joint approval of
the Student Senate and Faculty Senate.
DISCUSSION:
Professor
Gary Balas introduced the motion, stating that currently these questions simply
require the approval of the Faculty Senate. The Student Senate has been active
in the recent revision, and they want to be involved in the future.
A motion
was made to suspend the rules to consider the item, a vote was taken, and the
motion to suspend the rules was approved.
A senator
stated that this motion is meant to ensure that students take responsibility for
their questions, and work with the faculty when revisions are needed.
Q: What
happens if there is disagreement between the faculty and the students?
A: A
settlement will be required that is agreeable to both parties.
With no
further discussion, a vote was taken and the motion was approved.
APPROVED
23.
FACULTY SENATE ADJOURNMENT
The
Faculty Senate was adjourned at 3:57 p.m.
Rebecca
Hippert
Abstractor
APPENDIX
A
MEMORIAL STATEMENTS
Paul
W. Bamford
Paul
W. Bamford, a long time member of the History faculty in the College of Liberal
Arts, passed away on August 22, 2007 at the age of 85.
A
native of Denver, Colorado, Paul received his Bachelor’s degree from the
University of Denver in 1943. After military service during World War II, Paul
received his master’s degree from Columbia University in 1947 and his
Ph.D. in 1951. After teaching at several colleges, Paul came to the University
of Minnesota from Ohio State University in 1958. He remained an active member of
the history faculty until his retirement in 1991.
Paul
was a distinguished scholar, who was highly regarded by his peers. He published
three important books in his field of French economic history:
Forests and French
Sea Power, 1660-1789 (1956),
Fighting Ships and
Prisons: The Mediterranean Galleys of France in the Age of Louis
XIV (1973), and
Privilege and
Profit: A Business Family in Eighteenth Century
France (1988). Research and scholarship
were Paul’s passions. Until shortly before his death Paul was working on a
fourth manuscript that he hoped to have published. He contributed several
articles to leading journals in the field. One of them, “The Procurement
of Oarsmen for French Galleys, 1660-1748,” published in
The American
Historical Review (1959) won the
prestigious William Koren, Jr. prize from the Society for French Historical
Studies that is awarded annually for the best article published in French
history. He won several distinguished awards in support of his research
including two Fulbright fellowships, a Guggenheim fellowship, a year at the
Institute for Advanced Study in Princeton and a Bush Foundation Sabbatical
Fellowship. Active in the Society for French Historical Studies, Paul served as
president of that organization and presided over its annual meeting when it was
held at the University of Minnesota in 1987. At Minnesota Paul supervised
several doctoral students. Many of them have gone on to distinguished careers in
the historical profession. His colleagues and students will miss the wry humor
and commitment to high standards that he brought to the classroom and to his own
research.
Preceded
in death by his wife Pauline, he is survived by three children, Stacey, Philip
and Tom and their families, including six grandchildren.
Richard
Ferguson
Richard
(Dick) Ferguson, Emeritus Professor in the Department of Rhetoric, University of
Minnesota, Saint Paul, died in St. Paul, Minnesota, on December 4, 2006, at the
age of 75.
Dick
was born in Wilkes Barrie, Pennsylvania, on November 15, 1931. He and his
family moved to La Grange, Illinois, when Dick was in grammar school. He
enlisted in the U.S. Marine Corps in 1952, and, after his service, he attended
North Dakota State University, where he received his B.A. and M.A. degrees.
During this time he met and married his wife of 49 years, Beverly Olson
Ferguson.
Dick
worked at the University of Northern Iowa in Cedar Falls, Iowa, in the English
Language and Literature Department for four years. He left to pursue a Ph.D.,
entering the American Studies Program at the University of Minnesota in 1964,
during which time he became a graduate instructor in the Rhetoric
Department.
After
completing his doctorate, in 1972 Dick was hired as Assistant Professor, helping
to build the department’s new undergraduate major in scientific and
technical communication. He stayed for 23 years, and he was important in making
this a high quality, humanistic program. Dick was especially appreciated for
his clear intelligence and quiet wit. He taught until 1995 when he retired,
partly due to the struggle he was experiencing with Parkinson’s
disease.
Dick
had many interests: he wrote and published poetry, was a water colorist, worked
as a photographer in the Marine Corps, loved jazz and baseball, and read widely
in history, literature, and the arts. He is survived by his wife Beverly;
daughter Kevlyn Jean; grandchildren Sarah Jean Pastorius, Justin Pastorius
(Tiffany), and James Pastorius; great-greandson, Brendan Venlander; brother,
Thomas Ferguson (Carole); sister, Martha Ferguson; sisters-in-law, Rev. Jane
Ferguson and Myrt Armstrong; and many beloved nieces and nephews, special
friends and students.
Charles
E. Furman
Charles
E. (“Chad”) Furman, Ph.D., 53, of Minneapolis, Minn., passed away
Wednesday, December 26, 2007. For over two decades, Dr. Furman was director of
the music therapy program at the University of Minnesota. Following his
retirement in February 2006, he enjoyed extensive travel in Spain, Amsterdam,
and Brazil as a teacher of English certified by the Oxford TOEFL
program.
As
consultant to various health-related agencies, he was a frequent lecturer at
workshops and conferences throughout the country and internationally. He served
on the executive board, research committee and standards of practice committee
for the National Association for Music Therapy (now American Music Therapy
Association). His book, "Effectiveness of Music Therapy Procedures:
Documentation of Research and Clinical Practice," published by AMTA, is widely
used in music therapy programs and clinical sites throughout the
world.
A
memorial service to honor Dr. Furman’s accomplishments – both
personal and professional – was held on January
2nd
at First Universalist Church in south Minneapolis. Surviving are children Megan
of New York City, NY, and Charlie of Edina, MN.; and a sister Marilee
Furman-Lagas of Ellicott City, MD. Memorials are recommended to a charity of
one's choice or to the Florida State University School of Music.
Theodor
B. Grage
Longtime
Department of Surgery faculty member Theodor B. Grage, M.D., Ph.D., 80, died on
Tuesday, December 11, 2007, after a long illness. A service in celebration
of his life took place on Friday, December 14, 2007, at the Kozlak-Radulovich
Funeral Chapel in Minneapolis.
A
naturalized U.S. citizen, Grage grew up in Germany and attended medical school
in Münster, Germany, before finishing his M.D. degree in 1955 at Creighton
University in Omaha. He then came to the University of Minnesota for his
surgery residency, earning both his M.S. in biochemistry and his Ph.D. in
surgery in 1963.
On
the University of Minnesota surgery faculty for 3 decades, Grage became a full
professor in 1982 and was also the director of surgical oncology. He did
pioneering work in head, neck, and esophageal surgery.
According
to Dr. John S. Najarian, who chaired the University of Minnesota Department of
Surgery during most of Grage’s career, “Ted Grage really was one of
the best surgical oncologists. He developed many techniques for treatment
of malignant lesions in the extremities and in the head and neck. And he
developed the first successful replacement surgery for the throats of cancer
patients.”
After
his retirement in December 1992, Grage was a volunteer professor and surgeon in
Pretoria, South Africa, and St. Lucia, the Grenadines. His hobbies
included reading, cooking, gardening, fishing, and traveling.
Grage
was preceded in death by his wife, Mary Ann Parks Grage. He is survived by
8 children, 12 grandchildren, and 3 siblings.
Eloise
Jaeger
Eloise
Jaeger,
professor emeritus, kinesiology; died
October 8, 2007, at age 91. She began her involvement at the University as an
undergraduate taking classes in physical education in preparation for a career
in teaching. She received an M.Ed. in 1944 and a Ph.D. in 1952 from the
University of Iowa. Professor Jaeger taught women’s physical education at
the University for many years and, in 1962, became the director of the
Department of Physical Education for Women. In 1971 Jaeger was named the
director of the School of Physical Education, becoming the first woman at an
American college or university to have jurisdiction over both men's and
women’s physical education programs. She was a steadfast force behind the
establishment of women’s intercollegiate athletics and the increase in
girls’ and women’s participation in all aspects of sport and
physical activity.
Victoria
M. Mikelonis
Victoria
Marie Mikelonis, a long-standing and internationally recognized teacher and
researcher in the field of technical communication, died Tuesday, August 14,
2007 after a two-year battle with cancer.
Professor
Mikelonis received her Ph.D. in Language and Literature from Indiana University
of Pennsylvania in 1975. After teaching at the University of Pittsburgh and the
University of Michigan, she joined the University of Minnesota’s
Department of Rhetoric as a faculty member in 1980. At the time of her death,
she was a professor in the newly formed Department of Writing Studies, a
department that combined faculty and programs from the Rhetoric Department with
other writing programs on campus.
Most
recently Professor Mikelonis was the department’s Director of
Undergraduate Studies for the Bachelor of Science in Scientific and Technical
Communication. She taught both undergraduate and graduate courses in
international and intercultural communication, grant proposal writing, technical
writing, and metaphor and schema theory. A popular and respected scholar and
teacher, both in the department and across the University, Professor
Mikelonis’s classes were always filled to capacity. Her research focused
on the challenges of intercultural communication in a digital age; she
spearheaded national institutes on technical communication. Professor Mikelonis
is the author of numerous publications, including the book
Grant Seeking in an
Electronic Age. She was a member of
numerous professional societies including being a Fellow in the Association of
Teachers of Technical Writing. She was former editor of the journal the
Technical Writing
Teacher, which was published out of the
Rhetoric Department. (This is the journal that preceded today’s
Technical
Communication Quarterly.) Even during
her illness, she was actively engaged in her profession, working on hosting the
2008 Council of Programs in Technical and Scientific Communication (CPTSC)
annual meeting, to be held in Minneapolis.
Involved
in funded research, Professor Mikelonis wrote grant proposals funded by the
United States Agency for International Development for the Environmental
Training Program and for the Center for Nations in Transition at the Hubert H.
Humphrey Institute for Public Affairs. These proposals led to her many trips to
Central and Eastern Europe, where she developed training materials and taught in
Poland, Romania, Bulgaria, Hungary, the Czech Republic, Slovakia, and Ukraine.
Above all, Professor Mikelonis mentored countless numbers of colleagues and
students across the profession, always working to meet and exceed the need at
hand. Her “can do” spirit was contagious, and her friendship will be
greatly missed.
She
is survived by two sons, Anthony Jamil Mikelonis and Theodore Samar Mikelonis,
both of St. Paul, Minnesota; two brothers, Eugene C. Mikelonis of Liberty
Township, Ohio, and Robert J. Mikelonis of Erie, Pennsylvania; and numerous
nieces and nephews. She was preceded in death by her parents, Anthony J. and
Victoria Baranowski Mikelonis, and a brother, Albert Mikelonis.
Memorial
donations may be made to a charity of the donor’s choice or to the
Victoria Mikelonis Undergraduate Memorial Fund in Scientific and Technical
Communication. Checks should be made out to the University of MN Foundation (V.
Mikelonis Undergraduate Memorial Fund in the memo line) and mailed to the
University of Minnesota, Dept. of Writing Studies, 180 Wesbrook Hall, 77
Pleasant St. SE, Minneapolis, MN 55455.
Gerhard
Neubeck
Gerhard
(Gerry) Neubeck, a retired University of Minnesota family social science
professor and a German Jewish athlete who was a denied a spot on the 1936 German
Olympics team, died at his St. Paul home on Jan. 28.
Neubeck,
who in Minnesota became a pioneer in the field of sex education and marriage
counseling, was 89. Neubeck and his parents fled Germany to the Netherlands, and
then to the United States in 1940. In the United States, he earned a degree in
personnel and guidance and a master's in psychology.
In
1946, he moved to the Twin Cities, where he worked for a social service agency
and as a University of Minnesota instructor. He earned a doctorate in education
at New York's Columbia University, returning to the University of Minnesota in
1953 as a marriage and student counselor.
In
the 1960s, he began teaching a human sexual behavior class for undergraduates at
the University. Neubeck served as president of the National Council on Family
Relations in 1977-78. He retired from the University in the mid-1980s. In
retirement, he enjoyed playing tennis and squash and riding his
bicycle.
Ralph
Rapson
Ralph
Rapson, celebrated architect and Head of the School of Architecture at the
University of Minnesota from 1954 to 1984, died at his home on March 29, 2008.
He was 93. One of the last of the second generation of Modern architects in
America still practicing, Rapson was at the drawing board the day of his
passing.
Rapson's
achievements at the University of Minnesota included ushering in a new era of
modern design, a dramatic departure from the Beaux Arts tradition that had
formerly characterized architectural education at the university. Rapson's
vision of an integrated approach to design led him to establish the program in
landscape architecture and to advocate for all of the design disciplines being
in one unit, something that the university achieved with the College of Design
in 2006. He served as the head of the School of Architecture from 1954 to1984,
and Rapson Hall -- home of the College of Design's School of Architecture,
department of landscape architecture and other units -- is named in his honor.
Rapson also helped establish the Ralph Rapson Traveling Fellowship, which
enables university graduates and local architects to travel and continue their
architectural studies.
As
the architect of many important Twin Cities buildings, including the original
Guthrie Theater (1963), the Philip W. Pillsbury House (1965) and Cedar Square
West (now Riverside Plaza, 1973), Rapson had a national and international
reputation, designing award-winning buildings across the United States as well
as the American embassies in Stockholm and Copenhagen. He also designed numerous
single- and multi-family housing, churches and institutional buildings, such as
the Rarig Center for the Performing Arts (1972) on the Twin Cities campus and
the Humanities Fine Arts Center (1973) on the Morris campus of the University of
Minnesota.
"While
Ralph lived long enough," said College of Design Dean Thomas Fisher, "to see the
demolition of some of his many outstanding buildings -- the Guthrie Theater, the
Pillsbury House, the Prince of Peace Lutheran Church -- he also saw a widespread
revival of interest in his work over the last decade or two, especially in his
low-cost, prefabricated housing ideas and in his light-weight furniture designs.
His architecture reflected his personality: modest and unassuming and, at the
same time, playful and inventive. Ralph's passing represents the end of an era,
not just for Minnesota's design community, but also for American architecture.
One of our last living links to the first generation of Modernists, such as the
famous Finish architect Alvar Aalto, is now gone."
A
graduate of the University of Michigan and Cranbrook Academy, Rapson was a
colleague of mid-century modern designers such as Charles Eames and Eero
Saarinen, and a fellow educator with Aalto at MIT. Rapson also led the
architecture department of the New Bauhaus School in Chicago, before coming to
Minnesota in 1954, where, in addition to heading the architecture school, he
established the firm, Ralph Rapson and Associates, Inc., in Minneapolis. His
architect-son, Toby, who graduated from the University of Minnesota and is now
the firm's president, eventually joined Rapson. Recent projects by the firm
include the State of Minnesota Centennial Building, the Mixed Blood Theater and
the Conservatory at the University of Minnesota's Landscape
Arboretum.
Rapson's
career and his many contributions to the communities he worked in are chronicled
in a 1999 book,
Ralph Rapson: Sixty
Years of Modern Design, co-authored by
Rapson's son, Rip Rapson, Jane King Hession and Bruce Wright. In the
introduction, the authors identify the intrinsic spirit that characterized all
of Rapson's pursuits -- teaching, design practice, mentoring of students and
faculty and community involvement. His drawings, they write, are:
"...always
full of people -- not the required scale figures one usually sees in
architectural rendering but people with personalities. Indeed, over the course
of his career, Ralph Rapson may well have drawn more people than any other
architect past or present... This focus is telling, because it shows that he has
never lost sight of the fact that architecture is first and foremost, about the
people who use it."
Numerous
awards have been bestowed upon Rapson, including five national American
Institute of Architecture (AIA) awards, the ACSA/AIA Topaz Medal for Educational
Excellence, and five Progressive Architecture awards.
Edward
B. Savage
Edward
Savage joined the faculty at the University of Minnesota in 1966 as a faculty
member in the Rhetoric Department in what was then the Institute of Agriculture,
Forestry and Home Economics. He taught literature courses and writing to the
students in the professional curricula on the St. Paul campus. Toward the end
of his tenure as a faculty member, when the literature courses on the St. Paul
campus were being eliminated, Ed transferred his teaching assignment to the
English Department in the College of Liberal Arts, where he taught courses in
Shakespeare, Medieval literature, and a survey of English literature. He
retired as a full Professor in 1991.
After
serving as a Navy officer in World War II, Ed earned a B.A. in English at St.
Paul's Hamline University in 1948 and later his M.A. and Ph.D. from the
University of Minnesota. Prior to accepting a position at Minnesota, Ed
taught in Tarsus,
Turkey; the American University in Cairo, Egypt; Hope College in Holland,
Michigan and briefly at the Institute of European Studies in Vienna, Austria.
On
the St. Paul campus, Ed taught students majoring in agriculture, forestry, and
home economics. He recognized that his students were far more confident in the
areas of their own interest than in the areas of his. So he encouraged students
to pursue topics on their area of expertise but related to the course. Students
would mine a play by Shakespeare, for example, for obscure horticultural
references or animal imagery. Their own interest would drive their research but
Ed insisted that they relate the fruits of their work to the meaning of the
lines in context, forcing them into a close study of the text, which often put
them in contact with the deeper meaning of the work as a whole.
Ed
loved the drama and was a greater supporter of University theater. He
occasionally directed plays for Punchinello Players, the St. Paul student
theater group, and later, while teaching in the English Department, appeared in
University Theater production of Anton Chekhov's The Cherry Orchard.
Ed’s
doctoral dissertation was Dramatic Treatments of the Tristan and Isolt Tale: A
Comparative Study. He published a number of articles in scholarly journals on
drama and on the opera. His passion for the opera was lifelong. Indeed,
although weak from cancer and in hospice care, Ed left his sick bed to attend
the simulcast of the Metropolitan Opera's 5-hour production of Wagner's "Tristan
and Isolde" in March 2008, just three weeks before his
death.
Ed was an
accomplished pianist, and his dedication in this sphere was also lifelong. In
2004, he took up Bach's "Art of the Fugue" and, with piano duet partner
Geraldine Braden, mastered and played this difficult work only weeks before his
death.
Ed
died of esophageal cancer on April 4, 2008 in St. Paul at age 64.
Ed
was the son of Rev. E.W. and Anna Savage (Prescott, WI). He had sister,
Dorothea Mitchell and two brothers, Donald and Jack Savage. He is survived by
nieces, Lynn Smith and Suzanne Staples; Andy, Charlotte and Lillie Huggins;
Topper, Summer and Chauncey Staples.
Frederick
M. Swain
Frederick
Morrill Swain, an Emeritus Professor of the Department of Geology and
Geophysics, died of cancer on March 2, 2008, a week shy of his
92nd
birthday. Fred received his Ph.D. from the University of Kansas in 1943. He
came to the University as an Assistant Professor in 1946 after teaching at
Pennsylvania State University for 3 years. In 1969, Fred moved part time to the
University of Delaware and retired from Minnesota in 1979 becoming a Professor
Emeritus. Fred served as the Chairman of the Geology Department at Delaware
from 1983 to 1986. He came back to the Twin Cities when he retired from
Delaware in 1986. Fred’s tall, ramrod straight figure was a familiar
sight in Pillsbury Hall until late last fall when his failing health obliged him
to stay home.
Fred
was active in the research of non-marine ostracodes (a millimeter-sized
crustacean in the same phylum as crabs and lobsters), stratigraphy, and organic
geochemistry. He advised 13 Ph.D. and 46 Master’s students, and was a
Fellow of Geological Society of America and of Paleontological Society. Fred
was the GSA representative (1965-68) to the American Committee on Stratigraphic
Nomenclature, a committee that was tasked to bring a semblance of rationality to
the chaotic world of stratigraphic names.
As
a micropaleontologist specializing in ostracodes, Fred was perhaps the last of
the classic ostracodologists who worked fearlessly with both living and fossil
species, all the way from Ordovician (first fossil records are from this
geologic period, 505 to 438 million years ago) to the modern species living in
peatlands that have no calcite carapace (just chitin). Fred was a pioneer in
the use of organic geochemistry to study non-marine sediments, focusing on amino
acids, lipids and carbohydrates in ancient and modern sediments. He wrote a
textbook “Non-marine Organic Geochemistry” which was published by
Cambridge University Press in 1970. His other active area was petroleum
geology, and it is easy to think that his interest in organic compounds and
fossil ostracodes had something to do with petroleum geology. Before the advent
of radiogenic isotope dating methods, fossil ostracodes were the main
biostratigraphic tool to “date” rocks that were recovered in
drilling operations.
Fred’s
wife of 68 years, Frances, died in April, 2007. He is survived by 2 daughters,
3 grandchildren, 1 great-grandchild and 2
great-great-grandchildren.
Deane.
A. Turner
Professor
Emeritus Deane Turner passed away on November 6, 2007 at the age of 88. He was
born on May 5, 1919 on a 240-acre farm in Harmony, MN. He was one of a family of
six children. Deane attended the first eight grades in rural school near the
home farm. He was active in 4-H and in FFA in high school. He also played in the
high school band and in the choir, played third base in baseball, and was first
tenor in vocal trio.
During
the years 1937-41, Dean attended the University of Minnesota. He worked out on
the wrestling squad as a freshman, was a member of several campus organizations,
belonged to two fraternities, and was proud to have graduated (while working
many hours) in three ears and two quarters with a BS Degree in Agricultural
Education.
Deane's
first professional job was from 1941-43 as a vocational agriculture teacher at
LeRoy, MN before enlisting in the U.S. Army Air Corps in July, 1943. He served
in World War II in Europe as a B-17 bomber co-pilot. On March 22, 1945, his
plane was hit and, fortunately, they were able to crash land near Brussels,
Belgium. Deane was flown to a hospital in England and remained there until the
end of the war in 1945. He was proud to be awarded a purple heart for his
military service to his country. He authored an unpublished book entitled "One
Day to be Remembered" in 2003 about his wartime experiences.
Following
the war, Deane worked as a junior research scientist with Archer Daniels Midland
Company in Minneapolis while doing graduate studies at the University of
Minnesota. He taught veterans and established a Vocational Agricultural Program
at the Red Wing High School from 1946-1953. He was awarded a Master's degree in
1953 by the University of Minnesota. In 1953, Deane joined the University of
Minnesota faculty at Waseca, MN. He served as Principal and later as
Superintendent of the University of Minnesota Southern School of Agriculture and
the Waseca Experiment Station for ten years. During this time, he completed his
studies and received his Ph. D. from the University of Minnesota in 1958. His
thesis examined the effectiveness of using visual aids to teach farm management
practices to high school student. His experience as an instructor generated the
question of what methods were the most effective to engage high school students
in understanding the need for detailed records when managing their home farm. As
a result, Deane coauthored a book entitled "Records or Farm Management" which
was published in 1958. In 1963, Deane accepted an appointment to the Dean's
Staff in the College of Agriculture on the University's St. Paul campus. In
1984, he retired as Professor Emeritus after 31 years of service to the
University of Minnesota.
During
Deane's career, he enjoyed many honors and recognitions too numerous to list in
this abbreviated tribute. The following were his most cherished
moments:
1952—President,
Minnesota Vocational Agricultural Teachers
Association.
1954—President,
Minnesota Association of Agricultural
Educators
1965—Member of the
University of Minnesota team that helped to increase higher education enrollment
in Kenya, Tanzania, and
Uganda.
1979—Awarded
"American Farmer Degree" at the National FFA Convention in Kansa City,
MO.
1982—Awarded a 30-year
plaque for "Leadership in Agriculture" by Cenex.
Deane
was a man full of energy and passions. He established a Scholarship fund at the
University of Minnesota to be awarded to students pursuing a graduate degree in
Agricultural Education so that other men and women at the University could feel
the excitement of teaching as he did in his career. He was also a member of the
University's "President's Club" and was always pleased to be able to support the
University.
Throughout
his lifetime, Deane avidly pursued his interest in community service
organizations. He was a member of the Jaycees, the Lions, and Rotary Clubs. He
provided leadership in organizing and starting both the local Golden Kiwanis
Club and the RAMS (Retired Agricultural Men's Society) organizations. From these
two organizations, he received plaques and certificates of appreciation for the
time and effort he devoted during his many years as a member.
Deane's
hobbies included photography, genealogy, and travel. His travels covered three
continents and all fifty states of the United States. His most challenging
overseas experience was in 1991 when he arranged to plant and grow hybrid
popcorn on 200 acres in southern Russia near Krosnodar. The Russians were
pleased with their yield per acre. Today popcorn, as well as other American
varieties of food, are grown throughout southern Russia.
Deane,
and his wife Ferryl, celebrated their
60th
wedding anniversary in 2005. His wife passed away in 2006. He is survived by his
daughter, Sherry Ann Oleson, his granddaughter, Anne-Marie Growe, and four
great-grandchildren. Deane will always be remembered for his kind heart,
generous nature, and his love and contributions to Minnesota
agriculture.