These minutes reflect discussion and debate at a meeting of a committee of the University of Minnesota Senate or Twin Cities Campus Assembly; none of the comments, conclusions, or actions reported in these minutes represents the views of, nor are they binding on, the Senate or Assembly, the Administration, or the Board of Regents.

 

Minutes

 

Senate Committee on Finance and Planning

Tuesday, December 16, 2003

2:00 - 4:15

Computer Science and Engineering

 

Present:

 

Charles Campbell (chair), Stanley Bonnema, David Brown, Steve Fitzgerald, Thomas Klein, Joseph Konstan, Cleon Melsa, Timothy Nantell, Richard Pfutzenreuter, Terry Roe, Charles Speaks, Michael Volna, Susan Van Voorhis, Warren Warwick, Susan Carlson Weinberg

 

Absent:

 

Calvin Alexander, Brittny McCarthy Barnes, David Chapman, Daniel Feeney, Michael Korth, Yi Li, Rose Samuel, Thomas Stinson, Alfred Sullivan, Kate VandenBosch

 

Guests:

 

Interim Vice President David Hamilton, Dean Robert Elde, Associate Vice President Win Ann Schumi, Greg Brown (Office of the General Counsel), Acting Assistant Vice President Tony Strauss; Associate Vice President Steve Spehn (Facilities Management)

 

[In these minutes:  (1) incubators and start-up companies; (2) the financial model of the University; (3) report on Facilities Management; (4) the University's annual financial report; (4) stadium feasibility study]

 

 

1.         Incubators, Technology Parks, and Start-Up Companies

 

            Professor Campbell convened the meeting at 2:05 and welcomed Vice President Hamilton and his colleagues to discuss incubators, start-up companies, and technology parks.

 

            Dr. Hamilton recalled that he had met with the Committee two weeks ago about these issues and that the discussion begun at that meeting continued today; he wished to return because the Committee had been presented the materials at its last meeting and he wanted Committee members to have a chance to think about the issues.  He also distributed copies of information about University Enterprise Laboratories (UEL) and noted that its application to be a 501(c)(3) organization (tax-exempt non-profit) had been approved.  He said he was open to questions.

 

Mr. Klein asked if Associate Vice President Strauss (Patents and Technology Marketing, or PTM) had done more work on the plan mentioned at the previous SCFP meeting.  Dr. Hamilton said that Mr. Strauss and others developed a business plan for the Office of Business Development (OBD) that would be created in the Office of the Vice President for Research to work with start-up companies.  OBD has nothing to do with UEL, he said; it will be an entity within his office that reports to the Vice President; the plans for it have not been made final.  He reported that he had circulated a draft OBD plan to venture capitalists, bankers, and other business people for opinions.  He was surprised that he received a large number of responses from these very busy people; they were very interested.  They are now trying to accommodate the suggestions they received.  When the plan is done it will be distributed.  He emphasized that OBD had nothing to do with the incubator; it is like other units in the Office of the Vice President for Research that report to the Vice President.

 

            How is it linked, Professor Roe asked?  OBD will have three functions, Dr. Hamilton said. 

 

--          It will act as a nurturing element for University faculty start-up companies.  Such companies often start before they are ready; in collaboration with the Carlson School and with pro bono work from venture capitalists, it will help develop business plans and so on.

 

--          It will educate faculty in the value of the commercialization of intellectual property.

 

--          It will act as the point at which businesses can come to the University and be shuttled where they need to within the institution.

 

            Dr. Hamilton related that he had had lunch with some venture capitalists, individuals who had nothing to do with biotechnology, people based in the Twin Cities who want to be more active in investing in start-up companies at the University.  They thought it was a wonderful idea that the University would help get them in face-to-face relationships with the faculty.  There will be meetings with Academic Health Center faculty and venture capitalists into next summer so the faculty can talk about their ideas.  This is one model that can be used to make faculty more aware of the possibilities of commercialization of intellectual property.

 

            Professor Konstan said he thought most of what Dr. Hamilton was proposing was wonderful--the University should connect people with technology--but he had a question about the OBD and helping start-ups, faculty-led or led by others drawing on University intellectual property.  Some of the nurturing that OBD might provide could be counter to what business expects--venture capitalists do not want a business plan, a marketing plan, and so on.  They want a one-page summary of an idea and then they work with the individual(s) to do the rest.  They want to know what the core idea is.  All the rest of Dr. Hamilton's proposal, however, makes sense.

 

            Dr. Hamilton said he did not disagree with Professor Konstan; most venture capitalists do not want a business plan.  If the University can identify the faculty and the venture capitalist and bring them together, and let them go, fine.  But the University has seen numerous companies start, but incorrectly, and then they can't get the venture capitalists to even look at them.  It may be that it is past the time when venture capitalists in Minnesota are silent, but he expressed doubt.  He said they do not propose to ignore what Professor Konstan said; they want to be helpful in whatever way is best.

 

One problem is getting people to bother to disclose intellectual property, Professor Konstan said.  The disclosure forms are a pain in the neck and not worth it:  If one is not interested in commercialization of intellectual property, the form will be returned with a request for more work or one is told there is nothing to be commercialized.  It would be ideal, though highly impractical, if faculty could just e-mail a copy of the papers they submit to PTM and have someone contact them a week or two later if they think there is something to patent or license.

 

Professor Konstan said he was also concerned about having two offices, OBD and PTM.  With two offices, it is not clear where the coordination will appear.  Moreover, if there is a new invention, it is not always clear whether the best way to proceed is with a start-up company or by licensing it to an existing company--and the two units could compete with one another because they might each bring a different perspective, one favoring start-ups (OBD) and one favoring licensing (PTM).  Dr. Hamilton said that this is why the business plan for OBD has not yet been distributed widely:  One question is its relationship with PTM.  They are working on that issue; the two units must work together, must mesh, but the relationship needs to be worked out.

 

Could not PTM simply be enlarged, Professor Campbell asked?  It is a branding issue, Dr. Hamilton said.  The "business development" label shows that business development is something the University is interested in.  The business plan will address the coordination problem, Mr. Strauss promised.  There will be a relationship between the two units and they really do not have separate missions.  PTM encourages start-ups; they are charged to get technology out into society in the most beneficial way possible, he said.  That could mean a start-up or a licensing agreement.  OBD has a specific mission:  to be sure that start-ups are done in the right way.  PTM decides whether a start-up or licensing is the right way to go.

 

There are a lot of good ideas here, Professor Roe said, about how to finance the activity and how it can be self-sustaining.  But it must be more than self-sustaining, he said.  Most new ideas fail, which is the way things probably should be.  What mechanism will there be to allow companies to fail?  They fail in business and he said he doubted that University faculty will be any different in their failure rates.  The question is one of mechanism:  if the University chooses to support five out of ten proposed companies, four of the five will fail.  He said he agreed with Mr. Klein about the value of moving in this direction but the issue of the mechanism must be addressed so there is not a perpetual subsidy.  Dr. Hamilton said there will be milestones and decision points in order to decide if a company is a success.  The problem is that start-ups are generally long-term propositions; many start-ups begin and go on for five or six years before proving if they are viable and mature.  That is what the private sector decides, Professor Roe said.  The University is in the business of marketing ideas.  It must be careful about nurturing a company for five or six years, putting in resources, before deciding if it will get a return on its investment.  The University will not be putting resources in the companies, Dr. Hamilton clarified.  It will provide enough support so the company can go out in the world and survive; the only allocation from the University at the beginning will be advice.

 

There are two levels of success, Mr. Strauss said.  One is that the technology is converted to a product that is sold (the vast majority in this category fail; the University hopes that some would be a modest success and one or two would be a big success).  The time span for these companies is usually 6-10-12 years.  The second level of success is something they are trying to get their hands around:  The University invests in OBD as a way to help the companies, but it needs a measure better than "we'll get back to you in 10 or 12 years."  There need to be interim measures.

 

The University's role is marketing ideas and retaining its intellectual property, Professor Roe maintained.  He said he did not see why it needs to help University faculty be successful in their businesses.  He said he would be happy if 3M takes an idea and goes to the market with it.  Dr. Hamilton agreed, but pointed out that the person who develops a successful business is not a faculty member--the individual has taken a leave from a faculty position to get the business set up and going, and then returned later to the University.

 

Mr. Klein said that there is need to recognize a boundary for University activity at the front end of a start-up; the University's strongest role may stop at showcasing an idea and helping it get discovered, rather than in helping commercialize the idea.  It is in the complexities of the latter efforts that the percentages work against the University.  It is necessary to define the appropriate role for OBD, and to develop a broad understanding of what the idea of commercialization means within the University for it to fit within the University's mission. Perhaps the University should not try to participate in the classic long-term commercialization itself.

 

One very significant point, Mr. Strauss said, is that the reason the University engages in this activity is because it is part of the basic land-grant mission.  It takes what faculty work on and translates that work into products and services that benefit the public.  He agreed that the effort must be more than a break-even proposition.  The University should not expect this effort to create the next Microsoft.  The reason to support UEL and to create OBD is to make sure that the efforts are within the University's mission and better enable the translation from the University to the outside in ways that are more effective than is currently the case.  This is especially true for start-ups.  The missing pieces could help enable start-ups to be more successful.  That is further than he believes it would be prudent for the University go, Mr. Klein said.  Mr. Strauss agreed that it is pushing beyond what the University has done in the past.  Mr. Klein said he would challenge the notion that the University can do something to increase the success rate of start-ups.  That is not where the University's skills lie, he said.  It may be more productive to put more money into basic research, an area where the University has significant experience and expertise, rather than engage in commercialization activities such as writing business plans where it has limited expertise.  There needs to be education of the beginning entrepreneur, Dr. Hamilton said; they need a business plan and they need to know if they have a product that can be marketed.

 

Professor Konstan said he read the documents that had been circulated before the meeting.  One said the University will not invest in UEL but would support and encourage its activities.  The other one says the University is investing a substantial amount of money in UEL.  Which is it, he asked?  The University is not investing in UEL, Mr. Brown said.  UEL is a non-profit, so the concept does not apply.  Investment in this context means support.  The University is entering into a long-term lease (at a fair market rate) as support, and is also making a cash payment over four years that UEL can use for operations.  That is very different from the printed materials, Professor Konstan observed. 

 

Dean Elde said that UEL started as a joint venture between the University of Minnesota Foundation and the College of Biological Sciences; the University got it off the ground, got it status.  They have been raising money from businesses, which is being provided as charitable contributions.  There were University dollars involved to help UEL take the first steps. 

 

Professor Campbell said this was a valuable conversation that needed to continue.  Dr. Hamilton said he valued the discussion and wanted it to continue because he wanted to dispel any misconceptions.  Professor Campbell thanked Dr. Hamilton and his colleagues for joining the meeting.

 

2.         Financial Model of the University

 

            Professor Campbell announced that he has been trying to initiate a discussion of the financial model of the University but has had a difficult time identifying a time on the Committee's schedule.  He said that he intends to appoint a subcommittee drawn from this Committee and perhaps a few others, and will draft a charge and circulate it to the Committee, if that is acceptable.  Committee members nodded their assent.

 

3.         Report on Facilities Management

 

            Professor Campbell next welcomed Associate Vice President Steve Spehn to report on Facilities Management:  major programs, information, and where it is headed.

 

            Mr. Spehn distributed copies of a set of slides to Committee members.  He noted the mission of Facilities Management (FM) ("responsible for the physical assets of the University to ensure a quality environment for students, faculty, staff, and visitors in support of the University's mission of teaching, research and outreach").  He reported that the organizational structure of FM had been reorganized--flattened--and that it was no longer responsible for capital project management, which allows it to focus on its core services.  In the past FM had a very decentralized model, most of which has been retained, but some functions have been centralized in order to increase consistency and accountability.  They have kept the zones and people in the various areas, who understand needs and logistics.

 

            Ms. VanVoorhis asked Mr. Spehn if FM has created benchmarks for analyzing service in order to decide if the reorganization has been successful.  Mr. Spehn said that the FM call center is tracking work and preparing reports.  They also had some measures already in place.

 

            FM has 978 FTE employees and deals with 18 unions (the majority of which are in the trades).  The budget is $160 million, $120 million for operations and maintenance from the state and $40 million for Institutional Support Organization from charges for services to departments of the University.  They have eliminated 104 positions and cut $8 million from the budget this year.  They lost good employees in the process; 67 of the 104 were custodial or maintenance workers, some with 30 or more years of experience.  How level is the funding, Professor Speaks asked?  It is pretty consistent, Mr. Spehn said.  Mr. Pfutzenreuter said that there have been increases allocated for new buildings and utilities, but the general budget has not increased in about ten years.  What percentage of the $40 million is from Parking, Professor Roe asked.  Not much, Mr. Spehn said.

 

            Mr. Spehn said he wanted to highlight the business applications support unit that has been established, which will focus on continuous improvement in FM.  They know they must change to get better, he said.  They also asked employees for suggestions on how to improve the organization; they received over 1000 and are now sorting through them to identify the ones that can be implemented.

 

            Mr. Spehn reported that Vice President O'Brien set three goals for FM that revolve around stewardship, service, and accountability.  In that context, they are focusing on four specific goals:  productivity, cost control, customer service and satisfaction, and employee development and satisfaction.  FM has been reorganized in order to pay attention to these goals and to the three core businesses:  building services, maintenance operations services, and energy management services.  Professor Konstan said there is a balance between custodianship and getting programming done economically.  He has been told he cannot put up a blackboard himself; University policy requires that FM do it; everyone knows that rule is not enforced.  What is the balance between doing it right or not doing it at all?  Mr. Spehn said he was less familiar with the University rule than with union rules.  His goal, he said, is to demonstrate that FM has value in providing service to departments--to provide the service well and in a timely manner.  If graduate students can put up a blackboard with 2 nails, that is difficult for FM to compete with, Professor Konstan observed.  He went on to comment that elevators are routinely closed for maintenance and repair--but the lights in the elevators often do not work.  The approach should be to make all the small repairs, individually not worth doing alone, at one time when the elevator is being maintained.

 

            Mr. Spehn reviewed the Brenner report of 1994, which distinguished between supported and non-supported space.  They refer to the report often because it is a useful tool to understand what FM provides and what departments are expected to do.  "Supported space" is really academic departments, not space per se.  Their rates are reviewed each year; they make no profit, and any surplus is returned through rate adjustments.  Last year they had a consultant review their maintenance activities (are they doing the right things, at the right time?) and were found to be within industry standards.  They looked especially at elevator maintenance and were found to be up to industry standards, but were told they needed to invest more in elevators because many of them are old.  In terms of charges for elevator repair, their shop charges $63 per hour; the best outside bid they received was $102 per hour.

 

            They are highlighting custodial service in the reorganization; they recognize it is the most visible service they provide but that it has been treated as a second-class citizen.  He has created a separate division within FM, the Building Services Unit, to handle custodial services, waste management and recycling, and asbestos abatement; a new director is being hired.  Custodial services cost $24 million per year and has 468 employees who clean 9 million square feet per day.  Each employee cleans about 3500 square feet per hour, or 25,000-33,000 square feet per day.  They have established the "maroon standards" for what is to be accomplished by custodians.

 

            Maintenance Operations includes preventive maintenance, routine repairs, and emergency services.  The priority for work is safety, liability/risk/exposure, academic programming, environmental system repairs, long-range plans, and building use intensity (in that order).  They spend $34 million per year on maintenance.  For preventive maintenance, they follow industry standards and manufacturer's recommendations.  They had, in this area, 147,000 work orders last year.

 

            FM support units include the Building Services and Automation Center, which operates 24 hours per day 7 days per week and provides after-hours back up, emergency response, and monitoring of University buildings at 50,000 different points with sensors across campus.  They have increased the number of sensors by 300% since 1995; as things become more technologically advanced, there are more things to monitor.  Other units include the Elevator Shop, Facilities Records (including, for example, the construction records for Eddy and Pillsbury Halls), Landcare, Quality and Work Control, and Signs and Graphics.

 

            Mr. Fitzgerald reported that the Office of Classroom Management works with custodial services, which are vital to classrooms.  Much has been done to improve quality and service, but the Brenner report specifies the level of custodial support that is to be provided to classrooms; the funding is well below what is required to meet that level (and the "maroon standards" are below what the Brenner report calls for).  Mr. Spehn agreed and pointed out that FM would have to have increased funding to reach the Brenner report standards.  As they cut the budget $8 million, they avoided service level reductions because they are trying to do better by being more efficient and more productive--but the proof will be in the pudding as they go down the path of implementing the cuts.

 

            Professor Speaks asked if Mr. Spehn could estimate the amount of money that would be saved in classrooms if faculty and students changed their behavior and didn't throw trash on the floor (which behavior, Professor Speaks added, he did not believe would change).  Mr. Spehn said he has heard from custodians that dealing with trash in classrooms is a big part of their day. 

 

            Professor Campbell thanked Mr. Spehn for his presentation.

 

4.         The Annual Financial Report

 

            Professor Campbell next asked Messrs. Pfutzenreuter and Volna to review the University's Annual Financial Report with the Committee.  Committee members were provided copies of a set of PowerPoint slides to follow the discussion.

 

            The report has two parts, Mr. Pfutzenreuter said, the audited financial statements for the year and information for legislators, bond holders, agencies, and others interested about what the University does beyond what it is in the financial documents.  In summary, the balance sheet continues to be strong, the University continues to face challenges related to reductions in state funding, and future financial strength is dependent on finding new sources of revenue and careful cost controls.

 

            There was a slight reduction in the University's net assets between 6/30/02 and 6/30/03.  This occurred as a result of the $25 million unallotment as well as the reduction in the University's base appropriation from the state.  Given the cuts, the reduction was not as much as was expected; the University did a good job on cost containment.  Mr. Pfutzenreuter reviewed the University's asset classes and how they are accounted for as well as the University's liabilities.

 

            The University's revenues during FY 2003 (ending June 30, 2003) increased $108 million, due largely to tuition and fee increases.  Tuition and fees increased $55.5 million (19%); state appropriations decreased $9.3 million (1.5%).  Grant and contract revenue increased $18 million (3.5%) because of a growth in awards and "timing of recognition of revenue."  There are about four or five major income categories, Mr. Pfutzenreuter noted; the other sources are small.  Compared to its peers, the University is lucky to have a diverse set of sources of revenue so it is not entirely dependent on one.

 

            Operating expenses increased $118 million (5.9%).  Instructional expenditures increased $35.1 million, research expenses decreased $10.2 million, public service expenditures increased $6.7 million.  Academic support expenditures increased $28 million.  In the case of instruction, public service, and academic support, the increases were largely due to compensation and benefit increases.  Professor Konstan asked how faculty time is allocated.  People in the departments code payroll, Mr. Volna explained.  There is a lot of unsupported research; is that accounted for?  Every penny of salary is accounted for and unallocated faculty time is probably in academic support.  Faculty do not report their time in a way that would allow them to allocate it that way, Professor Konstan pointed out.  They use whatever data the departments provide, Mr. Volna explained, and do not second-guess them.  Faculty are recorded as instructional expense.  The question is the balance of the importance of the information versus the cost to obtain it; the University could say that every faculty member must account for 40 hours per week, but what value would be obtained?  They only try to be sure that the high-level numbers are accurate for the legislature.  Professor Speaks urged that they not try to account for faculty time on an hourly basis.

 

            Mr. Pfutzenreuter reviewed the new reporting requirements for affiliated organizations (GASB Statement No. 39) (discussed in depth at an earlier meeting of the Committee, requiring University reporting and involvement in the financial statements of those organizations).  They are still trying to decide how to treat the affiliated organizations.  There are many small ones that are not a problem, but there are some large ones--the Foundation, the practice plans--that people who read the financial statement might assume the University controls (which it does not).  This is not a reporting requirement that higher education wanted; the Big Ten opposed it.  But it was imposed and the University will follow it.  Affiliated organizations are nervous about their autonomy; the University will try to meet the spirit and letter of the law without intruding on the organizations.  Separateness is important to donors and others, Mr. Pfutzenreuter commented, and there is a task force looking at these issues.

 

            The financial report is a backward-looking report, Mr. Volna told the Committee.  He suggested that Mr. Pfutzenreuter's reports are more prospective and provide better information to the Committee for decision-making purposes.  Professor Roe expressed surprise at the sources of non-instructional revenue.  Mr. Pfutzenreuter said the Committee should talk about "out of the box" thinking and should put it on its agenda.  The vast majority of the revenue to the University, excluding tuition and state funds, comes for a particular reason--and even tuition comes because of instruction.  The funds are not fungible or able to make up for losses in state funds.

 

            Professor Campbell thanked Messrs. Pfutzenreuter and Volna for the report.

 

5.         Stadium Feasibility Study

 

            Professor Campbell welcomed Vice President O'Brien, who joined with Mr. Pfutzenreuter in leading a discussion of the stadium feasibility study.  Mr. Pfutzenreuter distributed copies of the feasibility study and two additional handouts.  Vice President O'Brien began by reading a statement to the Committee, as follows in part (she and Mr. Pfutzenreuter shared the explanations, and some of the material is repeated as part of the conversation that followed Vice President O'Brien's prepared remarks).

 

On December 8, the University released the results of a privately funded study to assess the feasibility of building a new campus football stadium with a substantial amount of private funding. The study concludes that it may be feasible to build a 50,000-seat stadium at a total projected cost of approximately $222 million. It would take about four years to complete. This does not represent a decision to build a new stadium. Rather, it is a first step in a broad examination of all options for the Gopher football program.

 

We are joining you today to discuss the recommendations of the feasibility study and to get your feedback. Consultation with members of the University community, neighboring residents and businesses, and other public entities is critical to this process. We want to know what you think about this option as well as other options for our Gopher football program. The University of Minnesota has an opportunity to create a vibrant new center for student and community life on campus. A new University of Minnesota study concludes that a new, on-campus stadium for Gopher football may be feasible. The study is part of a broader effort by University officials to examine all options for a future home for its football program. 

 

The study builds on the work that was done last year with the Minnesota Vikings on a joint, on-campus stadium.

 

A number of consulting firms that worked on that project also worked on this one, thereby saving significant time and resources. 

 

The study began in mid-summer. It cost $145,000 and was funded entirely with private funds.

 

The study is intended to answer the questions:

 

- What would be an appropriate size and type of stadium?

- What would it cost to construct and operate?

- What is the revenue potential?

- How could it enhance the sense of campus community?

 

The University’s involvement in the stadium debate really began in December of 2000 when the Vikings and Sports Facility Commission approached the U with partnership offers.

 

Then in 2002 the Legislature requested that University work with Vikings on a joint-use, on-campus stadium. The University worked closely with the Vikings on this idea until the University and the Vikings concluded that a shared on-campus facility was not workable.

 

The University began work on an on-campus stadium feasibility study in this August, and the Board reviewed guiding principles for this option at its November meeting. 

 

The Board of Regents reviewed the study at their December 2003 meeting.

 

While our academic mission and priorities remain paramount, there are several reasons why we must examine stadium options at this time. The issue of a stadium is not going away and it is imperative that the University engages in long range planning now. The lease at the Metrodome expires after the 2011 season and the Metrodome's future is uncertain.  In addition, new stadiums take 4-5 years to plan, design, finance, and construct.

 

The University is a Division I, Big Ten institution with a long history of providing exciting football to millions of fans in Minnesota and we need to a fine appropriate venue for our football program. In addition, financial and scheduling issues exist at the Metrodome.

 

And, stadiums are very likely to be discussed at this legislative session.  It is in this context that the University must be prepared to represent its interests. Also in November Governor Pawlenty formed a commission to review stadium proposals for the professional teams. 

 

Our focus today is on a NEW ON-CAMPUS STADIUM, but even as we release this study, we are keeping our options open. Other options include continued use of the Metrodome and a new off-campus shared stadium with the Vikings. The U of M is first and foremost a great academic institution—one that has taken significant budget cuts and has put great energy into maintaining its academic priorities.  We must protect this academic heritage and profile, but it is also important for us to be exploring our stadium options at this time.

 

We believe both of these options will present challenges, but we’re not ruling them out.  It would likely cost the University $6 to $10 million per year to operate the Metrodome on its own. More work must done on these options.

 

Site: The stadium would be located on University’s Huron Avenue parking complex close to existing athletic venues. The site is 32-acres--large enough for a new stadium and potential future academic or research facility development. It is easily accessible and has ample parking nearby. No other sites meet these criteria.

 

District: There is environmental remediation that will need to be completed on the site. As well, Oak Street would need to be realigned in this proposal. Two landscaped plazas would flank the stadium for pre-game activities, the marching band and other non-game day events. 

 

Stadium: The recommendation is for an open-air, horseshoe-style, 50,000-seat stadium. The facility could be expanded to 80,000 seats. Seating would be a mix of chair-back seats and benches, including a variety of premium seating options. The facility includes a 30,000 square foot indoor club, a hall of fame, team facilities, media facilities, and marching band rehearsal and storage space. The brick façade and overall design compliments the campus environment, creating a collegiate look and feel. 

 

Parking: There are 17,000 existing parking spaces at or near the University—a sufficient number to meet the projected game day requirements. The existing 2,700 parking spaces on the proposed stadium site would be replaced at that location.

 

This stadium will be a modern, enduring—but modest—facility, which could also be used for recreational sports, soccer, and other activities. This is a place that could become a symbolic and important center for campus life.  A place the student body could gather with family, faculty and friends for all-University events such as convocation and graduation.

 

$222 million is our very best estimate for the TOTAL project cost, not just the cost of the stadium. We’ve approached budgeting for this project in a deliberate and thoughtful way – but much work remains to be done. John Wooden once said -  If you don’t have time to do it right, when will you have time to do it over?”

 

Site: $17 million - environmental remediation and land acquisition required for reconstruction of 23rd avenue.

 

District: $25.1 million - utility infrastructure, street improvements (realign Oak Street, reconstructing 23rd avenue, intersection signals), parking replacement and plaza construction.

 

Stadium: $180.1 million. [$160 in construction costs or “hard costs” and $20 million in non-construction costs or “soft costs” – design fees, project management, permits, etc.]  Includes all costs for design, construction, furnishing, and equipping the stadium structure and field.

 

Our focus is on new revenue opportunities including substantial private fundraising. No single source of funds will be sufficient.

 

          Private / Sponsorships: Expect a substantial amount, much not available but for bringing Gopher football back to campus. This is the only stadium project under consideration that will be substantially privately funded, saving taxpayers money. Example: Scoreboard = “sponsorship” possibility.

          Stadium: Some additional revenue possible for project costs (paying off construction bonds).

          Students: Need to explore options with students. Tradition and history of students, faculty, staff and alumni supporting non-academic projects. (Northrop Auditorium and Memorial Stadium) 

          Claims: Hope to recover some environmental costs from former owners. Also federal and state clean-up programs.

          Parking: Possible $900,000 a year in additional revenue.

 

Substantially funded through non public sources but . . . we will be part of any discussions at the capital about stadium projects and we’re not closing the door to public sources of funding, if that is something lawmakers are interested in supporting. 

 

Governance and Management: We will control of all aspects of stadium development and management.  The University will control all aspects of the governance, design, development and ongoing management of the stadium.

 

A business plan is outlined in the feasibility study to assess local market to determine stadium capacity and estimate new revenues and expenses

-          Estimates net average annual increase of $3.5 million

-          Assumes capacity attendance for six games per year (no other revenue-generating events)

-          Assumes a 12.5% one-time ticket price increase and 3% annual revenue and expense inflation

-          Financial projections based on other collegiate and professional sports venues, Metrodome actuals, and consultants’ general industry knowledge.

-          A more detailed revenue and market analysis will be required to validate assumptions.

-          Assumes no other revenue generating events (e.g. monster trucks)

 

Next Steps:

 

Right now, these ideas are being presented to you for feedback, and to the broader community for discussion and consultation. 

 

          We will monitor the Governor’s Stadium Screening Committee and be available should they request our input.

 

          We will continue to review alternative stadium options and do our due diligence to collect information and explore all options.

 

          The Board of Regents will continue to discuss the stadium issue in future meetings.

 

          And we will continue to refine our funding options for an on-campus stadium.

 

As President Bruininks emphasized, a well-planned, collegiate-feeling stadium on-campus could create true Big Ten experience, build community pride, generate substantial private funding, help save public resources over the longer term and create new, ongoing revenue streams.  

 

It would be a home for our marching band, a place for soccer and recreational sports and a possibly a place for academic activities. 

 

In conclusion, I would say that in addition to being a great place to play football, this is an opportunity to create a vibrant new center for student and community life on campus. This is an exciting opportunity and is our preferred long-term stadium option at this time.

 

            Vice President O'Brien concluded by saying that the University had decided about a year ago to explore the possibility of an on-campus Gopher football stadium, after it became apparent that the joint-use stadium with the Vikings would not work.

 

            Discussion touched upon a number of points.

 

--          There will be ample parking, Vice President O'Brien said; Mr. Pfutzenreuter said they used industry-standard ratios to determine how much would be needed.  All of the existing spaces will be replaced on the site, Ms. O'Brien said, and will be used as they are now.  That would not have been possible with a joint-use stadium with the Vikings.

 

--          Professor Speaks said he was trying to relate the 50,000 seats to demand.  Current reports of attendance include tickets sold but seats not occupied, the band, vendors, teams, and everyone else.  What is the average turnstile attendance--and so what is the demand?  Ms. O'Brien said she believed the actual attendance at games was in the 35,000 to 36,000 range.  If so, Professor Speaks said, it would require a considerable increase in interest or demand to fill the new stadium.  The real question is what is in the business plan, Professor Campbell said.

 

            They developed the 50,000 number in two ways, Vice President O'Brien explained.  First, they looked at the current number of seats sold (a 10-12% bounce in attendance was experienced elsewhere at a new facility).  Second, they looked at the draw factor in the metropolitan area.  50,000 is not a stretch, Mr. Pfutzenreuter said; the idea is to make the seats high demand and to see scarcity.  Even in the final years at Memorial Stadium, attendance averaged in the 30,000s, at a time when there were a lot fewer students living on or near the campus.  But there is a counter-trend, Professor Campbell said; in that day, most males played football; now many of them play soccer.  The new stadium can be used for soccer as well! Vice President O'Brien exclaimed.

 

            The $222 million cost of the stadium can be divided into three pieces, Mr. Pfutzenreuter explained:

 

--          $17 million for site preparation, the vast majority of which is environmental cleanup, and some for land acquisition, so that there is a clean site ready to work on;

 

--          $25.1 million for district improvements (realigning roads, signals, parking, etc.); and

 

--          $180.1 million for the stadium, of which about $160 million is for the stadium and $20 million is for permits, the architect, and so on.

 

            If one built a stadium that had all bench seats, no premium features like club seats, suites, and the like, how cheaply could it be built, Professor Konstan asked?  Mr. Pfutzenreuter said he did not know.  Professor Konstan tried the question from another angle:  Is there a point at which one can balance the cost of constructing the premium features and the expected revenue from doing so--do the features bring in enough revenue to pay for them?  They do, Vice President O'Brien said.  One simply would not build a stadium in this day and age without those features, Mr. Pfutzenreuter added.

 

            They visited a number of stadiums, Vice President O'Brien reported.  Georgia Tech has a stadium in an urban setting and it fits in well.  If one took the University of Connecticut or Louisville stadiums, increased them to the same number of seats as in the proposed Gopher stadium, included similar amenities, and built them at the same time, the costs of those other stadiums would be within $3-4 million of the projected cost of the Gopher stadium.  The benchmark is that it costs about $3000 per seat for a college stadium, Mr. Pfutzenreuter said.

 

            The project contingency of about 5% seems too light, Professor Speaks said.  Both Mr. Pfutzenreuter and Ms. O'Brien agreed that the number may be too low. 

 

            Why is there not a significant disincentive to park in the Fairgrounds parking lots, Professor Campbell asked?  The University will encourage parking there, Mr. Pfutzenreuter said, by providing a site for tailgating and free bus service to the stadium.  This stadium is for the students, he said, and related a story about his son moving on campus as a freshman this past fall and that his move-in day coincided with the first football game of the season. Mr. Pfutzenreuter commented that his son who would never dream of going downtown to the dome on his first day on campus--he wanted to make friends and walk around campus that day, not head off campus.  If there had been an on-campus stadium and a game that day, he would almost certainly have gone to a football game.

 

            Professor Roe asked if there were any benchmarks that might provide insight on the funding possibilities.  Mr. Pfutzenreuter referred to one page in the stadium feasibility study and noted several possibilities:  private contributions (the University Foundation is assessing the potential for raising money, including for preferred seating and sponsorships), legal claims and settlements (compensation from parties that contaminated the site, or state and federal environmental clean-up funds), stadium-based revenue (tickets, concessions, etc.), and parking (increased game-day parking).  Would the stadium be fully financed by these four?  It would not, Mr. Pfutzenreuter said, but there is no strategy to pursue public funds.  The legislature may do something about stadiums, however, and if so, the University will request assistance; if the legislature can provide funding to wealthy private individuals, it should also provide funds to its public Division I university.

 

            People have asked why the University does not stay in the Metrodome, Mr. Pfutzenreuter said.  The University has been informed by the Stadium Commission that it would cost about $7 million per year to operate the dome if the University were the sole tenant.  There is also significant deferred maintenance on the building.  Could the University get other events?  It is doubtful, he speculated, with various newer facilities around the Twin Cities.  The University would inherit a white elephant.  No one at the legislature believes the Metrodome would stay if other stadiums are built; the goal is to get the land back on the tax rolls.  The utility costs at the Metrodome are about $3 million per year, Vice President O'Brien added.

 

            Mr. Pfutzenreuter also noted that only the west side of the stadium is actually a building; the rest is a concourse that can be closed down.

 

            Professor Speaks commented that he feels like he is wearing his daddy hat:  "the kids get to the point where they wear me down and I say 'to hell with it, go ahead and do what you want to.'"

 

            The cost of the stadium is higher than was expected, Professor Campbell said.  One of the stadium principles adopted by the Board was that funding for a stadium would not compete with the University's academic mission.  Given the level of fund-raising that would be required, and that public funds may be needed, it is difficult to see how the stadium would not have an impact on the academic mission.  Mr. Pfutzenreuter said that if there were a $7 million public subsidy, perhaps from a hotel tax or metro sales tax or car rental fees, for a Vikings and/or Twins stadium, that would support about $100 million in debt service--and that money would not be otherwise available.

 

Professor Konstan said he was concerned about the second principle adopted by the Board, that the there be no financial risk to the academic mission.  In particular, he wondered about the revenue estimates.  The average ticket price, including student tickets, seems to be between $25 and $30.  Moreover, he was shocked that the budget anticipated people pay a $1000-per-year premium for club seating--this is over $150 per game, while the Minnesota Wild charges a premium of only about $10 per game for club seats at Xcel Energy Center.  And the financial projections are based on selling out the games, which would produce a $3.7 million increase in revenue over present totals--but if the attendance were to average only 43,000 per game, that increase in revenue would shrink to $1.8 million.  And if attendance were lower, that increase could be $300,000 or could disappear altogether.  This seems financially risky, he said.  Mr. Pfutzenreuter reported that they had an expert on ticket prices and markets study the situation and they believe the estimates are pretty good.  A single-game ticket to the Vikings is $86.  The club seats will provide a heated space with TVs and (to be decided) perhaps beer.

 

            The compelling piece for her, Ms. O'Brien said, is that there could be no place to play Gopher football after 2011 unless it is in some distant suburb.  Athletic Director Joel Maturi has said that to align University athletics with the academic enterprise, the games should be on campus.

 

            Many may feel that he is an opponent of athletics, Professor Speaks commented, but that is not true.  He said he is, however, bothered by some of the rhetoric.  The key to filling the stadium is a good product, and the stadium will not be filled without a good product (that is, a winning football team).  He said he was adamantly opposed to a joint-use stadium on the campus, and would prefer to see a not-lavish on-campus stadium, but this is terrible timing, with no salary increases, budget cuts, tuition increases, and so on.

 

            Is this stadium being discussed without the participation of Mr. Sanford, who had proposed to donate $35 million, Professor Campbell asked?  It is, Mr. Pfutzenreuter said.  The President committed to a discussion of a stadium before Mr. Sanford entered the picture.

 

            Professor Konstan said he would love to have a stadium on campus but was afraid of the risk.  What about following the model of the Minnesota Wild, who had tickets sold and payments deposited, and commitments to expensive seats, before they built a stadium?  Mr. Pfutzenreuter assured the Committee that as long as he was in his position, he would not support starting a project and taking on debt unless the University knows it has the money.  He said he would never recommend taking on debt on speculation.  And the Committee should hold the administration to that position, he asserted.

 

            Vice President O'Brien said that the President believes there is a window of opportunity for facilities, notwithstanding the fact that this is a bad time, and represents the best chance the University will have for bringing football back to the campus.  It may be that in 18-24 months, the University will realize the University cannot do it, so will have to go to plan B.  But the President and Regents have expressed the belief that the University should make its best shot.

 

            Is there any firm idea about the percentage of the $222 million that could be derived from sponsorships or donations, Professor Speaks asked?  That is something Mr. Fischer at the Foundation is talking to people about, Mr. Pfutzenreuter said.

 

            Professor Konstan inquired about the schedule for making decisions.  Vice President O'Brien said the University could initiate project organization and environmental review as in the feasibility study draft schedule prior to a commitment to the project.  Discussion is now underway about when the go/no-go point will be.  This is, she emphasized, truly a FEASIBILITY study, and they are developing a fund-raising plan now.  There will have to be an environmental impact study, Mr. Pfutzenreuter said, which will mean spending a little money.  Moving to design and land purchase are bigger steps.  So this possible, projected, fantasy stadium will move forward when the money is on hand, Professor Speaks concluded.  Mr. Pfutzenreuter agreed, saying that even when the University buys the land and conducts the EIS, it may recognize that the project will not be feasible.  The deadline is really 2011, Professor Roe said; Mr. Pfutzenreuter said it would take 4-5 years to build the stadium, and if the University waits, it will be more expensive.

 

            Professor Campbell thanked everyone for coming early and staying late and adjourned the meeting at 4:50.

 

                                                                        -- Gary Engstrand

 

University of Minnesota