
Approved by the: University Senate February 19, 1998
WHEREAS during the past few years the Senate Committee
on Research has been asked to provide comments and make suggestions
for changes to various University and Regents policies and procedures
which come under its purview. The overall goal of reviewing all
the policies and procedures in a systematic way to bring them
into compliance with present agency requirements and other regulations
as well as ultimately to simplify (and even eliminate) those policies
and procedures and make them more uniform is a noble one which
the committee heartily endorses.
WHEREAS during the course of the committee's deliberations
it has become increasingly clear that policies and procedures
imposed on the University often deal with progressively finer
detail and regulation. Such policies and procedures range from
financial procedures to protection of human and animal subjects;
the committee is concerned with the increase in regulation above
and beyond the needs to meet normal fiscal, moral and ethical
responsibilities in the conduct of research. The increase has
come about in two ways: 1) increased regulation on the part of
the federal government and its funding agencies and 2) overinterpretation
of those regulations by the University in setting its own policies
and procedures.
WHEREAS implementation of these policies and procedures
exact a substantial cost on the University, both in terms of specially
dedicated personnel, together with the necessary support for them,
and a substantial distraction of its other personnel from their
principal missions (which is another form of significant cost).
Full compliance with such policies and procedures may therefore
result in a counterproductive drain of resources with an incommensurately
small recognizable benefit, even for those situations which the
policies and procedures were designed to address. It is not at
all clear that the regulations and reporting requirements actually
result in a clear benefit to the University.
THEREFORE BE IT RESOLVED that the Senate recommends that
the administration undertake a systematic cost/benefits analysis
of all major existing and new policies and procedures to see whether
there is really any net gain from the complex regulations imposed
upon the research community. If the costs outweigh the benefits
then changes in policies and procedures would be clearly called
for. The Senate recognizes the complexity of this task and recommends
that the first step be a realistic assessment of all the costs
involved, including faculty and staff time. The benefit side
of the analysis would clearly be more difficult to carry out but
should estimate the value of the actual changes in outcomes produced
by the University's regulatory activities.
BE IT FURTHER RESOLVED that the Senate recommends that
the President recommend to the American Association of Universities
and other appropriate national organizations the urgent undertaking
of a similar cost/benefit review on a national scale.