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Introduction
The Institute on Race & Poverty was asked by the Saint
Paul Police Department on January 11, 2001 to analyze the traffic
stop data collected by the Department from April 15 to December
15, 2000. This analysis has multiple purposes: to attempt to
determine whether the Department engages in racial profiling,
and if so, what the dimensions of the problem are; and to formulate
suggestions for improvements to the Department's data collection
program that will allow for more comprehensive analysis of future
data.
The Department has adopted the definition of racial profiling
found in the U.S. Department of Justice Resource Guide on
Racial Profiling Data Collection Systems:
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racial profiling is defined as any police-initiated action that
relies on the race, ethnicity or national origin rather than
the behavior of an individual or information that leads the police
to a particular individual who has been identified as being,
or having been engaged in criminal activity. [P]olice may not
use racial or ethnic stereotypes as factors in selecting whom
to stop and/or search, [however] police may use race or ethnicity
to determine whether a person matches a specific description
of a particular suspect.1 |
The focus of the inquiry here is on racial profiling in traffic
stops, both in the decision to initiate stops, and in subsequent
decisions to search drivers and/or their vehicles.
Scope and Limitations of the Data
We analyzed data from 41,249 traffic stops conducted between
April 15 and December 15, 2000.2
For approximately the first five months of this eight-month data
collection period, the Selective Enforcement Unit of the Department's
Traffic and Accident Division3
recorded data on its stops in writing. Sometime in September,
Traffic and Accident Division officers began recording data through
the computer-aided dispatch (CAD) system used by other officers.
Of the 41,249 stops for which we have data, 9,233 are stops for
which data was recorded by hand by Traffic and Accident Division
officers between April 15 and September 2000. The remaining 32,016
are stops for which data was recorded using the CAD system, including
Traffic and Accident Division stops from September through December
15.
For each of the 41,249 stops we have the following information:
the gender and race/ethnicity of the driver, whether the officer
conducted a pat down search of the driver's person, whether the
officer conducted a search of the vehicle, and whether the driver
was issued a tag (ticket). For the 32,016 CAD-recorded stops
we also have the following information: the date of the stop,
and the location of the stop by street address or street intersection.
We compared the stop data to United States Census data on
the adult residential population of St. Paul for the year 2000.
The adult residential population of the city is not the ideal
benchmark to which to compare traffic stop data. There are several
reasons for this: St. Paul's driving population includes drivers
who live outside the city; not every adult who lives in St. Paul
drives, and driving frequency varies among those who do drive;
resident drivers drive outside their neighborhoods of residence;
and various parts of the city, such as major thoroughfares and
the downtown business district, have various levels of non-residential
drivers. Although not ideal, we assume for purposes of this report
that comparisons of traffic stop demographics to adult residential
population demographics will provide useful information about
the interactions between St. Paul police officers and the city's
driving population.
The only census data currently available from the 2000 census
is for the general population and for the population aged eighteen
and over. When more comprehensive data from the 2000 census becomes
available, particularly data broken down into more specific age
categories, and data for automobile ownership rates, a more precise
comparison of stop data to estimated driving population data
will be possible. Ultimately, however, the only way to get a
perfect comparison of stop data to driving population would be
to do a specific empirical study of the driving population of
the city of St. Paul.
The available data for the period from April 15 to December
15 2000 is limited in several ways. Elements of potentially useful
data that were not recorded for these stops include the reason
for the stop, the age of the driver, and the results of the search
if a search was conducted.
One important caveat to the analysis is that the data does
not include traffic stops that resulted in arrest. When a traffic
stop results in an arrest, the Department reclassifies the incident
as something other than a traffic stop, and removes the record
from the traffic stop records. We do not know how many of these
records there were in the eight-month period from April 15 to
December 15, nor do we have any information about the racial
breakdown of these incidents. The analysis that follows, therefore,
covers only those traffic stops in which the driver was either
tagged (ticketed), or released with neither a tag nor an arrest.
Summary of Report Contents
- Comparison of citywide traffic stop data to citywide residential
population data.
- Comparison of stop rates and population rates by census tracts
within the city.
- Calculation of expected stop rates for each census tract
by taking the total number of traffic stops in the tract and
dividing it proportionally to the racial demographics of the
adult residential population of the tract. Comparison of actual
stops in each tract to the expected stops for that tract.
- Comparison of stop rates to rates of 911 calls for service.
- Comparison of stop rates to traffic accident rates.
- Analysis of citywide ticketing rates of stopped drivers.
- Analysis of search rates of stopped drivers.
- Comparison of stops conducted by the Traffic and Accident
Division from April to September to other stops for that time
period.
- Analysis of HEAT zones.
- Discussion of issues raised by the data.
- Recommendations for improving the data collection system.
Summary of Conclusions
- African American drivers were stopped in disproportionately
high numbers compared to their proportion of the city's adult
population. This pattern occurred throughout the city, in 80
of 82 census tracts.
- Hispanic drivers were also stopped at a rate slightly higher
than their proportion of the city's adult population during the
period of data collection4.
- White and Native American drivers were stopped at rates lower
than their representation in the adult population.
- For Asian drivers, the difference between overall stop rate
and adult population rate was not statistically significant.
- Most stops of black drivers occur in neighborhoods with above
average concentrations of both traffic stops and black residents,
but the greatest disproportionality between population rates
and stop rates for black drivers is found in predominantly white
neighborhoods with small overall numbers of traffic stops.
- After being stopped, African American, Hispanic and Native
American drivers are subjected to both pat down searches of their
persons and searches of their vehicles at rates higher than the
search rates for white and Asian drivers.
- Traffic stops initiated by officers of the Selective Enforcement
Unit of the Traffic and Accident Division of the Department,
while still disproportionally high for black drivers, present
lower levels of disproportionality than do other stops. The rates
of pat down and vehicle searches in these stops are considerably
lower than in other stops, but retain the disparities between
search rates for white drivers and drivers of color.
Comparison of Citywide Stops to 2000 City
Population
According to the U.S. Census for the year 2000, the population
of the city of Saint Paul is 65.58% non-Hispanic white, 13.28%
Asian, 12.25% black, 7.29% Hispanic, and 1.6% Native American.5
The 2000 census data available at this time contains only
one age breakdown, between persons under age eighteen, and those
aged eighteen and over.6
The population aged eighteen and over does not correspond perfectly
with the driving age population, but it is a closer match to
the driving age population than is the total population. So,
for purposes of comparison to the traffic stop data, we use the
census figures for the population aged eighteen and over. That
population in Saint Paul is 73.18% non-Hispanic white, 10.22%
black, 8.99% Asian, 6.27% Hispanic, and 1.35% Native American.
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TABLE 1: |
Racial Demographics of St. Paul General Population and Adult
Population |
|
Race |
Total
count |
Percent of city population |
Count over age eighteen |
Percent of over-eighteen population |
|
Non-Hispanic White |
186, 583 |
65.58% |
152,542 |
73.18% |
|
Black |
34,861 |
12.25% |
21,302 |
10.22% |
|
Asian |
37,784 |
13.28% |
18,731 |
8.99% |
|
Hispanic |
20,756 |
7.29% |
13,076 |
6.27% |
|
Native American |
4,542 |
1.60% |
2,808 |
1.35% |
As noted above, we analyzed data from 41,249 traffic stops
conducted between April 15 and December 15, 2000, including 32,016
CAD-reported stops and 9,233 stops for which data was recorded
by hand by officers of the Traffic and Accident Division.
Because the racial demographics of the 9,233 Traffic and Accident
Division stops differ significantly from the other 32,016 stops,
we have done separate comparisons between the residential population
and three groupings of stops: the 9,233 Traffic and Accident
Division stops, the 32,016 CAD-recorded stops, and all 41,249
stops.
Looking at all 41,249 stops for the eight-month period, 57.67%
of the drivers stopped were white, 26.25% were black, 8.87% Asian,
6.71% Hispanic, and 0.50% Native American. As TABLE 2
shows, whites, Asians and Native Americans were stopped at rates
lower than their representation in the over-eighteen population,
Hispanics at a rate slightly higher than their proportion of
the population,7
and blacks at a rate substantially higher than their representation
in the population.
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TABLE 2: |
Comparison of Adult Population to Stop Rates, by Race |
|
Race |
Percent of over-eighteen population |
Percent of total stops |
Two-Tailed Significance of difference 8 |
|
White |
73.18% |
57.67% |
P < .0002 |
|
Black |
10.22% |
26.25% |
P < .0002 |
|
Asian |
8.99% |
8.87% |
P = .421* |
|
Hispanic |
6.27% |
6.71% |
P = .0003 |
|
Native American |
1.35% |
0.50% |
P < .0002 |
*Not a significant difference.
For all races other than Native American, the racial demographics
of the 9,233 stops done by the Traffic and Accident Division,
which consist primarily of stops resulting from radar checkpoints,
differ substantially from the total numbers. In this group of
stops, 74.78% of the drivers were white, 15.60% black, 5.79%
Asian, 3.55% Hispanic, and .28% Native American. As TABLE
3 shows, the racial disparities in stops of blacks and whites
are less pronounced in the Traffic and Accident Division stops
than in the total stops. Whites were stopped by the Traffic and
Accident Division at a rate roughly equivalent to their representation
in the population. Blacks were stopped at a rate higher than
their share of the population, but lower than their rate in the
total stops. Asians and Hispanics were stopped at rates lower
than their share of the population, and lower than in the total
stops.
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TABLE 3: |
Comparison of Adult Population to Traffic & Accident Division
Stop Rates |
|
Race |
Percent of over-eighteen population |
Percent of Traffic & Accident Division stops |
Two-Tailed Significance of difference |
|
White |
73.18% |
74.78% |
P = .0006 |
|
Black |
10.22% |
15.60% |
P < .0002 |
|
Asian |
8.99% |
5.79% |
P < .0002 |
|
Hispanic |
6.27% |
3.55% |
P < .0002 |
|
Native American |
1.35% |
0.28% |
P < .0002 |
Finally, when the 9,233 Traffic and Accident Division stops
are subtracted from the total, the remaining 32,016 stops have
greater disparities in the stops of blacks and whites than do
the total stops. In this group of stops, whites were stopped
at a rate that is barely more than two thirds of their proportion
of the population, and blacks were stopped at a rate almost three
times their representation in the population. Hispanics and Asians
were also stopped at rates slightly higher than their population
rates in this group of stops.9
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TABLE 4: |
Comparison of Adult Population to Stops Excluding Traffic
& Accident Division Stops |
|
Race |
Percent of over-eighteen population |
Percent of stops excluding 9,233 Traffic & Accident Division
stops |
Two-Tailed Significance of difference |
|
White |
73.18% |
52.74% |
P < .0002 |
|
Black |
10.22% |
29.32% |
P < .0002 |
|
Asian |
8.99% |
9.76% |
P < .0002 |
|
Hispanic |
6.27% |
7.62% |
P < .0002 |
|
Native American |
1.35% |
0.56% |
P < .0002 |
1990 Automobile Ownership Rates by Household
As noted above, the best benchmark for comparison of traffic
stop demographics would be an empirical study of the driving
population throughout the city of St. Paul. Another possible
way to arrive at an estimated driving population is to look at
the rates of automobile ownership by race. The Census Bureau
has not yet released the household automobile ownership rates
for the year 2000, however, so the 1990 census figures are the
most recent available. In 1990, just over 90% of the households
in St. Paul owning one or more automobiles were white households.
Households of all races other than white constituted smaller
proportions of the automobile-owning population than of the general
population. (See TABLE 15)
When the automobile ownership rates from the 2000 census are
released, a closer estimate of the driving population will be
possible. Until then, it is worth noting that automobile ownership
rates are historically higher for whites than for people of other
races. Automobile ownership is strongly tied to income level.
Because relative income levels among people of different races
have remained fairly consistent, we can presume that disparities
in rates of automobile ownership persist. This suggests that
the disparities between the driving population and the people
being stopped may be more pronounced than comparisons to residential
populations suggest.
Comparison of Stop Rates and Population Rates, by Census Tract
As noted above, St. Paul's population is 65.58% white, 13.28%
Asian, 12.25% African American, 7.29% Hispanic, and 1.6% Native
American. The residential population of St. Paul is not evenly
distributed by race throughout the city. Map 1 and Map 2
show the residential distribution of the general population and
the adult population of St. Paul, respectively.
As can be seen in Maps 1 and 2, St. Paul's African
American population is largely concentrated in the central and
northern parts of the city, in the neighborhoods of Downtown,
Summit University, Thomas-Dale, Midway, North End, and Payne-Phalen.
There are also significant African American populations in the
southwestern tracts of the Greater Eastside neighborhood, and
in the southeastern neighborhood of Highwood.
The Asian population is largely concentrated in the central
and northeastern sections of the city, in the neighborhoods of
Summit University, Thomas-Dale, North End, Payne-Phalen, Dayton's
Bluff, and Greater Eastside.
The Hispanic population is concentrated mainly in the West
Side neighborhood, and in the central Thomas-Dale neighborhood
and the northern neighborhood of Payne-Phalen.
The Native American population is also concentrated in the
central and northern parts of the city, but the total population
of Native Americans is so small that there is no significant
concentration of Native Americans in any one neighborhood.
Whites make up a majority of the population in most parts
of the city, with the only exceptions being the Thomas-Dale and
Summit University neighborhoods, and a few tracts in the North
End, Payne-Phalen and West Side neighborhoods. Most of the western
part of the city is almost exclusively white, including the neighborhoods
of Como Park, St. Anthony, Merriam Park, Macalester-Groveland,
Highland Park, Summit Hill, and West Seventh.
Map 3 shows the distribution of traffic stops by race
throughout the city.10
This map shows that the distribution of stops of Asian and Hispanic
drivers roughly matches the residential distribution of those
populations in the city. In other words, stops of Asian and Hispanic
drivers occurred mainly in the neighborhoods in which Asians
and Hispanics live, and in roughly the same proportion as their
representation in those neighborhoods. In contrast, stops of
African American drivers are more evenly distributed throughout
the city, and are not as closely correlated with the distribution
of the African American residential population.
In all but two of the city's 82 census tracts, African Americans
are stopped at rates greater than their proportion of the population.
The two tracts in which stops of African Americans occurred at
rates lower than the African American share of the population
are tracts 335 and 336 in the Summit University neighborhood,
the two tracts with the highest proportions of African American
residents in the city. Over sixty-nine percent of the residents
of tract 335 are African American, and 62.41% of the stops in
that tract were of African Americans. Sixty-two percent of the
residents of tract 336 are African American, and 44.19% of the
stops in that tract were of African Americans.
Stops of white drivers are also distributed through the city
somewhat more evenly than is the white residential population,
but the situation here is the converse of the situation with
African American stops. African American stops are more evenly
distributed than the African American population because in the
areas where their population rates are low, their stop rates
are higher than the population rates. White stops, on the other
hand, are more evenly distributed than the white population because
in areas where the white population predominates, their stop
rates are lower than the population rates. Whites were stopped
at rates lower than their proportion of the population in 74
of the city's 82 census tracts.
Comparison of Stop Rates and Expected Stop
Rates, by Census Tract
In order to determine whether racially disproportionate stops
were more common in certain areas of the city, we did two comparisons
using "expected stop rates." The expected stop rate
for people of a particular race in a given area is the rate at
which people of that race would be stopped if the stops were
absolutely proportional to the adult residential population of
the area. For example, in a census tract that is 50% white, 30%
black and 20% Native American, the expected stop rates would
be 50% white drivers, 30% black drivers, and 20% Native American
drivers.
After calculating the number of expected stops for each race
in each census tract, we compared those numbers to the actual
stops in the tract. We then mapped the differences between expected
stops and actual stops in two ways. Maps 4, 5, 6, and 7
show the absolute differences between stops and expected stops
for African Americans, Hispanics, Asians and whites.11 For each race, these
maps show the number of stops above or below the expected number
of stops in each census tract. Maps 8, 9, 10, and 11 show
the differences between the expected stops and the actual stops
for each race as a percentage.
A comparison of these eight maps indicates that the stop patterns
vary throughout the city. For instance, a comparison of Map
4, showing the absolute differences between stops and expected
stops for African Americans, to Map 8, showing the percent
differences between stops and expected stops, reveals that the
areas with the highest percentage rates of disparities between
stops and expected stops are completely distinct from the areas
with the highest numbers of stops over the expected stop number.
The same can be said of Maps 5 and 9, dealing with stops
of Hispanic drivers. For both black and Hispanic drivers, the
greatest disparities in terms of percentage rates between actual
and expected stops are in some of the whitest residential areas
of the city: Como Park, Merriam Park, Macalester-Groveland, Highland
Park, and Summit Hill. (See Maps 8 and 9) However, because
overall stop rates in these parts of town are low, the absolute
numbers of stops of black and Hispanic drivers over the expected
numbers are not as high there as in some other areas. The areas
with the highest absolute numbers of stops over expected stops
for blacks and Hispanics are areas in which total stop numbers
are high. (See Maps 4 and 5; Table 16)
Maps 7 and 11, showing the differences in absolute
numbers and percentage rates between stops and expected stops
for white drivers, are the converses of Maps 4 and 8,
dealing with stops of black drivers. Two notable exceptions to
this statement are tract 305 in the North End neighborhood, and
tract 361 in the West Side neighborhood, in which stops of both
whites and blacks were higher than expected. Tract 305 has one
of the highest rates of Asian population in the city, and Asian
drivers were stopped at a rate substantially lower than their
expected rate in that tract. Similarly, tract 361 has the highest
rate of adult Hispanic residents of any tract in St. Paul, and
Hispanic drivers were stopped at a rate substantially lower than
the expected rate in that tract.
All nine of the tracts with extremely high - over 600% - differences
between stops and expected stops of blacks were tracts with low
overall stop numbers, ranging from 60 to 241 total stops, and
very small black populations, ranging from 1.4% to 3.6%. Tract
364, which straddles the Macalester-Groveland and Highland Park
neighborhoods, is typical of the situation in the parts of town
with the highest concentrations of white residents: low stop
numbers, but extremely high levels of over-representation of
black drivers among those stopped. In tract 364, only 83 drivers
were stopped between April 15 and September 15, 2000, and eleven
of those drivers were black. Because the population of tract
364 is almost exclusively white, the expected number of black
stops out of the 83 stops in the tract was only 1.16. The result
is an extremely high disparity in terms of percentage rate between
stops and expected stops, as shown on Map 8, but a low
absolute difference between the number of stops and the expected
number, as shown on Map 4. (See TABLE 16)
The tracts with the highest numbers of stops of black drivers
over expected stops were generally tracts with above-average
proportions of black residents and high numbers of stops. Examples
of this are tract 315 in the Payne-Phalen neighborhood, with
935 total stops, an adult residential population that is 15.2%
black, and 173.67 stops over expected stops for black drivers;
and tract 325 in the Thomas-Dale neighborhood, which has an adult
population that is 23.5% black, and had the highest total number
of stops of any tract in St. Paul - 1488 - and the highest number
of stops of black drivers over expected stops - 519.88.
As noted above, the only two tracts in which black drivers
were stopped at rates lower than their proportion of the residential
population are tracts 335 and 336 in the Summit-University neighborhood,
the two tracts with the highest proportions in the city of African
American residents. In tract 335, disproportionate stopping of
black drivers does not appear to be a problem. Black drivers
were stopped at a rate lower than their population share in this
tract. Yet, because such the total number of stops in tract 335
was so high - at 1293 the fourth highest stop total in the city
- and the residential population in the tract is mostly black,
a large number of black drivers were stopped in this tract. Eight
hundred and seven black drivers were stopped in this tract, more
than in any other tract in the city except tract 325.
Although stops of blacks were disproportionately low in tract
335, the situation in this tract illustrates one of the reasons
for the citywide disproportionality of stops of black and white
drivers: the concentration of traffic stops in areas of the city
in which the residential population is largely non-white. The
ten tracts with the highest traffic stop totals account for 37.25%
of the traffic stops in the city. Each of these ten tracts had
more than 900 stops. Of these ten high-stop tracts, only tract
342 in the Downtown neighborhood has a white adult population
close to the city average of 73.18%. The other nine tracts have
white populations ranging from 14.3% to 62.2%, and six of the
nine have white populations of 50% or less. Nine of the ten high-stop
tracts have above average proportions of black residents. Nine
of the ten have above average Asian populations, eight have above
average Native American populations, and seven have above average
Hispanic populations. (See TABLE 16)
The next two sections of this report look at possible explanations
for the high concentrations of traffic stop activity in these
ten tracts.
Comparison of Stop Rates to Rates of 911 Calls
for Service
Map 12 compares traffic stop rates and rates of calls
for police service. In this map, the city is divided into grids
that are smaller units than census tracts, because the Department
keeps its records of calls for service by these grids. Map
12 shows a rough correspondence of stop rates and call-for-service
rates. All of the grids with extremely low stop rates also have
very low numbers of calls for service. However, while most of
the grids with high stop rates also had large numbers of calls
for service, some grids with high numbers of stops had call-for-service
rates that were lower than the rates in grids with fewer stops.
Grids 32, 33, 34, 35, 84, and 91 each had between 1236 and 2453
calls for service, and between 350 and 464 stops. On the other
hand, grids 105, 110, 112, 131, 132, and 153 each had higher
numbers of calls for service - between 2457 and 4692 - and lower
numbers of stops - between 141 and 286.
Increased police presence in some parts of the city due to
large numbers of calls for service is a possible contributing
factor to higher traffic stop rates in those areas, but it would
not explain racial disparities in stops in those areas.
Comparison of Stop Rates to Traffic Accident
Rates
Traffic accident rates in different parts of the city provide
some insight into the reasons for uneven distribution of traffic
stop activity throughout the city. Traffic accident rates are
an indicator of the levels of driving activity in various parts
of the city.
Map 13 shows levels of traffic stops and traffic accidents
by grid.12
This map indicates only a moderate correlation between traffic
accident rates and traffic stop rates. While accident rates are
fairly high in most grids that have high numbers of traffic stops,
several grids with high accident rates do not have high numbers
of stops.
Citywide Ticketing Rates
The overall ticketing rate for whites for all traffic stops
was 70.4%, compared to 60.8% for blacks, 61.3% for Hispanics,
61.7% for Native Americans, and 64.1% for Asians, but the higher
ticketing rate for whites is largely attributable to the fact
that a greater proportion of stops of whites were conducted by
officers of the Traffic and Accident Division, who issued tickets
at much higher rates than did other officers.
Virtually all of the 9,233 Traffic and Accident Division stops
from April to September resulted in tickets. Every Hispanic,
Asian and Native American driver stopped by the Traffic and Accident
Division during that period was tagged, as were 99.9% of white
drivers, and 99.8% of black drivers. (See TABLE 11) The
ticketing rates for the CAD-reported stops vary slightly between
races, with a slightly, but statistically significantly higher
rate for white (58.4%) than black drivers (54.8%). (See TABLE
12)
Citywide Search Rates
Data regarding searches of stopped drivers can be more informative
than the stop data itself. In analyzing stop data, the ideal
benchmark would be the driving population at the stop locations,
which we can only approximate here using census data. For the
search data, on the other hand, the stop data provides the most
accurate benchmark. In analyzing search data, the relevant measure
is the rate at which stopped drivers are searched, so the population
benchmark for this analysis is the population of stopped drivers.
In this case, however, it is important to bear in mind that
all stops that resulted in arrests are excluded from the data.
Assuming that all searches that turned up illegal drugs, illegal
weapons, or other contraband resulted in arrests, the data analyzed
here includes only searches in which no contraband was found.
In determining search rates, we looked separately at the rates
of pat down searches of drivers, and of vehicle searches. We
then aggregated all incidents in which the driver, the vehicle,
or both were searched. Incidents in which the vehicle was searched
and the driver was not were extremely rare, representing only
1.6% of all search incidents. In 28.4% of search incidents, the
driver was searched but the vehicle was not, and in 70% of search
incidents, both the driver and the vehicle were searched.
In the total 41,249 stops, African American, Hispanic and
Native American drivers were more likely than were whites and
Asians to be subject to pat down searches and vehicle searches
in which no contraband was found. This is also true of the 9,233
Traffic and Accident Division stops for April-September, and
of the 32,016 CAD-recorded stops, but the pat down and vehicle
search rates were substantially lower in the Traffic and Accident
Division stops. TABLE 5 compares the pat down search rates
for all three groups of stops. TABLE 6 compares the vehicle
search rates, and TABLE 7 compares the aggregated pat
down and vehicle search rates for all three groups of stops.
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TABLE 5: |
Rates of Pat Down Searches in Which no Contraband Was Found |
|
Race |
Percent subject to pat down searches in which no
contraband was found |
|
All stops |
CAD-recorded stops |
Traffic & Accident Division stops |
|
White |
2.2% |
3.0% |
0.1% |
|
Black |
5.6% |
6.4% |
0.3% |
|
Asian |
2.7% |
3.0% |
0.7% |
|
Hispanic |
6.7% |
7.5% |
0.9% |
|
Native American |
3.9% |
4.4% |
0.0% |
|
TABLE 6: |
Rates of Vehicle Searches in which No Contraband Was Found |
|
Race |
Percent subject to vehicle searches in which no
contraband was found |
|
All stops |
CAD-recorded stops |
Traffic & Accident Division stops |
|
White |
6.2% |
8.7% |
0.2% |
|
Black |
14.1% |
16.0% |
1.8% |
|
Asian |
6.4% |
7.3% |
1.1% |
|
Hispanic |
10.0% |
11.1% |
2.1% |
|
Native American |
12.6% |
13.3% |
7.7% |
|
TABLE 7: |
Rates of Aggregated Pat Down and Vehicle Searches in which
No Contraband Was Found |
|
Race |
Percent subject to pat down and/or vehicle searches
in which no contraband was found |
|
All stops |
CAD-recorded stops |
Traffic & Accident Division stops |
|
White |
8.4% |
11.7% |
0.3% |
|
Black |
19.6% |
22.4% |
2.2% |
|
Asian |
9.2% |
10.4% |
1.9% |
|
Hispanic |
16.7% |
18.5% |
3.0% |
|
Native American |
16.6% |
17.8% |
7.7% |
Blacks, Hispanics and Native Americans were searched at higher
rates than white or Asian drivers. Higher vehicle search rates
for black, Hispanic and Native American drivers may raise the
question of whether drivers of color are more likely than white
drivers to be subject to stops that are ostensibly made to enforce
laws relating to traffic safety and vehicle equipment requirements,
but actually intended to provide an opportunity to pursue non-traffic-related
purposes. Stops of this type are closely correlated with complaints
of racial profiling.13
As can be seen in TABLE 8, male drivers of every race
are considerably more likely to be subject to vehicle and/or
pat down searches than are female drivers. Male drivers of every
race but Native American are more than twice as likely to be
searched as are female drivers of the same race. Although the
search rates for female drivers are consistently lower than for
male drivers, the racial disparities are similar for drivers
of both genders, with black, Hispanic and Native American drivers
more likely than white and Asian drivers to be searched.
|
TABLE 8: |
Aggregate Search rates by Race and Gender |
|
Race |
Percent of male drivers subjected to pat down and/or vehicle
search |
Percent of female drivers subjected to pat down and/or vehicle
search |
|
White |
10.8% |
4% |
|
Black |
24.1% |
7% |
|
Asian |
11.3% |
2.4% |
|
Hispanic |
18.9% |
7.4% |
|
Native American |
17.7% |
14.6% |
The racial disparities in the rates of searches in which no contraband
was found, and particularly the high rates at which black and
Hispanic men and Native American men and women were subject to
such searches, raise serious questions. Data on the stops in
which searches were productive of contraband would help to answer
some of these questions. Studies done in other jurisdictions
have found that "hit rates," the rates at which searches
produce contraband, are generally about the same for blacks and
whites.14
With data from the stops in which searches produced contraband
and led to arrests, we could determine the overall search rates
for drivers of each race, and the hit rates for drivers of each
race.
Search Rates by Location
Search rates are not uniform throughout the city. For purposes
of mapping search rates, we aggregated all incidents in which
the driver, the vehicle, or both were searched. As can be seen
in Maps 14-17, search rates for all races tend to be higher
than average in two parts of the city: the area encompassing
the Thomas-Dale neighborhood and the northern part of the Summit-University
neighborhood; and the area encompassing the Dayton's Bluff neighborhood,
the southern half of the Payne-Phalen neighborhood, the southwestern
quarter of the Greater Eastside neighborhood, and the northwestern
corner of the Battle Creek neighborhood. These two areas roughly
correspond to two of the three zones in which the Department
implemented the HEAT program, an intensive enforcement program
described in a later section of this report. For Hispanic and
African American drivers, the areas of high search rates fan
out from the two core areas noted above, to encompass a larger
portion of the city.
Comparison of Traffic and Accident Division Stops for April-September
to Other Stops for April-September.
Because the Traffic and Accident Division stops were recorded
separately from other stops only for the five-month period from
April 15 to mid-September, we have isolated the other stops for
that five-month period from the total, in order to provide the
most accurate basis for comparison of Traffic and Accident Division
stops to other stops. Comparing these two groups of stops from
the same time period, we see that the Traffic and Accident Division
stops differ significantly from the other traffic stops.
As noted above, the racial breakdown of the Traffic and Accident
Division stops differs from that of the other stops. The other
two significant differences between these groups of stops are
in the ticketing rates and the search rates.
Across all races, virtually everyone stopped by the Traffic
and Accident Division received a ticket. (See TABLE 11)
In contrast to this, ticketing rates in the other stops for this
time period were 53.7% for whites, 53.8% for blacks, 54.8% for
Hispanics, 56.5% for Asians, and 57.8% for Native Americans.
(See TABLE 13)
Conversely, people stopped by the Traffic and Accident Division
were rarely searched. Only .3% of whites, 1.9% of Asians, 2.2%
of blacks, 3% of Hispanics, and 7.7% of Native Americans 15
stopped by the Traffic and Accident Division were subject to
either a pat down search, a vehicle search, or both. For people
of all races, these rates are significantly lower than the search
rates for the other stops.
|
TABLE 9: |
Comparison of Aggregate Search Rates for April-September Stops
by Traffic & Accident Division, and for other April-September
Stops |
|
Race |
Percent searched (pat down or vehicle search) by Traffic &
Accident Division |
Percent searched (pat down or vehicle search) in other stops
April-September |
|
White |
0.3% |
14.3% |
|
Black |
2.2% |
23.5% |
|
Asian |
1.9% |
12.1% |
|
Hispanic |
3.0% |
20.0% |
|
Native American |
7.7% |
17.2% |
There are disparities worth noting in the Traffic and Accident
Division stops. Even in these stops, blacks are disproportionately
represented, although the disproportionality is not as pronounced
as it is in the other stops. Also, although the search rates
for people of all races are low in these stops, people of all
races other than white are still much more likely than whites
to be searched. The disparities in the search rates in the Traffic
and Accident Division stops are actually greater than in the
other stops. Generally, however, it does not appear that the
stops by the Traffic and Accident Division are the type of stops
that typically give rise to claims of racial profiling. Stops
like these in which virtually everyone is ticketed and hardly
anyone is searched appear to be simple traffic stops. They do
not appear to be the sort of stops generally associated with
racial profiling.
Analysis of HEAT Zones
During the eight-month period for which we have data, the
Department implemented a program called Heavy Enforcement Activities
for Thirty Days (HEAT), in three areas of the city. The first
HEAT zone, in which the program was implemented from August 2
to August 21, is in the Thomas-Dale and Summit-University neighborhoods.
HEAT was then concentrated in Downtown St. Paul from September
8 to September 27. The third zone, in which HEAT was implemented
from September 29 to October 18, encompasses the Dayton's Bluff
neighborhood and the southeastern part of the Payne-Phalen neighborhood.
All three HEAT zones are in areas with high numbers of traffic
stops. Map 18 shows the traffic stop rates for the city,
with the three HEAT zones highlighted. Because increased police
activity in particular zones is a key component of the HEAT program,
we looked at the extent to which stop rates during HEAT periods
might be elevating the stop rates in those zones for the eight-month
period. We found that the overall stop rates in the Downtown
and Dayton's Bluff HEAT zones (HEAT Zones 2 and 3) were not significantly
affected by HEAT activity. Only in HEAT Zone 1 in Summit-University,
was the stop rate during the HEAT period substantially higher
than the overall rate.
In each zone, the HEAT period was twenty days, or 8.16% of
the 245 total days of the eight-month data collection period.
In Zones 2 and 3, traffic stops during the HEAT periods actually
comprised only 6.42% and 7.77%, respectively, of the total stops
in those zones for the eight-month period. Stop rates during
the HEAT periods were therefore slightly lower than the total
rates in Zones 2 and 3. In Zone 1, 15.57% of the total stops
occurred during the HEAT period, slightly less than twice the
8.16% share of stops that would be expected if stop rates were
consistent throughout the eight-month period. (See TABLE 17)
The implementation of HEAT in Zone 1 appears to have contributed
to the high stop rate in that zone.
Because the stop rate for HEAT Zone 1 was higher than normal
during the HEAT period, we looked at the racial breakdown of
the HEAT period stops, to see if the demographics of those stops
affected the overall demographics of the stops in that zone.
The stop rate for white drivers in zone 1 during the HEAT
period was slightly lower than the total rate for that zone,
and the stop rates of drivers of other races were slightly higher
than average during the HEAT period. (See TABLE 17) However,
the differences in stop rates by race during the HEAT period
are not large enough to have a substantial effect on the total
stop rates.
Search rates vary widely among the three HEAT Zones, and the
effect of HEAT on the search rates in the zones is inconsistent.
Zone 1 had search rates for drivers of all races that were substantially
higher than the city average rates. This is true both in general
and during the HEAT period, but during the HEAT period, the search
rates were somewhat lower for whites and higher for Asians than
they were generally. Zone 2 generally had lower than average
search rates for drivers of all races, but during the HEAT period
the search rate for whites was considerably higher than it was
generally. Zone 3 generally had a substantially higher than average
search rate for Native Americans, and slightly higher than average
search rates for all other races. During the HEAT period no Native
American drivers were stopped in Zone 3, and the search rates
increased for Asian drivers and declined slightly for drivers
of all other races. (See TABLE 17)
Primary Issues Raised by the Data
The main issue raised by the comparison of the stop data to
the city population data is the disparity between the African
American population rate and the stop rate for African American
drivers. African Americans constitute a significantly greater
proportion of the drivers stopped in St. Paul than they do of
the city's adult residential population. Hispanic drivers are
also stopped in numbers higher than their proportion of the adult
population, but the disparity is not as pronounced as it is for
African American drivers.
The search rates for African American, Hispanic and Native
American drivers are consistently higher than for white drivers.
This is true of the stops by officers of the Traffic and Accident
Division - stops in which the search rates are low - and of the
stops by other officers, which have higher search rates.
Recommendations for Improving the Data
Collection System
Based on our analysis of the data recorded by the St. Paul
Police Department, we have the following suggestions for changes
to the data collection program that would allow for a more comprehensive
and effective analysis of the data:
- Traffic stop data should include incidents that begin as
traffic stops and result in arrests. Without records of these
stops, we are unable to present a complete picture of the stop
demographics in St. Paul. In particular, the analysis of search
data is most severely compromised by the lack of records for
all stops. Since stops in which searches were conducted are presumably
more likely than other stops to have led to arrests, the absence
of data for stops resulting in arrest likely skews the search
data even more than the stop data. Also, since the location of
contraband, illegal weapons, etc., is the primary reason for
searches of drivers and vehicles, the absence of records of searches
in which contraband and illegal weapons were found makes it impossible
to calculate the hit rates of the searches or to analyze the
effectiveness of vehicle and driver searches as a crime prevention
and detection strategy.
- Information recorded for each stop should include the date
of birth of the driver. This data category is recommended in
A Resource Guide on Racial Profiling Data Collection Systems,
published in November 2000 by the U.S. Department of Justice.
The Resource Guide cites a 1999 Gallup Poll finding that
young African American men disproportionately report the perception
of being stopped by police due to their race and age.
- Information recorded for each stop should include the reason
for the stop. Without this information, we are unable to distinguish
between stops involving various levels of officer discretion,
nor can we address claims that people of color are stopped more
frequently than whites for minor equipment violations. The Department
of Justice Resource Guide recommends using the following
categories to designate reasons for stops.
|
Reason for Stop |
Examples |
|
Hazardous moving violation |
Stoplight violation, driving ten miles or more above the speed
limit |
|
Nonhazardous moving violation |
Failure to signal when changing lanes, driving less than ten
miles above the speed limit |
|
Externally generated information stop |
911 call or all-points bulletin |
|
Vehicle equipment violations/defects |
Broken headlight or brake light, underinflated tires, etc. |
|
Investigatory stop |
Belief of criminal activity based on observation |
|
Driving while impaired |
|
|
Courtesy stop/citizen assistance |
|
|
Other motor vehicle violation |
|
- Information recorded for each stop should include not only
whether the driver or vehicle was searched, but also the justification
for the search - consent or probable cause - and the results
of the search, i.e., was contraband found and if so, what was
the nature of the contraband. The information about the justification
for the search is necessary to address claims that people of
color are more likely than whites to be asked to consent to searches
in situations in which probable cause to search is lacking. The
information about the results of the searches will allow calculation
of the "hit rates" for searches arising from traffic
stops.
- Ideally, an empirical study should be conducted of the driving
population in the city of St. Paul, to provide the most accurate
benchmark for comparison to traffic stop data.
|