Chapter 8
INTERNATIONAL LEGAL STANDARDS FOR THE PROTECTION OF PERSONS DEPRIVED OF THEIR
LIBERTY
Learning Objectives
_ To familiarize participants with some of the most important international
legal standards concerning the treatment of persons deprived of their liberty,
including the
legal duty of States to prevent, punish and remedy violations of these standards;
_ To illustrate how the many legal rules are enforced in practice in order to
protect the rights of persons deprived of their liberty;
_ To explain what legal steps, measures and/or actions judges, prosecutors and
lawyers must take in order to safeguard the rights of persons deprived of their
liberty.
Questions
_ Have you ever encountered persons deprived of their liberty who have complained
of ill-treatment?
_ If so, when was the alleged ill-treatment inflicted and for what purpose?
_ What measures were taken to remedy the situation, and what effect did they
have, if any?
_ What are the rules in your country with regard to the recognition of places
of detention and the registration of persons deprived of their liberty?
_ What are the rules in your country with regard to recourse to solitary confinement?
For example, for what reasons, for how long, and in what conditions can it be
imposed?
_ Is incommunicado detention permitted under the laws of your country, and if
so, for how long? What legal remedies are at the disposal of the person subjected
to such detention? How do the authorities ensure that no physical or mental
abuses occur while the detainee or prisoner is held incommunicado?
_ As lawyers, have you ever encountered problems in having free and confidential
contacts with your detained clients? If so, what did you do about it?
_ Are there any special problems in your country with regard to the conditions
of detention for children and women?
_ If so, what are they and what measures, if any, have been taken in order to
remedy the situation?
_ What are the formal complaint procedures in your country for alleged ill-treatment
of detainees and prisoners, including women and children?
Relevant Legal Instruments
Universal Instruments
_ International Covenant on Civil and Political Rights, 1966
_ Convention against Torture and Other Cruel, Inhuman or Degrading Treatment
or Punishment, 1984
_ The 1949 Geneva Conventions and the two Protocols Additional of 1977
_ Statute of the International Criminal Court, 1998
_ Universal Declaration of Human Rights, 1948
_ Standard Minimum Rules for the Treatment of Prisoners, 1955
_ Basic Principles for the Treatment of Prisoners, 1990
_ Body of Principles for the Protection of All Persons under Any Form of Detention
or Imprisonment, 1988
_ Principles of Medical Ethics relevant to the Role of Health Personnel, particularly
Physicians, in the Protection of Prisoners and Detainees against Torture and
Other Cruel, Inhuman or Degrading Treatment or Punishment, 1982
_ Code of Conduct for Law Enforcement Officials, 1979
_ Declaration on the Protection of All Persons from Enforced Disappearance,
1992
_ Principles on the Effective Prevention and Investigation of Extra-legal, Arbitrary
and Summary Executions, 1989
_ African Charter on Human and Peoples’ Rights, 1981
_ American Convention on Human Rights, 1969
_ Inter-American Convention to Prevent and Punish Torture, 1985
_ Inter-American Convention on the Forced Disappearance of Persons, 1994
_ European Convention on Human Rights, 1950
_ European Convention for the Prevention of Torture and Inhuman or Degrading
Treatment or Punishment, 1987
Introduction
This chapter explains the principal international legal rules governing the
treatment of persons deprived of their liberty and will also provide examples
of how
these legal rules have been interpreted by the international monitoring organs.
The treatment of all categories of detainees and prisoners remains a major
challenge in the area of overall improvement in respect for the human person.
Placed in a situation of inferiority and weakness, a person who is arrested,
in pre-trial detention or serving a prison sentence upon conviction is to a
considerable extent left to the mercy of the police and prison officials. The
detainee or prisoner is virtually cut off from outside life, and thus also vulnerable
to treatment violating his or her rights. The continuing widespread use of torture
and other inhuman or degrading treatment or punishment of these categories of
people, whose cries for help in moments of pain can be heard by nobody except
fellow inmates, constitutes an intolerable insult to human dignity. International
human rights law does however contain strict rules about the treatment of detainees
and prisoners which are applicable at all times, and States are under a legal
duty to take the necessary legislative and practical measures to put an end
to all practices that violate these rules. In this respect, the task of judges,
prosecutors and lawyers is of primordial importance in contributing to an increased
respect for the legal rules that will help safeguard the life, security and
dignity of people deprived of their liberty. In their daily work, these legal
professions, when faced with people suspected or accused of criminal activities,
will have to exercise constant vigilance for signs of torture, forced confessions
under ill-treatment or duress, and any other kind of
physical or mental hardship. Judges, prosecutors and lawyers thus have not just
a key role in this regard, but also a professional duty to ensure the effective
implementation of the existing domestic and international rules for the protection
of the rights of people deprived of their liberty.
This chapter will first deal with the notion of torture, cruel, inhuman and
degrading treatment and punishment, and will in particular deal with the problems
caused by solitary confinement and, more specifically, incommunicado detention.
It will also briefly explain the particular problems to which vulnerable groups
such as
children and women are subjected while detained. The rights both of children
and of women in the administration of justice will, however, also be dealt with
in some detail in Chapters 10 and 11 respectively. This chapter will then consider
aspects of detention such as accommodation, exercise, the health of detainees
and prisoners and their contacts with the outside world through visits and correspondence.
Thirdly, the chapter will deal with the complaints procedures which must be
available at all times to all persons deprived of their liberty. Lastly, the
chapter will provide some advice on how judges, prosecutors, and lawyers may
work more effectively for the eradication of torture and other unlawful treatment
of detainees and prisoners.
1.1 Use of terms
In this chapter the terms “detainee” and “detained person”
mean any person deprived of his or her personal liberty except as a result of
conviction for an offence,
while the expressions “prisoner” and “imprisoned person”
mean any person deprived of his or her personal liberty as a result of conviction
for an offence. It should however be noted that in the Standard Minimum Rules
for the Treatment of Prisoners, the term “prisoner” is used in a
generic sense covering both untried and convicted persons, a fact that must
be borne in mind whenever these rules are being quoted or otherwise referred
to.
2. The Prohibition of Torture and Cruel, Inhuman or Degrading Treatment or Punishment
2.1 Introductory remarks
Not only are the right to life and the prohibition of torture and other cruel,
inhuman or degrading treatment or punishment to be found in all major general
human
rights treaties and numerous other human rights instruments, but these norms
also run like a thread through international humanitarian law. For instance,
according to common article 3(I)(a) to the 1949 Geneva Conventions, which concerns
armed conflicts not of an international character, “violence to life and
person, in particular murder of all kinds, mutilation, cruel treatment and torture”
shall remain prohibited at any time and in any place whatsoever with respect
to “persons taking no active part in the hostilities”. Further,
article 75(2)(a) of Protocol Additional I and article 4(2)(a) of Protocol Additional
II to the Geneva Conventions, which respectively relate to international and
non-international armed conflicts, similarly proscribe “violence to the
life, health and physical or mental well-being of persons”, and, in particular,
murder, torture, corporal punishment and mutilation. The peremptory nature both
of the right to life and of the right to freedom from torture and other cruel,
inhuman or degrading treatment or punishment is moreover underlined by the fact
that these rights cannot be derogated from under international human rights
law even in the gravest of crisis situations. This is made clear by article
4(2) of the International Covenant on Civil and Political Rights, article 27(2)
of the American Convention on Human Rights and article 15(2) of the European
Convention on Human Rights. Article 2(2) of the Convention against Torture and
Other Cruel, Inhuman or Degrading Treatment or Punishment also provides that
“no exceptional circumstances whatsoever, whether a state of war or a
threat of war, internal political instability or any other public emergency,
may be invoked as a justification of torture”. Moreover, article 5 of
the Inter-American Convention to Prevent and Punish Torture adds that “neither
the dangerous character of the detainee or prisoner, nor the lack of security
of the prison establishment or penitentiary shall justify torture”. The
fundamental nature of the prohibition of torture is further underlined by the
fact that, according to article 7 of the Rome Statute of the International Criminal
Court, torture constitutes a crime against humanity “when committed as
part of a widespread or systematic attack directed against any civilian population,
with knowledge of the attack”. “Torture or inhuman treatment, including
biological experiments” also constitute war crimes and grave breaches
of the 1949 Geneva Conventions for the purpose of the same Statute (art. 8(2)(a)(ii)).
In addition to this multitude of international legal rules, recourse to torture
is often prohibited at the domestic level. The existence of torture is thus
not a legal problem per se, but rather one of implementation of the law, that
poses a true challenge to the world community.
2.2 Legal responsibilities of States
Article 7 of the International Covenant on Civil and Political Rights provides
that “no one shall be subjected to torture or to cruel, inhuman or degrading
treatment
or punishment”, and, in particular, that “no one shall be subjected
without his free consent to medical or scientific experimentation”. In
its General Comment No. 20, the Human Rights Committee explained that the aim
of this article “is to protect both the dignity and the physical and mental
integrity of the individual”.1 It emphasized, furthermore,
that “it is the duty of the State party to afford everyone protection
through legislative and other measures as may be necessary against the acts
prohibited by article 7, whether inflicted by people acting in their official
capacity, outside their official capacity or in a private capacity”.2
The prohibition in article 7 “is complemented by the positive requirements
of article 10, paragraph 1, of the Covenant, which stipulates that ‘All
persons deprived of their liberty shall be treated with humanity and with respect
for the inherent dignity of the human person’.”3
Article 2 of the Convention against Torture and Other Cruel, Inhuman or Degrading
Treatment or Punishment provides that “each State Party shall take effective
legislative, administrative, judicial or other measures to prevent acts of torture
in any territory under its jurisdiction” (emphasis added). According to
article 12 of the Convention, each State party shall moreover “ensure
that its competent authorities proceed to a prompt and impartial investigation,
wherever there is reasonable ground to believe that an act of torture has been
committed in any territory under its jurisdiction” (emphasis added). In
making its recommendations to States parties, the Committee against Torture
has consistently emphasized that they should “ensure vigorous investigation
and, where appropriate, the prosecution of all reported instances of alleged
torture and ill-treatment” by their authorities, “whether civil
or military”.4 For the purpose of ensuring that perpetrators
of torture do not enjoy immunity, the Committee against Torture has further
recommended that States parties “ensure that amnesty laws exclude torture
from their reach”.5
Furthermore, it is noteworthy that the Committee against Torture has repeatedly
recommended that States parties to the Convention against Torture should
consider repealing laws which may undermine the independence of the Judiciary,6
and, with regard more particularly to the problem of limited-term appointments,
bring their legislation into line with the 1985 Basic Principles on the Independence
of the Judiciary and the 1990 Guidelines on the Role of Prosecutors.7
In General Comment No. 20, the Human Rights Committee also pointed out that
article 7 of the International Covenant on Civil and Political Rights should
be read
in conjunction with article 2(3) thereof concerning the obligation of the States
parties to provide effective remedies to persons whose rights and freedoms are
violated.8 This means, in particular, that “the right
to lodge complaints against maltreatment prohibited by article 7 must be recognized
in the domestic law” and that “complaints must be investigated promptly
and impartially by competent authorities so as to make the remedy effective”.9
The Committee against Torture has also emphasized the importance of introducing
“an effective and reliable complaint system that will allow the victims
of torture and other forms of cruel, inhuman or degrading treatment or punishment
to file complaints”.10
Lastly, with regard to the problem of impunity, the Human Rights Committee
has stated that “amnesties are generally incompatible with the duty of
States to investigate such acts; to guarantee freedom from such acts within
their jurisdiction; and to ensure that they do not occur in the future”.11
On the issue of amnesty laws the Human Rights Committee and the Committee against
Torture thus concur. In this respect the Human Rights Committee has said that
“States may not deprive individuals of the right to an effective remedy,
including compensation and such full rehabilitation as may be possible.”12
The Inter-American Court of Human Rights has explained States’ obligations
inter alia under article 1 of the American Convention on Human Rights in some
detail.
With regard to the obligation to “ensure ... the free and full exercise”
of the rights and freedoms guaranteed by the Convention, it has thus stated
that it “... implies the duty of the States Parties to organize the governmental
apparatus and, in general, all the structures through which public power is
exercised, so that they are capable of juridically ensuring the free and full
enjoyment of human rights. As a consequence of this obligation, the States must
prevent, investigate and punish any violation of the rights recognized by the
Convention and, moreover, if possible attempt to restore the right violated
and provide compensation as warranted for damages resulting from the violation.”13
The Court added in this respect that “The obligation to ensure the free
and full exercise of human rights is not fulfilled by the existence of a legal
system designed to make it possible to comply with this obligation – it
also requires the government to conduct itself so as to effectively ensure the
free and full exercise of human rights.”14 This means,
in particular, allowing the Judiciary, the prosecuting authorities and lawyers
to pursue their work effectively and independently of the governmental authorities.
In a case concerning the alleged rape and ill-treatment of a female detainee,
the Aydin case, the European Court of Human Rights recalled that article 13
of the
European Convention on Human Rights “guarantees the availability at the
national level of a remedy to enforce the substance of the Convention rights
and freedoms in whatever form they might happen to be secured in the domestic
legal order”. “The effect of this article is thus to require the
provision of a domestic remedy allowing the competent national authority both
to deal with the substance of the relevant Convention complaint and to grant
appropriate relief, although Contracting States are afforded some discretion
as to the manner in which they conform to their obligations under this provision.”15
Although “the scope of the obligation under article 13 varies depending
on the nature of the applicant’s complaint under the Convention”,
nevertheless, “the remedy required ... must be ‘effective’
in practice as well as in law, in particular in the sense that its exercise
must not be unjustifiably hindered by acts or omissions of the authorities of
the respondent State ...”.16 The European Court added
in this case that “the nature of the right safeguarded under Article 3
of the Convention has implications for Article 13. Given the fundamental importance
of the prohibition of torture and the especially vulnerable position of torture
victims, ... Article 13 imposes, without prejudice to any other remedy available
under the domestic system, an obligation on States to carry out a thorough and
effective investigation of incidents of torture. Accordingly, where an individual
has an arguable claim that he or she has been tortured by agents of the State,
the notion of an ‘effective remedy’ entails, in addition to the
payment of compensation where appropriate, a thorough and effective investigation
capable of leading to the identification and punishment of those responsible
and including effective access for the complainant to the investigatory procedure.”17
Lastly, although, unlike article 12 of the 1984 Convention against Torture,
article 13 of the European Convention does not impose, expressis verbis, “a
duty to proceed to a ‘prompt and impartial’ investigation whenever
there is a reasonable ground to believe that an act of torture has been committed”,
“such a requirement is implicit in the notion of an ‘effective remedy’
under article 13”.18 Consequently, in the Aydin case
there had been a violation of article 13 since “no thorough and effective
investigation was conducted into the applicant’s allegations and ... this
failure undermined the effectiveness of any other remedies which may have existed
given the centrality of the public prosecutor’s role to the system of
remedies as a whole, including the pursuit of compensation”.19
For a more detailed analysis of the legal duty of States to prevent, investigate,
prosecute, punish and remedy human rights violations see Chapter 15 of this
Manual.
2.3 The notions of torture and cruel, inhuman or degrading treatment or punishment:
definitions and understandings
Article 7 of the International Covenant on Civil and Political Rights contains
no definition of the notions covered thereby, nor did the Human Rights Committee
“consider it necessary to draw up a list of prohibited acts or to establish
sharp distinctions between the different kinds of punishment or treatment”,
since “the
distinctions depend on the nature, purpose and severity of the treatment applied”.20
However, it has made clear that “the prohibition in article 7 relates
not only to acts that cause physical pain but also to acts that cause mental
suffering to the victim” and, moreover, that it covers “excessive
chastisement ordered as punishment for a crime or as an educative or disciplinary
measure”.21 In one case, however, the Human Rights Committee
observed that the assessment of what constitutes inhuman and degrading treatment
“depends on all the circumstances of the case, such as the duration and
manner of the treatment, its physical or mental effects as well as the sex,
age and state of health of the victim”.22
For the purposes of the Convention against Torture, the term “torture”
means “any act by which severe pain or suffering, whether physical or
mental, is intentionally inflicted on a person for such purposes as obtaining
from him or a third person information or a confession, punishing him for an
act he or a third person has committed or is suspected of having committed,
or intimidating or coercing him or a third person, or for any reason based on
discrimination of any kind, when such pain or suffering is inflicted by or at
the instigation of or with the consent or acquiescence of a public official
or other person acting in an official capacity. It does not include pain or
suffering arising only from, inherent in or incidental to lawful sanctions”
(art. 1(1)). Under article 16 of the Convention against Torture, “each
State Party shall undertake to prevent ... other acts of cruel, inhuman or degrading
treatment or punishment which do not amount to torture as defined in article
1, when such acts are committed by or at the instigation of or with the consent
or acquiescence of a public official or other person acting in an official capacity.”
In the Loayza Tamayo case, the Inter-American Court of Human Rights explained
that “the violation of the right to physical and psychological integrity
of persons is a category of violation that has several gradations and embraces
treatment ranging from torture to other types of humiliation or cruel, inhuman
or degrading treatment with varying degrees of physical and psychological effects
caused by endogenous and exogenous factors which must be proven in each specific
situation.”23 Referring to the judgments of the European
Court of Human Rights in the Irish and Ribitsch cases, the Inter-American Court
added that “even in the absence of physical injuries, psychological and
moral suffering, accompanied by psychic disturbance during questioning, may
be deemed inhuman treatment. The degrading aspect is characterized by the fear,
anxiety and inferiority induced for the purpose of humiliating and degrading
the victim and breaking his physical and moral resistance. ... That situation
is exacerbated by the vulnerability of a person who is unlawfully detained.
... Any use of force that is not strictly necessary to
ensure proper behavior on the part of the detainee constitutes an assault on
the dignity of the person ... , in violation of Article 5 of the American Convention.
The exigencies of the investigation and the undeniable difficulties in the anti-terrorist
struggle must not be allowed to restrict the protection of a person’s
right to physical integrity.”24
With regard to the prohibition of “torture or ... inhuman or degrading
treatment or punishment” in article 3 of the European Convention on Human
Rights, the European Court of Human Rights has stated that the distinction between
“torture” and “inhuman or degrading treatment” “derives
principally from a difference in the intensity of the suffering inflicted”.25
In the view of the Court, “it appears ... that it was the intention that
the Convention, with its distinction between ‘torture’ and ‘inhuman
or degrading treatment’, should by the first of these terms attach a special
stigma to deliberate inhuman treatment causing very serious and cruel
suffering”.26 The Court has consistently emphasized
the absolute prohibition under article 3, which shows that it “enshrines
one of the fundamental values of the democratic societies making up the Council
of Europe”.27 In view of “the object and purpose
of the Convention, as an instrument for the protection of individual human beings”,
article 3 must, like any other provision thereof, “be interpreted and
applied so as to
make its safeguards practical and effective”.28
Some examples will be given below of behaviour that has been considered to violate
the international prohibitions on torture and/or cruel, inhuman and degrading
treatment or punishment of people deprived of their liberty, or, exceptionally,
in the execution of a punishment.
2.3.1 Rape as torture
In the case of Aydin, to which reference was made above, the applicant, a Turkish
citizen of Kurdish origin, was only 17 years old when, together with her father
and sister-in-law, she was detained by security forces. She was raped and ill-treated
during her detention. Accepting the findings of the European Commission of Human
Rights as to the facts of the case, the Court held that “Rape of a detainee
by an official of the State must be considered to be an especially grave and
abhorrent form of ill-treatment given the ease with which the offender can exploit
the vulnerability and weakened resistence of his victim. Furthermore, rape leaves
deep psychological scars on the victim which do not respond to the passage of
time as quickly as other forms of physical and mental violence. The applicant
also experienced the acute pain of forced penetration, which must have left
her feeling debased and violated both physically and emotionally.”29
The applicant had, moreover, been “subjected to a series of particularly
terrifying and humiliating experiences while in custody at the hands of the
security forces at Derik gendarmerie headquarters having regard to her sex and
youth and the circumstances under which she was held”; she had been “...
detained over a period of three days during which she must have been bewildered
and disoriented by being kept blindfolded, and in a constant state of physical
pain and mental anguish brought about by the beatings administered to her during
questioning and by the apprehension of what would happen to her next. She was
also paraded naked in humiliating circumstances thus adding to her overall sense
of vulnerability and on one occasion she was pummelled with high-pressure water
while being spun around in a tyre.”30
The Court was thus “... satisfied that the accumulation of acts of physical and mental violence inflicted on the applicant and the especially cruel act of rape to which she was subjected amounted to torture in breach of Article 3 of the Convention”.31
In a case against Peru, the Inter-American Commission on Human Rights was also confronted with a case of rape by military personnel. Although the woman was not detained as such, she was helpless in the hands of these individuals who had abducted – and eventually killed – her husband. On the night of her husband’s abduction from their home, Ms. Mejía was raped twice by a military officer.32 The Commission presumed the alleged facts to be true; in its view “the credibility of the version presented by the petitioner” was corroborated by various reports of intergovernmental and non-governmental bodies that had documented “numerous rapes of women in Peru by members of the security forces in emergency areas and in which the specific case of Raquel Mejía” had been mentioned and described.33 Having thus presumed the responsibility of troops of the Peruvian Army in the commission of the abuses against Ms. Mejía and also the non-existence in Peru of effective domestic remedies, the Commission held that “Current international law establishes that sexual abuse committed by members of security forces, whether as a result of a deliberate practice promoted by the State or as a result of failure by the State to prevent the occurrence of this crime, constitutes a violation of the victims’ human rights, especially the right to physical and mental integrity.”34 In support of this view it referred inter alia to articles 27 and 147 of the Fourth Geneva Convention of 1949, common article 3 of the Geneva Conventions, article 76 of Protocol Additional I to the Geneva Conventions, article 4(2) of Protocol Additional II to the Geneva Conventions and article 5 of the 1998 Statute of the International Criminal Court.35 The Commission then interpreted the notion of torture in article 5 of the American Convention on Human Rights in the light of the definition thereof contained in the Inter-American Convention to Prevent and Punish Torture; on the basis of this definition, for torture to exist, the following three elements had to be combined:
_ “it must be an intentional act through which physical and mental pain
and suffering is inflicted on a person”;
_ “it must be committed with a purpose”; and
_ “it must be committed by a public official or by a private person acting
at the instigation of the former”.36
These elements were all fulfilled in the case of Ms. Mejía. As to the
first element, the Commission considered “that rape is a physical and
mental abuse that is
perpetrated as a result of an act of violence”; it also “causes
physical and mental suffering in the victim. In addition to the violence suffered
at the time it is committed, the victims are commonly hurt or, in some cases,
are even made pregnant. The fact of being made the subject of abuse of this
nature also causes a psychological trauma that results, on the one hand, from
having been humiliated and victimized, and on the other, from suffering the
condemnation of the members of their community if they report what has been
done to them.”37 This element was fulfilled in this
case, since Ms. Mejía “was a victim of rape, ... in consequence
of an act of violence that [caused] her ‘physical and mental pain and
suffering’.”38 As to the second element, the rape
of Ms. Mejía was committed “with the aim of punishing her personally
and intimidating her”; the guilty man had told her that “she, too,
was wanted as a subversive, like her husband”, and “that her name
was on a list of persons connected with terrorism”. The man also threatened
to come back and rape her again.39 Lastly, with regard to
the third element, the Commission concluded that the man who raped Ms. Mejía
was a member of the security forces who had himself been accompanied by a large
group of soldiers.40 Considering that the three elements of
the definition of torture were all present in this case, the Commission concluded
that Peru had violated article 5 of the American Convention on Human Rights.41
It concluded moreover that the rapes suffered by Ms.Mejía constituted
a violation of article 11 of the Convention concerning the right to privacy
“in that they affected both her physical and her moral integrity, including
her personal dignity”; indeed, as stated by the Commission, besides being
a violation of victims’ physical and mental integrity, sexual abuse “implies
a deliberate outrage to their dignity”.42 Lastly, the
Peruvian State had also violated articles 1(1), 8(1) and 25 of the Convention
since it had not provided effective remedies with regard to these violations.43
2.3.2 Treatment of detainees and prisoners
The prevalence of torture and other unlawful treatment of persons deprived of
their liberty is all too evident from the case-law of, inter alia, the Human
Rights
Committee, which contains numerous examples of violations of articles 7 and
10(1) of the International Covenant following the use of violence for the purpose,
among others, of extracting confessions. Whenever the author is able to give
a sufficiently detailed account of the beatings and other kinds of ill-treatment
and the State party concerned fails to respond thereto, or does not dispute
the allegations, the Committee considers that the information before it sustains
a violation of articles 7 and 10(1) of the Covenant either taken together or
separately, depending on the viciousness of the treatment.44
With regard to means of constraint of detained persons, the Committee against
Torture has recommended that the United States of America abolish “electro-shock
stun belts and restraint chairs as methods of restraining those in custody”,
since their use almost invariably leads to breaches of article 16 of the Convention
against Torture, which outlaws cruel, inhuman or degrading treatment or punishment.45
In a case against Zaire, the African Commission on Human and Peoples’
Rights concluded that “beating of detainees with fists, sticks and boots,
the keeping of
prisoners in chains and subjecting them to electric shock, physical suspension
and submersion in water ... offend the human dignity”; such acts, together
and separately, constitute a violation of article 5 of the African Charter.46
Similarly, in a case against Malawi, the Commission concluded that the acts
to which Vera and Orton Chirwa were subjected in prison “jointly and separately”
clearly constituted a violation of article 5; their ill-treatment and punishment
for disciplinary reasons included reduction in diet, chaining for two days of
the arms and legs with no access to sanitary facilities, detention in a dark
cell without access to natural light, water or food, forced nudity, and beating
with sticks and iron bars; these were “examples of torture, cruel and
degrading punishment and treatment”.47
The Inter-American Court of Human Rights has also had on numerous occasions
to deal with cases involving torture and other kinds of ill-treatment, as in
the
so-called “Street Children” case, where the Court found that, after
their having been abducted by Guatemalan State security forces and prior to
their murder, “the physical and mental integrity” of the four adolescents
had been violated and that “they were victims of ill-treatment and torture”
contrary to article 5(1) and (2) of the American Convention on Human Rights.48
In the case of Castillo-Páez, involving the abduction and disappearance
of the victim, the Inter-American Court of Human Rights concluded that it was
contrary to the right to humane treatment guaranteed by article 5 to place Mr.
Castillo-Páez in the trunk of an official vehicle, and that “even
if no other physical or other maltreatment occurred, that action alone must
be clearly considered to contravene the respect due to the inherent dignity
of the human person.”49
In the Irish case, the European Court of Human Rights concluded that the combined
use of the five interrogation techniques of people arrested in Northern
Ireland in 1971 constituted inhuman treatment within the meaning of article
3 of the European Convention on Human Rights. The Court found that these techniques,
which consisted of wall standing, hooding, subjection to noise, deprivation
of sleep, and deprivation of food and drink, “were applied in combination,
with premeditation and for hours at a stretch” and that they “caused,
if not actual bodily injury, at least intense physical and mental suffering
to the persons subjected thereto and also led to acute psychiatric disturbances
during interrogation”.50 In the view of the Court, these
interrogation techniques were also “degrading since they were such as
to arouse in their victims feelings of fear, anguish and inferiority capable
of humiliating and debasing them and possibly breaking their physical or moral
resistance”.51 In the case of Tomasi versus France,
the applicant was subjected to police interrogation for about 40 hours, during
which he had been “slapped, kicked, punched and given forearm blows, made
to stand for long periods and without support, hands handcuffed behind the back;
he had been spat upon, made to stand naked in front of an open window, deprived
of food, threatened with a firearm and so on”.52 This
constituted “inhuman and degrading treatment” to the European Court
of Human Rights, the Court significantly adding that “the requirements
of the investigation and the undeniable difficulties inherent in the fight against
crime, particularly with regard to terrorism, cannot result in limits being
placed on the protection to be afforded in respect of the physical integrity
of individuals”.53 In the later case of Aksoy, the Court
did however conclude that the applicant had been subjected to torture. In this
case, the Court stated that “where an individual is taken into police
custody in good health but is found to be injured at the time of release, it
is incumbent on the State to provide a plausible explanation as to the causing
of the injury, failing which a clear issue arises under Article 3 of the Convention.”54
Relying on the findings of the European Commission of Human Rights, the Court
accepted that Mr. Aksoy had, inter alia, been subjected to “Palestinian
hanging”, meaning that he had been “stripped naked, with his arms
tied together behind his back, and suspended by his arms”. In the view
of the Court: “this treatment could only have been deliberately inflicted;
indeed, a certain amount of preparation and exertion would have been required
to carry it out. It would appear to have been administered with the aim of obtaining
admissions or information from the applicant. In addition to the severe pain
which it must have caused at the time, the medical evidence shows that it led
to a paralysis of both arms which lasted for some time... . The Court considers
that this treatment was of such a serious and cruel nature that it can only
be described as torture.”55
2.3.3 Corporal punishment
As noted above, the Human Rights Committee considers that “corporal punishment,
including excessive chastisement ordered as punishment for a crime or as
an educative or disciplinary measure”, is covered by the prohibition in
article 7 of the International Covenant on Civil and Political Rights.56
This view was confirmed in the Osbourne case, where the author had been given
a 15-year prison sentence and ordered to receive 10 strokes of the tamarind
switch for illegal possession of a firearm, robbery with aggravation and wounding
with intent. It was held in this case that “irrespective of the nature
of the crime that is to be punished, however brutal it may be, it is the firm
opinion of the Committee that corporal punishment constitutes cruel, inhuman
and degrading treatment or punishment” contrary to article 7 of the Covenant,
which was thus violated.57 The Committee informed the Government
that it was “under an obligation to refrain from carrying out the sentence
of whipping upon Mr. Osbourne”, and, further, that it “should ensure
that similar violations do not occur in the future by repealing the legislative
provisions that allow for corporal punishment”.58
With regard to Namibia, the Committee against Torture recommended “the
prompt abolition of corporal punishment” insofar as it was still legally
possible under
Namibian law to impose such punishment.59 This Committee has
also expressed concern with regard to the situation in Saudi Arabia, since “sentencing
to, and
imposition of, corporal punishments by judicial and administrative authorities,
including, in particular, flogging and amputation of limbs, ... are not in conformity
with” the Convention against Torture and other Cruel, Inhuman or Degrading
Treatment or Punishment.60
In a case where a juvenile court in the Isle of Man had ordered that an adolescent
be given three strokes with a cane – a punishment that was in fact executed
–
the European Court of Human Rights concluded that it neither amounted to “torture”,
nor to “inhuman treatment” but that it did constitute “degrading
treatment” for the purposes of article 3 of the European Convention on
Human Rights.61 The Court examined in detail whether the punishment
could be regarded as “degrading”, and considered that the “humiliation
or debasement involved must attain a particular level and must in any event
be other than that usual element of humiliation” that follows from judicial
punishment in general; the assessment was “relative”, depending
“on all the circumstances of the case and, in particular, on the nature
and context of the punishment itself and the manner and method of execution”.62
The Court’s description of the nature of corporal punishment was explained
in the following words: “The very nature of judicial corporal punishment
is that it involves one human being inflicting physical violence on another
human being. Furthermore, it is institutionalised violence, that is in the present
case violence permitted by the law, ordered by the judicial authorities of the
State and carried out by the police authorities of the State... . Thus, although
the applicant did not suffer any severe or long-lasting physical effects, his
punishment – whereby he was treated as an object in the power of the authorities
– constituted an assault on precisely that which it is one of the main
purposes of Article 3 to protect, namely a person’s dignity and physical
integrity. Neither can it be excluded that the punishment may have had adverse
psychological effects.”63 In the view of the Court,
the institutionalized character of the violence was “further compounded
by the whole aura of official procedure attending the punishment and by the
fact that those inflicting it were total strangers to the offender”. Viewing
the circumstances “as a whole”, the Court thus concluded that “the
element of humiliation attained the level inherent in the notion of ‘degrading
treatment’”.64
2.3.4 Medical or scientific experimentation
According to the second sentence of article 7 of the International Covenant
on Civil and Political Rights, “no one shall be subjected without his
free consent to
medical or scientific experimentation.” Failing such consent, the experimentation
will be considered to constitute a form of “torture” or “cruel,
inhuman or degrading
treatment”. In its General Comment No. 20, the Human Rights Committee
observed that “special protection in regard to such experiments is necessary
in the case of persons not capable of giving valid consent, and in particular
those under any form of detention or imprisonment. Such persons should not be
subjected to any medical or scientific experimentation that may be detrimental
to their health”.65 This is of course particularly relevant
with regard to people held in psychiatric hospitals.
On this issue, Principle 22 of the Body of Principles for the Protection of
All Persons under Any Form of Detention or Imprisonment goes a step further
by
stipulating that “no detained or imprisoned person shall, even with his
consent, be subjected to any medical or scientific experimentation which may
be detrimental to his health” (emphasis added). The question may rightly
be asked whether such vulnerable persons should ever be subjected to any medical
or scientific experimentation, given the often difficult task of predicting
the possible adverse effect that such experimentation may have.
2.4 Torture and law enforcement officials, health personnel and prosecutors
It follows from what has been said above that every person concerned with the
arrest, interrogation or detention and imprisonment of a suspect or convict
has the
legal duty to treat the person with whom he or she has to deal with respect
for human dignity and to refrain from resorting to torture or ill-treatment.
With regard to those who exercise police powers, such as arrest and detention,
this has also been made explicit in the 1979 Code of Conduct for Law Enforcement
Officials, which provides in its article 5 that: “No law enforcement official
may inflict, instigate or tolerate any act of torture or other cruel, inhuman
or degrading treatment or punishment, nor may any law enforcement official invoke
superior orders or exceptional circumstances such as a state of war or a threat
of war, a threat to national
security, internal political instability or any other public emergency as a
justification of torture or other cruel, inhuman or degrading treatment or punishment.”
As far as medical personnel are concerned, Principle 2 of the Principles of
Medical Ethics relevant to the Role of Health Personnel, particularly Physicians,
in the
Protection of Prisoners and Detainees against Torture and Other Cruel, Inhuman
or Degrading Treatment or Punishment stipulates that: “It is a gross contravention
of medical ethics, as well as an offence under applicable international instruments,
for health personnel, particularly physicians, to engage, actively or passively,
in acts which constitute participation in, complicity in, incitement to or attempts
to commit torture or other cruel, inhuman or degrading treatment or punishment.”
Rather, it is the duty of these professional groups to protect the physical
and mental health of detainees and prisoners and to provide them with treatment
“of the
same quality and standard as is afforded to those who are not imprisoned or
detained” (Principle 1). As pointed out by the Human Rights Committee,
it is important that the States parties to the Covenant disseminate information
to the population regarding the ban on torture, and, as further emphasized by
the Committee, “enforcement personnel, medical personnel, police officers
and any other persons involved in the custody or treatment of any individual
subjected to any form of arrest, detention or imprisonment must receive appropriate
instruction and training.”66 As indicated above, and
as explained in Chapters 4 and 7, confessions may not be obtained by illegal
means such as torture or other forms of ill-treatment or human rights violations.
Guideline 16 of the Guidelines on the Role of Prosecutors provides that prosecutors
“shall refuse to use such evidence against anyone other than those who
used such methods, or inform the Court accordingly, and shall take all necessary
steps to ensure that those responsible for using such methods are brought to
justice” (for a similar rule, see also art. 15 of the Convention against
Torture). States have a legal duty under international law to take effective
legislative, administrative, judicial and other measures to prevent acts of
torture and other forms of ill-treatment. States also have a legal duty to investigate
promptly and effectively alleged instances of torture and other forms of ill-treatment
and to provide effective remedies to alleged victims of such treatment. To grant
immunity to perpetrators of torture or other forms of ill-treatment is incompatible
with States’ legal duty to prevent, investigate and remedy human rights
violations. Every person has the right not to be subjected to torture or to
cruel, inhuman or degrading treatment or punishment, and this right must be
guaranteed at all times, and cannot be derogated from even in public emergencies
threatening the life of the nation. In general, it can be said that torture
is a particularly severe form of ill-treatment aimed either at obtaining confessions
or information from a person or punishing or intimidating him or her. It is
committed by a public official, or at the instigation of or with the consent
or acquiescence of such official or other person acting in an official capacity.
Sexual abuse in the form of rape, committed by public officials, has been considered
to constitute a form of torture. The right to freedom from ill-treatment comprises
the prohibition on corporal punishment and, as a minimum, medical and scientific
experimentation that has not been freely consented to. All persons deprived
of their liberty must also be treated with respect for the inherent dignity
of the human person. Law enforcement officials and medical personnel are strictly
forbidden to resort to torture and other forms of ill-treatment at any time.
Confessions obtained by such treatment must be disregarded by prosecutors and
judges.
In order to be able to contribute to ensuring the full exercise of the right to freedom from torture and other forms of ill-treatment, judges, prosecutors and lawyers must be allowed to pursue their work efficiently and independently.
3. Legal Requirements as to Places of Detention and Registration of Detainees
and Prisoners
3.1 Official recognition of all places of detention
In order to protect the personal security of persons deprived of their liberty,
they must be held exclusively in officially recognized places of detention.
The
obligation of States to comply with this legal duty is recognized both by the
international monitoring organs and in various legal instruments. For instance,
in
General Comment No. 20 on article 7 of the International Covenant on Civil and
Political Rights, the Human Rights Committee stated that: “To guarantee
the effective protection of detained persons, provisions should be made for
detainees to be held in places officially recognized as places of detention
and for their names and places of detention, as well as for the names of persons
responsible for their detention, to be kept in registers readily available and
accessible to those concerned, including relatives and friends.”67
Article 10 of the Declaration on the Protection of All Persons from Enforced
Disappearance and Principle 6 of the Principles on the Effective Prevention
and Investigation of Extra-legal, Arbitrary and Summary Executions contain similar
requirements with regard to the holding of detained persons in officially recognized
places of detention. Principle 12(1)(d) of the Body of Principles for the Protection
of All Persons under any Form of Detention or Imprisonment provides that there
shall be duly recorded “precise information concerning the place of custody”.
At the regional level, article XI of the Inter-American Convention on the
Forced Disappearance of Persons stipulates, inter alia, that “every person
deprived of
liberty shall be held in an officially recognized place of detention...”.
The Inter-American Court of Human Rights has had to deal with numerous cases
involving
disappeared persons, disappearances that have been made possible because of
the failure by the respondent State to comply with the basic guarantees against
arbitrary detention, including the duty only to hold persons deprived of their
liberty in officially recognized places of detention. As stressed by the Inter-American
Court of Human Rights, the “forced disappearance of human beings is a
multiple and continuous violation of many rights under the [Inter-American]
Convention [on Human Rights] that the States Parties are obligated to respect
and guarantee”, such as those contained in articles 7, 5 and 4 in conjunction
with article 1(1).68
The European Court of Human Rights has underlined that “the unacknowledged
detention of an individual is a complete negation” of the guarantees against
arbitrary detention contained in article 5 of the European Convention on Human
Rights and that it “discloses a most grave violation of Article 5”;
given the
responsibility of the authorities to account for individuals under their control,
“Article 5 requires them to take effective measures to safeguard against
the risk of
disappearance and to conduct a prompt and effective investigation into an arguable
claim that a person has been taken into custody and has not been seen since”.69
3.2 Registration of detainees and prisoners
In addition to the requirement that persons deprived of their liberty must be
held in officially recognized places of detention, the Human Rights Committee
has held
that provision must also be made for “their names and places of detention,
as well as for the names of persons responsible for their detention, to be kept
in registers readily available and accessible to those concerned, including
relatives and friends”.70 This duty is also spelled
out in Rule 7(1) of the Standard Minimum Rules for
the Treatment of Prisoners, according to which:
“(1) In every place where persons are imprisoned there shall be kept
a bound registration book with numbered pages in which shall be entered in respect
of each prisoner received:
(a) Information concerning his identity;
(b) The reasons for his commitment and the authority therefor;
(c) The day and hour of his admission and release.”
Principle 12(1) of the Body of Principles for the Protection of All Persons
under Any Form of Detention or Imprisonment provides that “there shall
be duly
recorded:
(a) The reasons for the arrest;
(b) The time of the arrest and the taking of the arrested person to a place
of custody as well as that of his first appearance before a judicial or other
authority;
(c) The identity of the law enforcement officials concerned;
(d) Precise information concerning the place of custody.” Moreover, according
to Principle 12(2) of the Body of Principles, “such records shall be communicated
to the detained person, or his counsel, if any, in the form prescribed by law.”
Article 10 of the Declaration on the Protection of All Persons from Enforced
Disappearance goes even further in this respect by stipulating with regard to
any person deprived of liberty that:
“2. Accurate information on the detention of such persons and their place or places of detention, including transfers, shall be made promptly available to their family members, their counsel or to any other persons having a legitimate interest in the information unless a wish to the contrary has been manifested by the persons concerned.
3. An official up-to-date register of all persons deprived of their liberty shall be maintained in every place of detention. Additionally, each State shall take steps to maintain similar centralized registers. The information contained in these registers shall be made available to the persons mentioned in the preceding paragraph, to any judicial or other competent and independent national authority and to any other competent authority entitled under the law of the State concerned or any international legal instrument to which a State concerned is a party, seeking to trace the whereabouts of a detained person.”
The Inter-American Convention on the Forced Disappearance of Persons was elaborated
in response to the tens of thousands of persons who disappeared in the
Americas in the 1970s and 1980s. Article XI thereof provides that: “The
States Parties shall establish and maintain official up-to-date registries of
their detainees and, in accordance with their domestic law, shall make them
available to relatives, judges, attorneys, any other person having a legitimate
interest, and other authorities.”
With regard to the European Convention on Human Rights, the European Court has
specified that: “The recording of accurate holding data concerning the
date, time and location of detainees, as well as the grounds for the detention
and the name of the persons effecting it, is necessary for the detention of
an individual to
be compatible with the requirements of lawfulness for the purposes of Article
5 § 1”.71
In the case of Çakici, the lack of records of the applicant –
who was held in unacknowledged detention – disclosed “a serious
failing”, which was aggravated by the “findings as to the general
unreliability and inaccuracy” of the custody records in question. The
Court found “unacceptable the failure to keep records which enable the
location of a detainee to be established at a particular time”.72
Consequently, there was a particularly grave violation of article 5 of the European
Convention in this case. All persons deprived of their liberty must be held
exclusively in officially recognized places of detention. Registers must be
kept at every place of detention with detailed and reliable information, inter
alia as to the name of the detained persons, the reasons for their detention,
the time of arrival,
departure and transfer, and the names of the persons responsible for their detention
and imprisonment. Such registers must at all times be readily available to all
persons concerned, such as legal counsel and family members, to whom the relevant
records should also be communicated ex officio.
4. Conditions of Detention and Imprisonment
4.1 Basic principles governing detention and imprisonment
The following essential principles regarding the treatment of persons deprived
of their liberty condition, among others, all the issues dealt with in this
section.
In the first place, and as already indicated above, all persons deprived of
their liberty “shall be treated with humanity and with respect for the
inherent dignity
of the human person” (art. 10(1) of the International Covenant, and see
also art. 5(2) of the American Convention which, however, makes no reference
to “humanity”; see further Principle 1 of the Body of Principles
for the Protection of All Persons under Any Form of Detention or Imprisonment
and Principle 1 of the Basic Principles for the Treatment of Prisoners; emphasis
added). With regard to article 10(1) of the International Covenant, the Human
Rights Committee has stated that, in addition to the prohibition of ill-treatment
and experimentation in article 7, persons deprived of their liberty may not
“be subjected to any hardship or constraint other than that resulting
from the deprivation of liberty”, and that “respect for the dignity
of such persons must be guaranteed under the same conditions as for that of
free persons”. This means that “persons deprived of their liberty
enjoy all the rights set forth in the Covenant, subject to the restrictions
that are unavoidable in a closed environment.”73 Furthermore,
the Human Rights Committee has emphasized that “treating all persons deprived
of their liberty with humanity and with respect for their dignity is a fundamental
and universally applicable rule”, which, “as a minimum, cannot be
dependent on the material resources available in the State party”, and
which must be applied without discrimination.74 In considering
whether the States parties have fulfilled their treaty obligations in this respect,
the Committee will have regard to the relevant United Nations standards applicable
to the treatment of prisoners to which reference is made throughout this chapter.
Second, the prohibition on discrimination as found in articles 2(1) and 26 of
the International Covenant on Civil and Political Rights, article 2 of the African
Charter on Human and Peoples’ Rights, articles 1(1) and 24 of the American
Convention on Human Rights and article 14 of the European Convention on Human
Rights is, of course, fully applicable to all detained or imprisoned persons.
The principle of non-discrimination is also found in article 6(1) of the Standard
Minimum Rules for the Treatment of Prisoners, Principle 2 of the Basic Principles
for the Treatment of Prisoners, and Principle 5(1) of the Body of Principles
for the Protection of All Persons under Any Form of Detention or Imprisonment.
The prohibition on discrimination does not, however, exclude reasonable distinctions
made between different detainees and/or prisoners which are objectively justified
by their specific needs and status. Third, accused persons “shall, save
in exceptional circumstances, be segregated from convicted persons and shall
be subject to separate treatment appropriate to their status as unconvicted
persons” (cf. inter alia art. 10(2)(a) of the International Covenant and
art. 5(4) of the American Convention). As noted by the Human Rights Committee,
“such segregation is required in order to emphasize their status as unconvicted
persons who at the same time enjoy the right to be presumed innocent”.75
Consequently, they also have a right to more favourable treatment than convicted
prisoners, such differential treatment not being a form of discrimination but
a justified distinction made between the two groups of persons. This issue will
be further dealt with below, in subsection 4.2.1. Fourth, as to those persons
who are convicted, the penitentiary system shall have as its essential aim the
reformation and social rehabilitation/re-adaptation of the prisoner concerned
(art. 10(3) of the International Covenant and art. 5(6) of the American Convention).
According to the Human Rights Committee “no penitentiary system should
be only retributory”, but “should essentially seek the reformation
and social rehabilitation of the prisoner”.76 In submitting
their periodic reports, the States parties must therefore provide “specific
information concerning the measures taken to provide teaching, education and
re-education, vocational guidance and training and also concerning work programmes
for prisoners inside the penitentiary establishment as well as outside”.77
In this respect, Rule 59 as read in conjunction with Rule 58 of the Standard
Minimum Rules for the Treatment of Prisoners provides that in order to enable
the prisoners “to lead a law-abiding and self-supporting life” upon
discharge, “the institution should utilize all the remedial, educational,
moral, spiritual and other forces and forms of assistance which are appropriate
and available, and should seek to apply them according to the individual treatment
needs of the prisoners”. Principle 8 of the Basic Principles for the Treatment
of Prisoners also emphasizes the need for “meaningful remunerated employment
which will facilitate [prisoners’] reintegration into the country’s
labour market and permit them to contribute to their own financial support and
to that of their families”. According to Rule 89 of the Standard Minimum
Rules, “an untried prisoner shall always be offered opportunity to work,
but shall not be required to work. If he chooses to work, he shall be paid for
it”. For further details as to the work of convicted persons, see Rules
71-76 of the Standard Minimum Rules. All persons deprived of their liberty have
the right to be treated with humanity and respect for their dignity. This is
a fundamental and universal rule which must be guaranteed at all times and independently
of States’ available material resources. Every detained or imprisoned
person has the right not be subjected to discrimination. Except in exceptional
circumstances, suspects shall be separated from convicted prisoners; unconvicted
detainees have the right to be presumed innocent until proved guilty and therefore
also have the right to more favourable treatment than convicted prisoners. States
have the duty to provide convicted prisoners with teaching and training aimed
at their reformation and social rehabilitation.
4.2 Accommodation
While the general human rights conventions contain no details of the requirements
with regard to the accommodation of detainees and prisoners, Rules 9-14
of the Standard Minimum Rules for the Treatment of Prisoners regulate, in particular,
sleeping, working and sanitary conditions. Thus, Rule 9(1) provides that “where
sleeping accommodation is in individual cells or rooms, each prisoner shall
occupy by night a cell or room by himself. If, for special reasons, such as
temporary overcrowding, it becomes necessary for the central prison administration
to make an exception to this rule, it is not desirable to have two prisoners
in a cell or room” (emphasis added). Where dormitories are used, they
shall only be occupied by prisoners “suitable to associate with one another
in those conditions” (Rule 9(2)). All prison accommodation of persons
deprived of their liberty, including in particular the sleeping accommodation,
“shall meet all requirements of health, due regard being paid to climatic
conditions and particularly to cubic content of air, minimum floor space, lighting,
heating and ventilation” (Rule 10). In all living and working places within
places of detention, “the windows shall be large enough to enable the
prisoners to read or work by natural light, and shall ... allow the entrance
of fresh air whether or not there is artificial ventilation” (Rule 11(a)).
“Artificial light shall be provided sufficient for the prisoners to read
or work without injury to eyesight” (Rule 11(b)). Lastly, “the sanitary
installations shall be adequate to enable every prisoner to comply with the
needs of nature when necessary and in a clean and decent manner” (Rule
12; emphasis added).
The African Commission on Human and Peoples’ Rights concluded that article
5 of the African Charter was violated in the Ouko case, where the complainant
alleged that the detention facility had a 250-watt electric bulb that had been
left on throughout his ten-month-long detention; during this time, he had also
been denied bathroom facilities and been subjected both to physical and to mental
torture. In the view of the Commission these conditions contravened the complainant’s
right to respect for his dignity and freedom from inhuman and degrading treatment
as guaranteed by article 5 of the Charter.78 In addition to
the specific conditions of Vera and Orton Chirwa, which were considered under
subsection 2.3.2 above, the African Commission has also examined general prison
conditions in Malawi. It concluded that the following conditions “offend
the dignity of the person and violate” article 5 of the African Charter:
“the shackling of hands in the cell so that the prisoner is unable to
move (sometimes during the night and day), serving of rotten food, solitary
confinement or overcrowding such that cells for 70 people are occupied by up
to 200”. 79
In the Greek case, the European Commission of Human Rights concluded that accommodation
in the Lakki camp violated article 3 of the European Convention
on Human Rights because of “the conditions of gross overcrowding and its
consequences”; the dormitories could hold 100 to 150 persons.80
4.2.1 Separation of categories
As noted above, international human rights law requires, in principle, that
accused persons be segregated from convicted prisoners and that they be given
separate
treatment appropriate to their status as unconvicted persons (cf. art. 10(2)(a)
of the International Covenant on Civil and Political Rights and art. 5(4) of
the American Convention; see also in particular art. 8(b) of the Standard Minimum
Rules). As to accused children/minors,more specifically, both article 10(2)(b)
of the
International Covenant and article 5(5) of the American Convention provide that
they shall be separated from adults and brought to justice as soon as possible.
However, according to article 37(c) of the Convention on the Rights of the Child,
which must be considered as lex specialis as compared to the general human rights
treaties, “every child deprived of liberty shall be separated from adults
unless it is considered in the child’s best interest not to do so”
(emphasis added). The best interest of the individual child may thus justify
a departure from the basic rule that it shall be separated from adults.81
Rule 8 of the Standard Minimum Rules for the Treatment of Prisoners is of a
more general scope and provides that “the different categories of prisoners
shall be kept in separate institutions or parts of institutions taking account
of their sex, age, criminal record, the legal reason for their detention and
the necessities of their treatment.” This means, in particular, that “men
and women shall so far as possible be detained in separate institutions; in
an institution which receives both men and women the whole of the premises allocated
to women shall be entirely separate” (Rule 8(a) of the Standard Minimum
Rules, emphasis added). The separation of women from men and children from adults
is a first indispensable, albeit not sufficient, measure to ensure the right
to security of these particularly vulnerable persons. With regard in particular
to children, it is also essential that the relevant places of detention have
an adequate infrastructure and specially trained personnel who enable their
specific needs and interests to be met.82 Further details
as to detained children and women will be given in Chapters 10 and 11. In general,
the accommodation of detainees and prisoners must be such as to respect their
dignity, security and good health, with adequate sleeping, living, working and
sanitary conditions. Children/minors who are deprived of their liberty shall
be separated from adults, unless such separation is not in their best interest;
they shall be brought to justice promptly. To the extent possible men and women
shall be held in separate institutions.
4.3 Personal hygiene, food, health and medical services
Without examining in detail the rules and case-law regarding the personal hygiene,
food, health and medical services of persons deprived of their liberty, the
following main principles contained in the United Nations Standard Minimum Rules
for the Treatment of Prisoners should be emphasized:
_ As to personal hygiene: “prisoners shall be required to keep their persons
clean, and to this end they shall be provided with water and with such toilet
articles as are necessary for health and cleanliness” (Rule 15).
_ As to clothing: “every prisoner who is not allowed to wear his own clothing
shall be provided with an outfit of clothing suitable for the climate and adequate
to keep him in good health. Such clothing shall in no manner be degrading or
humiliating” (Rule 17(1)). “All clothing shall be clean and kept
in proper condition” (Rule 17(2)); “whenever a prisoner is removed
outside the institution for an authorized purpose, he shall be allowed to wear
his own clothing or other inconspicuous clothing” (Rule 17(3)).
_ As to bedding: “Every prisoner shall, in accordance with local or national
standards, be provided with a separate bed, and with separate and sufficient
bedding
which shall be clean when issued, kept in good order and changed often enough
to ensure its cleanliness” (Rule 19).
_ As to food: “Every prisoner shall be provided by the administration
at the usual hours with food of nutritional value adequate for health and strength,
of wholesome quality and well prepared and served”; “drinking water
shall be available to every prisoner whenever he needs it” (Rule 20(1)
and (2)).
_ As to health and medical services: there shall be “at least one qualified
medical officer who should have some knowledge of psychiatry” at every
place of detention and the medical services “should be organized in close
relationship to the general health administration of the community or nation”
(Rule 22(1)); “sick prisoners who require specialist treatment shall be
transferred to specialized institutions or to civil hospitals”, and where
hospital facilities exist in the institution concerned, they shall have the
equipment and supplies “proper for the medical care and treatment of sick
prisoners and ... a staff of suitable trained officers” (Rule 22(2));
every prisoner shall also have at his or her disposal “the services of
a qualified dental officer” (Rule 22(3)).
In institutions for women there shall inter alia “be special accommodation
for all necessary pre-natal and post-natal care and treatment (Rule 23(1)).
Next, “the medical officer shall see and examine every prisoner as soon
as possible after his admission and thereafter as necessary, with a view particularly
to the discovery of physical or mental illness and the taking of all necessary
measures” (Rule 24); the medical officer shall also “have the care
of the physical and mental health of the prisoners and should daily see all
sick prisoners, all who complain of illness, and any prisoner to whom his attention
is specially directed” (Rule 25(1)); the medical officer shall further
“regularly inspect and advise the director” upon such issues as
the quality of the food, the hygiene and cleanliness of the institution and
prisoners, the sanitation, clothing and bedding etc. (Rule 26). Furthermore,
Principle 24 of the Body of Principles for the Protection of All Persons under
Any Form of Detention or Imprisonment provides that “a proper medical
examination shall be offered to a detained or imprisoned person as promptly
as possible after his admission to the place of detention or imprisonment, and
thereafter medical care and treatment shall be provided whenever necessary.
This care and treatment shall be provided free of charge.” The international
monitoring organs have examined numerous cases involving conditions of detention
and a few of these cases set out below will illustrate the views of these organs
on such issues as lack of food, deficient hygiene and alleged lack of medical
care.
In the case of Freemantle, the following conditions of the author’s detention
amounted to a violation of article 10(1) of the International Covenant: the
author was
confined to a 2-metre-square cell for 22 hours each day, and remained isolated
from other men for most of the day; he spent most of his waking hours in enforced
darkness, had little to keep him occupied, and was not permitted to work or
to undertake education.83 In the case of Robinson, the Committee
concluded that the following conditions of the author’s imprisonment amounted
to a violation of article 10(1) of the International Covenant: there was a complete
lack of mattresses, other bedding and furniture in the cells, a desperate shortage
of soap, toothpaste and toilet paper, the quality of food and drink was very
poor, there was no integral sanitation in the cells and there were open sewers
and piles of refuse, no doctor was available and the author was “confined
to his cell for 22 hours every day in enforced darkness, isolated from other
men, without anything to keep him occupied”.84 Among
many other cases, article 10(1) of the International Covenant was also violated
in the case of Elahie, where the author complained that he only had “a
piece of sponge and old newspapers” to sleep on, that he was given “food
not fit for human consumption” and then “treated with brutality
by the warders whenever complaints were made”.85 Article
10(1) of the Covenant was further violated in the case of Michael and Brian
Hill, who were not given any food during the first five days of police detention
in Spain,86 while article 7 was violated in the case of Tshisekedi
wa Mulumba, who was subjected to “inhuman treatment” after having
been “deprived of food and drink for fours days after his arrest”
and “subsequently kept interned under unacceptable sanitary conditions”.87
Article 10(1) was also violated in the case of Kalenga, where the author complained,
in particular, that he was denied recreational facilities, occasionally deprived
of food and not given medical assistance when needed.88 In
the view of the Committee, articles 7 and 10(1) of the Covenant were violated
in the Linton case following “the mock execution set up by prison warders
and the denial of adequate medical care” to the author for the treatment
of injuries sustained in an aborted escape attempt; the treatment was considered
to be “cruel and inhuman”.89
In the case against Malawi, already dealt with under subsections 2.3.2 and
4.2, the African Commission on Human and Peoples’ Rights held, moreover,
that “the
inability of prisoners to leave their cells for up to 14 hours at a time, lack
of organised sports, lack of medical treatment, poor sanitary conditions and
lack of access to visitors, post and reading material” were all violations
of article 5 of the Charter.90 The Commission has also decided
that to deny a detainee access to doctors while his health is deteriorating
is a violation of article 16 of the African Charter, which guarantees to every
individual “the right to enjoy the best attainable state of physical and
mental health” (art. 16(1)).91 Article 16 was also violated
with regard to Ken Saro-Wiwa, whose health while in custody suffered to the
point where his life was endangered; despite requests for hospital treatment
made by a qualified prison doctor, such treatment was denied.92
The victim’s right to respect and dignity and his right to freedom from
inhuman and degrading treatment under article 5 were violated in a case where
the person concerned had, in addition to having his legs and hands chained to
the floor day and night, been refused permission to take a bath during his 147
days of detention; he had also been given food only twice daily and been kept
in solitary confinement prior to his trial, in a cell meant for criminals.93
In the case of de Varga-Hirsch, the European Commission of Human Rights held
that “it cannot be excluded that detention of a person who is ill may
raise issues”
under article 3 of the European Convention. In that particular case, the applicant,
who was in prolonged detention on remand, suffered from diabetes and cardio-vascular
disorders; “[his] state of health was poor throughout his detention ...
and it became worse”.94 The Commission pointed out,
however, that the authorities had “complied with all the applicant’s
requests for medical expert opinions” and where “the reports were
lacking in precision, the authorities did not fail to appoint new experts”;
in all, 10 reports were drawn up, and “none of the expert opinions definitely
reached the conclusion that the applicant’s state of health was incompatible
with detention”.95 When the experts had recommended
that the applicant be transferred to a hospital, this had also been done. The
Commission further pointed out that the Government had noted that “the
applicant had contributed to his bad state of health by refusing, at a certain
period, his transfer to a prison hospital, not properly following his diabetic
diet and refusing insulin treatment”.96 Given “the
special circumstances of the case”, the applicant’s medical treatment
during his detention did not amount to a violation of article 3 of the European
Convention on Human Rights.97
State Responsibility for Prisoners on Hunger Strike
The Case of R., S., A. and C. v. Portugal
The responsibilities of the State for the health and well-being of prisoners
on hunger strike were inter alia at issue in a case against Portugal, involving
four applicants, with applicant R. only being examined by a medical team on
the twenty-sixth day of his hunger strike. The European Commission of Human
Rights noted that it was “certainly disturbing that such a long time could
have elapsed without the applicants being put under medical supervision”,
but the question to be determined was “the extent to which the national
authorities were responsible for this situation”.98
The Commission found it important to note that, as from the moment they began
their hunger strike, “the applicants always refused to be examined by
the prison doctor”, and two of the applicants – including applicant
R. – even refused to be examined by a team composed of three doctors from
the Lisbon University Hospital, although one of these appeared in a list supplied
by the applicants stating the doctors of their choice.99
The deadlock was resolved on the twenty-sixth day of applicant R.’s hunger
strike, “when the prison authorities allowed the applicants to be visited
by a team consisting of a doctor appointed by the Medical Council, the prison
doctor and a doctor of their choice”. The team asked that the applicants
be “hospitalised as a matter of urgency”, which was done a few days
later.100 The Commission’s reasoning in this case deserves
to be quoted in full: “18. As the Commission has already emphasised, the
Convention requires that the prison authorities, with due regard to the ordinary
and reasonable requirements of imprisonment, exercise their custodial authority
to safeguard the health and well-being of all prisoners, including those engaged
in protest, in so far as that may be possible in the circumstances. ... In situations
of serious deadlock, the public authorities must not entrench themselves in
an inflexible approach aimed more at punishing offenders against prison discipline
than at exploring ways of resolving the deadlock... . 19. In the instant case,
regrettable as it may be that the applicants received no medical care for a
long period during their hunger strike, the fact remains that they were themselves
to a large extent responsible for this situation. In respecting the applicants’
refusal to be examined by certain doctors, whose competence could not be disputed,
the Government acted in a manner about which the applicants cannot complain.
The Commission is unable to conclude from the specific circumstances of these
cases that the Portuguese authorities showed inflexibility and allowed the applicants’
situation to deteriorate to the extent that they were victims of inhuman treatment
or torture violating article 3 of the Convention.”101
The reasoning in the Portuguese case was based on the McFeeley case, which arose
in the dramatic context of Northern Ireland. The applicants in this case wanted
to be recognized as political prisoners and therefore, inter alia, refused to
wear prison clothes and work in prison. In return, they were given multiple
punishments including periods of cellular isolation. In that particular case
the Commission stated that it “... must express its concern at the inflexible
approach of the State authorities which has been concerned more to punish offenders
against prison discipline than to explore ways of resolving such a serious deadlock.
Furthermore, the Commission is of the view that, for humanitarian reasons, efforts
should have been made by the authorities to ensure that the applicants could
avail of certain facilities such as taking regular exercise in the open air
with some form of clothing (other than prison clothing) and making greater use
of the prison amenities under similar conditions. At the same time, arrangements
should have been made to enable the applicants to consult outside medical specialists
even though they were not prepared to wear prison uniform or underwear.”102
Notwithstanding the above, and, “taking into consideration the magnitude
of the institutional problem posed by the protest and the supervisory and sanitary
precautions” the authorities had adopted to cope with it, their failure
could not lead the Commission to conclude, prima facie, that article 3 of the
European Convention on Human Rights had been violated in this case.103
More About the Need for Medical Examination of Persons in Police Custody
In order to prevent the occurrence of torture and other forms of ill-treatment
of persons deprived of their liberty, the Committee against Torture has emphasized
“the need to allow suspects ... to be examined by an independent doctor
immediately upon their arrest, or after each session of questioning, and before
they are brought before an examining magistrate or released”.104
In its many reports to individual European Governments following visits to places
of detention, the European Committee for the Prevention of Torture and Inhuman
or Degrading Treatment or Punishment has recommended _ that a person in police
custody shall have the right to be examined by a doctor of his choice;
_ that all medical examinations of persons in police custody be conducted
out of the hearing of police officers and preferably also out of their sight
(unless the doctor concerned requests otherwise); and that
_ the results of all medical examinations as well as relevant statements by
the detainees and the doctor’s conclusions be formally recorded by the
doctor and
made available to the detainee and his lawyer.105
Every person deprived of his or her liberty has the right and the duty to keep clean and the right to be warm and in good health. To this end, he or she shall be provided with the necessary hygienic equipment, clothing, bedding, adequate food and medical and dental services. Every person deprived of his or her liberty has the right to a cell of adequate size and to enjoy daylight. When dealing with detainees or prisoners staging protests or hunger-strikes, the authorities must take care not to adopt an inflexible, punitive approach but should instead explore avenues of dialogue and be guided by a sense of humanity. A person in police custody shall be allowed to be examined by a physician of his or her own choice. Medical examinations shall be conducted in private unless the doctor requests otherwise, and the result of the medical examinations shall be recorded by the doctor and made available to the detainee and his or her lawyer.
4.4 Religion
Rule 6(1) of the Standard Minimum Rules for the Treatment of Prisoners, Principle
2 of the Basic Principles for the Treatment of Prisoners and Principle 5(1)
of
the Body of Principles for the Protection of All Persons under Any Form of Detention
or Imprisonment prohibit discrimination on the basis of religion. Principle
3 of the Basic Principles adds, furthermore, that it is “desirable to
respect the religious beliefs and cultural precepts of the group to which prisoners
belong, whenever local conditions so require”. Rules 41 and 42 of the
Standard Minimum Rules contain the following more detailed regulations in this
respect. In the first place, “if the institution contains a sufficient
number of prisoners of the same religion, a qualified representative of that
religion shall be appointed or approved. If the number of prisoners justifies
it and conditions permit, the arrangement should be on a full-time basis”
(Rule 41(1)). A qualified representative so appointed or approved “shall
be allowed to hold regular services and to pay pastoral visits in private to
prisoners of his religion at proper times” (Rule 41(2)). Furthermore,
“access to a qualified representative of any religion shall not be refused
to any prisoner”, but “if any prisoner should object to a visit
of any religious representative, his attitude shall be fully respected”
(Rule 41(3)). Lastly, “so far as practicable, every prisoner shall be
allowed to satisfy the needs of his religious life by attending the services
provided in the institution and having in his possession the books of religious
observance and instruction of his denomination” (Rule 42). Every person
deprived of his or her freedom has the right not to be discriminated against
on the basis of religion. To the extent possible, the religious convictions
and cultural precepts of the detainees and prisoners shall be respected, including
the holding of regular services and the organization of pastoral visits.
4.5 Recreational activities
According to Rule 21(1) of the Standard Minimum Rules, “every prisoner
who is not employed in outdoor work shall have at least one hour of suitable
exercise in
the open air daily if the weather permits”. As to “young prisoners,
and others of suitable age and physique”, they “shall receive physical
and recreational training during the period of exercise”, and, “to
this end space, installations and equipment should be provided” (Rule
21(2)). Principle 6 of the Basic Principles further provides that “all
prisoners shall have the right to take part in cultural activities and education
aimed at the full development of the human personality.” Lastly, according
to Principle 28 of the Body of Principles, “a detained or imprisoned person
shall have the right to obtain within the limits of available resources, if
from public sources, reasonable quantities of educational, cultural and informational
material, subject to reasonable conditions to ensure security and good order
in the place of detention or imprisonment.”
With regard to the police prisons in Zürich, Switzerland, the European
Committee for the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment recommended that urgent measures be taken in order to ensure that
the detained persons be authorized to exercise in the fresh air, at least one
hour per day, in conditions permitting them to benefit therefrom fully and by
guaranteeing their right to respect for their private life.106
This recommendation was made in response to the refusal of the detainees to
exercise outside since they were afraid of being seen by the public handcuffed
and accompanied by a police officer.107 Every person deprived
of his or her liberty has the right to exercise outdoors for a minimum of one
hour daily in conditions respecting his or her right to privacy. Certain categories
of detainees and prisoners may require special recreational training. Detainees
and prisoners shall have reasonable access to educational, cultural and informational
material.
4.6 Solitary confinement
The use of solitary confinement is not, per se, regulated in the international
human rights treaties, although numerous complaints relating to isolation during
detention and imprisonment have been brought to the attention of the international
monitoring organs, which have given some further interpretative guidance with
regard to recourse to this particularly serious form of confinement. As a starting
point it can be said that the use of solitary confinement does not per se violate
international human rights law such as articles 7 and 10(1) of the International
Covenant, but that the question of its lawfulness will depend on the aim, length
and conditions of the confinement in each particular case. The Human Rights
Committee has stated in its General Comment No. 20 that “prolonged solitary
confinement of the detained or imprisoned person may amount to acts prohibited
by article 7” of the Covenant.108 It is noteworthy
that Principle 7 of the Basic Principles for the Treatment of Prisoners provides,
furthermore, that “efforts addressed to the abolition of solitary confinement
as a punishment, or to the restriction of its use, should be undertaken and
encouraged” (emphasis added). The Human Rights Committee examined the
question of solitary confinement in the Vuolanne case, which originated in a
complaint from a conscript who had received a sanction of “10 days of
close arrest, i.e. confinement in the guardhouse without service duties”.
The author claimed in particular that “he was locked in a cell of 2 x
3 metres with a tiny window, furnished only with a camp bed, a small table,
a chair and a dim electric light” and, further, that “he was only
allowed out of his cell for purposes of eating, going to the toilet and to take
fresh air for half an hour daily”.109 The Committee
concluded, however, that neither article 7 nor article 10(1) had been violated
in this case: in the first place, it did not appear that “the solitary
confinement to which the author was subjected, having regard to its strictness,
duration and the end pursued, produced any adverse physical or mental effects
on him”, and, in the second place, “it [had] not been established
that Mr. Vuolanne suffered any humiliation or that his dignity was interfered
with apart from the embarrassment inherent in the disciplinary measure to which
he was subjected”.110 However, the outcome was different
in the case of Antonaccio, where the
Committee concluded that both article 7 and article 10(1) had been violated
because the author was held in an underground cell and denied the medical attention
his condition required; he had also been tortured for three months.111
Article 10(1) alone was violated in the case of Gómez de Voituret concerning
the author’s detention in solitary confinement for about seven months
“in a cell almost without natural light”; Article 10(1) was violated
in this case because, in the view of the Committee, the author “was kept
in solitary confinement for several months in conditions which failed to respect
the inherent dignity of the human person”.112 The solitary
confinement violated both articles 7 and 10(1) in the case of Espinoza de Polay,
in particular because of the author’s “isolation for 23 hours a
day in a small cell” and the fact that he could not have more than 10
minutes’ sunlight a day.113
With regard inter alia to Norway and Sweden, the Committee against Torture recommended
that the use of solitary confinement be abolished, particularly during the period
of pre-trial detention, other than in exceptional cases, such as when the security
or the well-being of persons or property are in danger. It further recommended
that the use of this exceptional measure be “strictly and specifically
regulated by law” and subjected to judicial control.114
When examining whether solitary confinement might violate article 3 of the European
Convention on Human Rights, the European Commission of Human Rights
consistently examined the lawfulness of such a measure in the light of its duration,
the objective pursued, and the effect that the measure may have on the person
concerned. This approach was applied in the case of R. v. Denmark, where the
applicant spent no fewer than 17 months in solitary confinement during his detention
on remand. The Commission pointed out in this case that “when a measure
of solitary confinement is considered, a balance must be struck between the
requirements of the investigation and the effect which the isolation will have
on the detained person”. Although accepting that “the applicant
was isolated for an undesirable length of time”, the Commission concluded
that “having regard to the particular circumstances of the confinement
in question, it was not of such severity as to fall within the scope of article
3” of the Convention.115 The Commission noted in this
respect that “the applicant was kept in a cell of approximately six square
metres”; that “he was allowed to listen to the radio and watch television”;
that throughout the relevant period he was “allowed to exercise in the
open air for one hour every day”; that he could borrow books from the
prison library; that he was in daily contact with prison staff several times
a day and sometimes also with other persons in connection with police interrogations
and court hearings; that he was under medical observation; and finally, that
although he was subjected to restrictions with regard to visits during this
period, “he was allowed to receive controlled visits by his family”.116
The European Committee for the Prevention of Torture, which makes very precise
recommendations following its on-the-spot investigations, has recommended
with regard to a place of detention in Switzerland, for instance, that the instances
in which recourse is had to involuntary isolation should be clearly defined
and it should be used only in exceptional circumstances; moreover, the isolation
must be for “the shortest possible period” and reviewed every three
months, if need be on the basis of a socio-medical report.117
On this occasion the European Committee further recommended that each prisoner
who has his isolation prolonged must be informed in writing of the reasons for
the measures unless there are imperative reasons of security why this should
not be done. If need be, the prisoner should also be allowed to benefit from
the assistance of counsel and be permitted to make his views known to the competent
authorities in case of prolongation of the isolation.118
4.6.1 Incommunicado detention
Incommunicado detention is a particularly severe form of solitary confinement,
where the persons deprived of their liberty have no access whatever to the outside
world, with the result that they are at increased risk of being subjected to
human rights abuses. Innumerable persons have been tortured, made to disappear,
and
even killed following the extensive use of incommunicado detention. The United
Nations Special Rapporteur on the question of torture has pointed out that torture
“is most frequently practised during incommunicado detention”, and
he has therefore proposed that such detention “be made illegal and persons
held incommunicado ... be released without delay”.119
As will be seen below, the tendency of other international monitoring organs
is also to discourage the use of this form of detention. In its General Comment
No. 20, the Human Rights Committee emphasized that “provisions should
also be made against incommunicado detention”, adding that “States
parties should ensure that any places of detention be free from any equipment
liable to be used for inflicting torture or ill-treatment”.120
After having considered the fourth periodic report of Chile, the Committee recommended
that “the State party should reconsider its law on this issue with a view
to eliminating incommunicado detention altogether”.121
In connection with its consideration of the initial report of Switzerland, the
Committee regretted that “in various cantons, detainees may be held incommunicado
for periods ranging from 8 to 30 days or even, in some cases, for indefinite
periods”, and it recommended “that the discussions aimed at harmonizing
the various cantonal laws on criminal procedure be intensified, with due respect
for the provisions of the Covenant, particularly with regard to fundamental
guarantees during police custody or incommunicado detention”.122
In the case of El-Megreisi, the author’s brother had been held incommunicado
in the Libyan Arab Jamahiriya for more than three years when he was finally
allowed a visit by his wife in April 1992; on 23 March 1994, when the Committee
adopted its views in the case, Mr. El-Megreisi was still in incommunicado detention.
This fact led the Committee to conclude that, “by being subjected to prolonged
incommunicado detention in an unknown location, [he was] the victim of torture
and cruel and inhuman treatment” contrary to articles 7 and 10(1) of the
Covenant.123 Article 7 was also violated in the case of Mukong,
where the author “was kept incommunicado, was threatened with torture
and death and intimidated, deprived of food, and kept locked in his cell for
several days on end without the possibility of recreation”. Referring
to its above-mentioned General Comment, the Committee also noted that “total
isolation of a detained or imprisoned person may amount to acts prohibited by
article 7”, and it concluded that Mr. Mukong had been subjected to “cruel,
inhuman and degrading treatment” in this case contrary to that article.124
In several other cases the Committee considered that incommunicado detention
for several weeks or months was contrary to article 10(1) of the Covenant, including
in one case where such detention had lasted for 15 days.125
However, these cases are of earlier date than those of El-Megreisi and Mukong,
and it is therefore possible to conclude that the Committee has now adopted
a stricter legal approach to the use of incommunicado detention. Lastly, articles
7 and 10(1) were both violated in the case of Espinosa de Polay, where the author
was held incommunicado from 22 July 1992 until 26 April 1993 and then again
for one year following his conviction.126
The Committee against Torture recommended that Peru abolish the period of pre-trial incommunicado detention.127
In the case of Suárez Rosero, the Inter-American Court of Human Rights
stated that “51. Incommunicado detention is an exceptional measure the
purpose of
which is to prevent any interference with the investigation of the facts. Such
isolation must be limited to the period of time expressly established by law.
Even in that case, the State is obliged to ensure that the detainee enjoys the
minimum and non-derogable guarantees established in the Convention and, specifically,
the right to question the lawfulness of the detention and the guarantee of access
to effective defence during his incarceration.”128
Mr. Suárez Rosero had been held incommunicado for 36 days, although Ecuadoran
law establishes that such detention may not exceed 24 hours; consequently, article
7(2) of the American Convention on Human Rights had been violated in this case.129
The Inter-American Court further explained that: “90. One of the reasons
that incommunicado detention is considered to be an exceptional instrument is
the grave effects it has on the detained person. Indeed, isolation from the
outside world produces moral and psychological suffering in any person, places
him in a particularly vulnerable position, and increases the risk of aggression
and arbitrary acts in prisons.”130
The Inter-American Court concluded that, for the following reasons, the incommunicado
detention was cruel, inhuman and degrading treatment violating
article 5(2) of the American Convention, an argument that was not contested
by Ecuador: “91. The mere fact that the victim was for 36 days deprived
of any
communication with the outside world, in particular with his family, allows
the Court to conclude that Mr. Suárez Rosero was subjected to cruel,
inhuman and degrading treatment, all the more so since it has been proven that
his incommunicado detention was arbitrary and carried out in violation of Ecuador’s
domestic laws. The victim told the Court of his suffering at being unable to
seek legal counsel or communicate with his family. He also testified that during
his isolation he was held in a damp underground cell measuring approximately
15 square meters with 16 other prisoners, without the necessary hygiene facilities,
and that he was obliged to sleep on newspaper; he also described the beatings
and threats he received during his detention. For all those reasons, the treatment
to which Mr. Suárez Rosero was subjected may be described as cruel, inhuman
and degrading.”131
In the case of Velásquez Rodríguez, which concerned the involuntary
disappearance of Mr. Velásquez, the Inter-American Court held that “156.
... prolonged isolation and deprivation of communication are in themselves cruel
and inhuman treatment, harmful to the psychological and moral integrity of the
person and a violation of the right of any detainee to respect for his inherent
dignity as a human being. Such treatment, therefore, violates Article 5 of the
Convention, which
recognizes the right to integrity of the person...”.132
The link between lack of prompt judicial intervention, isolation and torture
was highlighted in the Aksoy case, where, as was seen in subsection 2.3.2 above,
the applicant had been subjected to torture in violation of article 3 of the
European Convention on Human Rights. In this case, the applicant was held incommunicado
for at least fourteen days without judicial intervention, and then appeared
before the public prosecutor with injuries to his arms. Although the Court accepted
that the investigation of terrorist offences “undoubtedly presents the
authorities with special problems”, it could not accept that it is necessary
to hold a suspect for fourteen days without judicial intervention; this period
was “exceptionally long, and left the applicant vulnerable not only to
arbitrary interference with his right to liberty but also to torture”.133
Prompt judicial intervention to examine the lawfulness of a deprivation of liberty
is thus instrumental in ensuring respect for a detained person’s physical
and mental integrity. While not unlawful as such, the use of solitary confinement
should be limited to exceptional circumstances, in particular during pre-trial
detention. The lawfulness of solitary confinement depends on an assessment of
its purpose, length and conditions. Solitary confinement should only be used
when the security or the well-being of persons or property are in danger and
should be subject to regular judicial supervision. Solitary confinement should
not be used as a punishment. Incommunicado detention is a particularly serious
form of solitary confinement and should be declared illegal. Prolonged isolation
constitutes per se torture and cruel and inhuman treatment. It is unlawful to
prevent people held incommunicado from challenging the legality of their detention
or from effectively preparing their defence. Prompt judicial intervention to
examine the lawfulness of a deprivation of liberty is instrumental in ensuring
respect for a detained person’s physical and mental integrity.
5. Contacts with the Outside World
A fundamental premiss when dealing with the right of detainees and prisoners
to maintain contact with the world outside the institutions where they are held
is that,
like free persons, those deprived of their liberty enjoy all the human rights
guaranteed by international law, subject of course to those restrictions that
are an unavoidable consequence of the confinement.134 This
means, inter alia, that no detainee or prisoner “shall ... be subjected
to arbitrary or unlawful interference with his privacy, family, home or correspondence”
(art. 17 of the International Covenant on Civil and Political Rights).
5.1 Contact with family members and friends: visits and correspondence
Rule 37 of the Standard Minimum Rules provides that “prisoners shall be
allowed under necessary supervision to communicate with their family and reputable
friends at regular intervals, both by correspondence and by receiving visits.”
Prisoners who are foreign nationals “shall be allowed reasonable facilities
to communicate with the diplomatic and consular representatives of the State
to which they belong”, or “with the diplomatic representative of
the State which takes charge of their interests or any national or international
authority whose task it is to protect such persons” (Rule 38(1) and (2)).
Furthermore, according to Rule 92:
“92. An untried prisoner shall be allowed to inform immediately his family
of his detention and shall be given all reasonable facilities for communicating
with his family and friends, and for receiving visits from them, subject only
to restrictions and supervision as are necessary in the interests of the administration
of justice and of the security and good order of the institution.” Principle
15 of the Body of Principles provides that “communication of the detained
or imprisoned person with the outside world, and in particular his family or
counsel, shall not be denied for more than a matter of days”. Further,
Principle 16(1) of the Body of Principles stipulates that: “1. Promptly
after arrest and after each transfer from one place of detention or imprisonment
to another, a detained or imprisoned person shall be entitled to notify or to
require the competent authority to notify members of his family or other appropriate
persons of his choice of his arrest, detention or imprisonment or of the transfer
and of the place where he is kept in custody.”
According to Principle 16(4) such notification “shall be made or permitted
to be made without delay” (emphasis added), although “the competent
authority may ...
delay a notification for a reasonable period where exceptional needs of the
investigation so require”. The United Nations Special Rapporteur on torture
has recommended in this respect that “in all circumstances, a relative
of the detainee should be informed of the arrest and place of detention within
18 hours”,135 a time-limit that does however seem to
be unduly long, given that many cases of severe torture and involuntary disappearance
take place during the very first hours following an arrest. Lastly, according
to Principle 19 of the Body of Principles: “A detained or imprisoned person
shall have the right to be visited by and
to correspond with, in particular, members of his family and shall be given
adequate opportunity to communicate with the outside world, subject to reasonable
conditions and restrictions as specified by law or lawful regulations.”
The refusal of the prison authorities to allow a detainee or prisoner to write
to, and receive visits by, family members, may violate both article 7 and article
10(1) of the International Covenant on Civil and Political Rights. For instance,
in the case of
Espinoza de Polay referred to above, the author was not only refused visits
by his family during the year following his conviction, but was also unable
either to receive from, or to send correspondence to, his family. These facts
constituted inhuman treatment contrary to article 7 of the Covenant and also
violated article 10(1).136 However, it is not clear exactly
when, and how frequently, in the Committee’s view, a prisoner should be
allowed to see or communicate with his family.
In the case of Estrella, article 17 read in conjunction with article 10(1) was
violated because of the extent to which the author’s correspondence was
censored and
restricted at Libertad prison in Uruguay.137 Mr. Estrella
claimed that prison officials arbitrarily deleted sentences and refused to dispatch
letters; during his entire detention of two years and four months he was allegedly
given only 35 letters and during a seven-month-long period he was given none.138
With regard to the censorship of Mr. Estrella’s correspondence, the Committee
accepted “... that it is normal for prison authorities to exercise measures
of control and censorship over prisoners’ correspondence. Nevertheless,
article 17 of the Covenant provides that ‘no one shall be subjected to
arbitrary or unlawful interference with his correspondence’. This requires
that any such measures of control or censorship shall be subject to satisfactory
legal safeguards against arbitrary application... . Furthermore, the degree
of restriction must be consistent with the standards of humane treatment of
detained persons required by article 10 (1) of the Covenant. In particular,
prisoners should be allowed under necessary supervision to communicate with
their family and reputable friends at regular intervals, by correspondence as
well as by receiving visits. On the basis of the information before it, the
Committee finds that Miguel Angel Estrella’s correspondence was censored
and restricted at Libertad prison to an extent which the State party has not
justified as compatible with article 17 read in conjunction with article 10
(1)of the Covenant.”139
The most detailed arguments relating to prisoners’ correspondence have been made by the European Court of Human Rights, and the relevant complaints have been examined under articles 6(1) and 8 of the European Convention on Human Rights, these articles respectively guaranteeing, among others, the right of access to a court and the right to respect for one’s correspondence. As far as article 6(1) is concerned, it will be considered below under section 5.2. While article 8(1) of the European Convention provides that “everyone has the right to respect for his private and family life, his home and his correspondence”, paragraph 2 allows for the following restrictions on the exercise of this right: “2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.” Whenever a detainee’s or a prisoner’s correspondence has been stopped or delayed, such measures must consequently, in order to be lawful, be taken “in accordance with the law” for one or more of the legitimate aims enumerated therein and be “necessary in a democratic society” for such aim or aims. However, most problems raised before the international monitoring organs have concerned the interference with correspondence to lawyers rather than family members, and it is that particular aspect that will be emphasized below.
5.1.1 The rights of visitors to detainees and prisoners
The rights of visitors to people deprived of their liberty arose under the American
Convention on Human Rights in a case against Argentina. The complaint
concerned the situation of a woman and her thirteen-year-old daughter, both
of whom were required to undergo a vaginal inspection before each personal-contact
visit with the man who was their husband and father respectively. The petitioners
alleged before the Inter-American Commission on Human Rights that these inspections
constituted an illegitimate interference with the exercise of their right to
family, as well as their right to privacy, honour and dignity and their right
to physical integrity, contrary to articles 17, 11 and 5 of the American Convention
on Human Rights.140
In examining these allegations, the Commission held, in the first place, that
“a measure as extreme as the vaginal search or inspection of visitors,
that involves a
threat of violation to a number of the rights guaranteed under the Convention,
must be prescribed by law which clearly specifies the circumstances when such
a measure may be imposed and sets forth what conditions must be obeyed by those
applying this procedure so that all persons subjected to it are granted as full
a guarantee as possible from its arbitrary and abusive application.”141
Second, the Commission did not question the need for general searches prior
to entry into prisons; in its view, however, “vaginal searches or inspections
are nevertheless an exceptional and very intrusive type of search”; although
“the measure in question may be exceptionally adopted to guarantee security
in certain specific cases, it cannot be maintained that its systematic application
to all visitors is a necessary measure in order to ensure public safety”.142
The Commission then explained, thirdly, that, for a vaginal search or inspection
to be lawful in a particular case, it would have to comply with the following
four conditions:
_ “it must be absolutely necessary to achieve the security objective
in the particular case”;
_ “there must not exist an alternative option”;
_ “it should be determined by judicial order”; and, lastly,
_ “it must be carried out by an appropriate health professional”.143
Applying these principles to the case under examination, the Commission found
that:
_ the measure might “have been justifiable immediately after Mr. X was
found to be in possession of explosives”, but the same could not be said
of “the numerous times the measure was applied prior to that occasion”;144
_ there were “other more reasonable options ... available to the authorities
in order to ensure security in the prison”;145
_ the State had a legal duty under the American Convention “to request
a judicial order to execute the search”, which was not done;146
_ the petitioners’ rights were interfered with since the intrusive measure
was not accompanied by “appropriate guarantees”. The Commission
insisted “that any type
of corporal probing ... must be performed by amedical practitioner with the
strictest observance of safety and hygiene, given the potential of physical
and moral injury to individuals.”147
In conclusion the Commission found that “when the prison authorities ...
systematically performed vaginal inspections on Ms. X and [Ms.] Y they violated
their
rights to physical and moral integrity, in contravention of Article 5 of the
Convention.”148 These searches also violated “the
petitioners’ rights to honour and
dignity, protected by Article 11 of the Convention”.149
The requirement that the petitioners undergo such inspections each time they
wished to have a personal-contact visit with Mr. X further “interfered
unduly with” their family rights as guaranteed by article 17 of the Convention.150
Lastly, as to the daughter, the searches violated the rights of the child as
protected by article 19 of the Convention.151 In organizing
family visits in places of detention, the authorities must, in other words,
take care to do so in a manner that also respects the rights and freedoms of
the visitors.
5.2 Contact with lawyers: visits and correspondence
Contacts between a lawyer and his clients are privileged and confidential
and this basic rule also continues to apply when the clients are deprived of
their liberty. Rule 93 of the Standard Minimum Rules stipulates in this respect
that: “93. For the purposes of his defence, an untried prisoner shall
be allowed to apply for free legal aid where such aid is available, and to receive
visits from his legal adviser with a view to his defence and to prepare and
hand to him confidential instructions. For these purposes, he shall if he so
desires be supplied with writing material. Interviews between the prisoner and
his legal adviser may be within sight but not within the hearing of a police
or institution official.” This same issue is also covered by Principle
18 of the Body of Principles, which reads as follows:
“1. A detained or imprisoned person shall be entitled to communicate and
consult with his legal counsel.
2. A detained or imprisoned person shall be allowed adequate time and facilities
for consultation with his legal counsel.
3. The right of a detained or imprisoned person to be visited by and to consult
and communicate, without delay or censorship and in full confidentiality, with
his legal counsel may not be suspended or restricted save in exceptional circumstances,
to be specified by law or lawful regulations, when it is considered indispensable
by a judicial or other authority in order to maintain security and good order.
4. Interviews between a detained or imprisoned person and his legal counsel
may be within sight, but not within the hearing, of a law enforcement official.
5. Communications between a detained or imprisoned person and his legal counsel
mentioned in the present principle shall be inadmissible as evidence against
the detained or impr