ANNEX A: PROCEDURAL BACKGROUND
1. On 21
March 2003, the Appellants and the Prosecution filed their notices
of appeal against Trial Chamber I’s Judgement and Sentence of 21
February 2003. On 28
March 2003, the Presiding Judge of the Appeals Chamber assigned
Judges Theodor Meron, Fausto Pocar, Mohamed Shahabuddeen, David Hunt and
Mehmet Güney to the appeal and designated Judge Mehmet Güney to
serve as pre-appeal judge. Thereafter, Judge Inés Weinberg de Roca replaced
Judge Hunt, Judge Wolfgang Schomburg replaced Judge Pocar, and Judge Florence Mumba replaced Judge Shahabuddeen.
2. The Prosecution’s
Appeal Brief was filed on 23 June 2003. Following a number of
decisions from the pre-appeal judge on requests for extension of page limits
and time, Gérard Ntakirutimana and Elizaphan Ntakirutimana’s Appeal
Briefs were re-filed on 28 July 2003 and 11
August 2003, respectively. Briefings were complete by 13 October 2003 with the filing of the Appellants’ Reply
Briefs. The Appeals Chamber also granted the Prosecution’s
request for an extension of time within which to file its Appeal Book.
3. On 8
April 2004, the Appeals Chamber rejected Gérard Ntakirutimana’s
motion for the admission of additional evidence. In the motion, Gérard
Ntakirutimana requested pursuant to Rule 115 of the Rules an order from the
Appeals Chamber for the admission as additional evidence of the transcripts
of the public and in camera testimony of Witness KJ in the case of Eliézer Niyitegeka (Witness OO
in the instant case), and also sought an order permitting him to file an
addendum to his brief on Appeal. The Appeals Chamber reviewed the transcripts
of the witness and concluded that the witness’s evidence in Niyitegeka was not such that it could have affected the verdict in
this case. It also noted that, as the transcripts did not form part of the
record and were not to be admitted as additional evidence, it would not consider
any references to Witness OO’s testimony in Niyitegeka although the Prosecution had sought to rely on parts of
transcripts in its submissions on appeal in this case.
4. On 24
June 2004, the Appeals Chamber granted in part Gérard Ntakirutimana’s
motion to strike Annex B from the Prosecution Response Brief and for re-certification
of the record. The
Appeals Chamber recalled that, in support of one of his grounds of appeal,
Gérard Ntakirutimana argued, with reference to the transcript, that
Witness GG had
personally spelt names of people and places whilst testifying before
the Trial Chamber, despite the witness’ claim of illiteracy. In its Response Brief, the
Prosecution had submitted
that the transcript failed to reflect that it was the interpreter, rather
than Witness GG, who spelt out the names. The Prosecution presented in Annex
B of its Response Brief a “Certification of audio transcripts by Mathias
Ruzindana, Reviser; Language Services Section, 3 September
2003.” The Appeals Chamber considered that the Certification
provided in Annex B raised legitimate doubts on the accuracy of the transcript
as to whether it was the Witness GG or the interpreter who spelt names during
the witness’ testimony before the Trial Chamber and was of the view that, in light of the Appellant’s argument
regarding the credibility of Witness GG, it would be in the interests of
justice to clarify the matter. Consequently, the Appeals Chamber granted
the motion in part and ordered the Registry to review the transcript of the
testimony given by Witness GG before the Trial Chamber for accuracy and to
submit to the Appeals Chamber and the parties newly certified copies of the
accurate transcripts in the official languages of the International Tribunal
not later than 1 July 2004.
5. On 5
July 2004, the Appeals Chamber dismissed two further motions for
the admission of additional evidence filed by the Appellants. In the motions,
the Appellants sought notably to have admitted as additional evidence: a
statement dated 13 and 14 January 2004; transcripts of the testimony of Witness
KJ (Witness OO in the instant case), who testified in the case of Bagosora et al. from 19 to 27 April 2004; the transcripts of the
testimony of Witness AT (Witness GG in the instant case) who testified in
the Muhimana case on 19 and 20 April 2004;
materials from proceedings before a United States Immigration Court in a
case involving several individuals who testified as witnesses at the Appellants’ trial;
transcripts of the testimony of Witness BH (Witness DD in the instant case),
who testified in the Muhimana case on 8 April 2004; and transcripts of the
testimony of Witness BI (Witness YY in the instant case), who testified in
the Muhimana case on 8 April 2004.
Finding both motions to be timely within the meaning of Rule 115, the Appeals
Chamber concluded that the evidence which the Appellants sought to have admitted
did not meet the criteria of admissibility under Rule 115. The Appeals Chamber
was also not persuaded by the Appellants arguments that it should reconsider
its previous Rule 115 decision in this case, wherein the Appeals Chamber
dismissed the Appellant’s argument that the witness presented inconsistent
evidence in this case and in Niyitegeka.
6. Appeal hearings in
the case were postponed on two occasions. On 20
November 2003, the Appeals Chamber, by majority, granted the Prosecution’s
request for adjournment of the hearings. The Prosecution’s request to adjourn the hearing until
1 March 2004 was based on the United Nations Security Council’s decision
to amend Article 15 of the Statute of the International Tribunal to create
the new position of Prosecutor of the International Tribunal, separate from
the holder of the office of the Prosecutor for the International Criminal Tribunal
for the Former Yugoslavia, and to appoint a new Prosecutor of the International
Tribunal effective 15 September 2003. The Prosecution argued that as a result
it was still recruiting staff and that the only appeals lawyer then hired was
a senior appeals counsel who was to take up his duties on 8
February 2004. The Prosecution submitted that it was not in a position
to argue the Appeals or to assist the Appeals Chamber in any matters to be
raised during the scheduled hearing in December.
7. The Appeals Chamber
expressed its disappointment that the Prosecution had not been able to make
arrangements for it to be adequately represented in this case notwithstanding
that it had time to do so. It noted that the Prosecution had been aware of
the complex and substantial nature of the Appeals since at least the end of
July 2003, when the Appellants’ Briefs were filed, and had known of the
division of the two Prosecutors’ Offices since the Security Council’s
resolutions were adopted on 28 August and 4 September 2003. The Appeals Chamber
also noted that the Prosecution accordingly had two months to assign attorneys
already present in the Arusha Office of the Prosecutor to cover the Appeals
and to begin work on them even before they were formally transferred from the
appeals section of the Office of the Prosecutor of the International Criminal
Tribunal for the Former Yugoslavia.
8. Despite the regrettable
situation, the Appeals Chamber was persuaded that, in light of the complexity
of the Appeals and the likelihood of substantial questioning from the bench,
the interests of justice narrowly supported an adjournment in the circumstances.
9. Subsequently, further
to a request from Counsel for Elizaphan Ntakirutimana, on 5
April 2004, the Appeals Chamber granted a further postponement of
the hearings. Counsel for Elizaphan Ntakirutimana had suffered an automobile
accident which required extensive surgery and necessitated a prolonged post-operatic
recovery period. He had been advised against long air travel. The Appeals Chamber
noted that Mr. Clark was the sole counsel for Elizaphan Ntakirutimana and had
represented him continuously during the proceedings before the Tribunal. It
considered Mr. Clark’s participation at the hearing essential to the
proper consideration of these Appeals. Consequently, the Appeals Chamber re-scheduled
the hearing of the Appeals to Wednesday, 7 July, Thursday, 8 July, and Friday,
9 July 2004.
Order of the Presiding Judge Designating the Pre-Appeal Judge and Order
of the Presiding Judge to Assign Judges, dated 28
March 2003.
Order of the Presiding Judge
Replacing a Judge in a Case before the Appeals Chamber, dated 17 July 2003.
Order of the Presiding Judge
Replacing a Judge in a Case before the Appeals Chamber, dated 14 October 2003.
Order of the Presiding Judge Replacing a Judge in a Case
before the Appeals Chamber, dated 11
May 2004.
Order Granting an
Extension of time for the Filing of the Appellants’ Appeal Briefs,
dated 20 May 2003; Décision (“Extremely Urgent Defence Motion
for a Brief Extension of Four Days for the Filing of the Appellant’s
Appeal Briefs”), dated 23 June 2003; Décision sur les demandes en modification des moyens
d’appel et les requêtes aux fins d’outrepasser la limite
de pages dans le mémoire de l’appelant, dated 21 July 2003 ;
Motifs de la Décision du 24 juillet 2003 sur la “Defence Motion
for an Extension of Time for the Refiling of the Appellants’ Appeal
Brief pursuant to the Order Issued by the Appeals Chamber on July 21, 2003”,
dated 28 July 2003 ; Reasons for Oral decision of 8 August 2003
in Response to Elizaphan Ntakirutimana’s Request for a Brief Extension
to Re-File his Appeal Brief, dated 12 August 2003; Decision
Regarding the Prosecution's Motion for Extension of Page Limits, dated 26
August 2003 ; Decision on the Prosecution’s Extremely Urgent Motion
for Extension of Page Limits, dated 11 September 2003 ; Order on the
Appellant’s Motion for an Extension of Time for the Filing of the Appellant’s
Reply Briefs, dated 3 October 2003.
Décision relative à la “Urgent
Prosecution Motion pursuant to Rule 116 of the Rules of Procedure and Evidence”, dated 6 November 2003.
Decision on Request for Admission of Additional
Evidence, dated 8 April 2004.
Decision on Defence Motion
to Strike Annex B from the Prosecution Response Brief and for Re-Certification
of the Record, dated 24 June 2004.
Decision
on Request for Admission of Additional Evidence, dated 5 July 2004, and Reasons for the Decision
on Request for Admission of Additional Evidence, dated 8 September 2004.
Decision on Extremely Urgent
Prosecution Application for an Adjournment of the Oral Hearing, dated 20 November 2003.
Decision on the Urgent Application
by Defendant Elizaphan Ntakirutimana for an Adjournment of the Hearing, dated 5 April 2004.