I.
ORIGIN, STRUCTURE AND JURISDICTION OF THE COURT
A.
ESTABLISHMENT OF THE COURT
The Inter-American Court of Human Rights (hereinafter "the Court" or "the Inter-American Court" or "the Tribunal") was created by the entry into force of the American Convention on Human Rights or the "Pact of San Jose, Costa Rica" (hereinafter "the Convention" or "the American Convention") on July 18, 1978, when the eleventh instrument of ratification by a Member State of the Organization of American States (hereinafter "the OAS" or "the Organization") was deposited. The Convention was adopted at the Inter-American Specialized Conference on Human Rights, which took place from November 7 to 22, 1969, in San Jose, Costa Rica.
The
two organs for the protection of human rights provided for under Article
33 of the Pact of San Jose, Costa Rica, are the Inter-American Commission
on Human Rights (hereinafter "the Commission" or "the Inter-American
Commission") and the Court. The
function of these organs is to ensure the fulfillment of the commitments
made by the States Parties to the Convention.
In accordance with the terms of the Statute of the Court
(hereinafter "the Statute"), the Court is an autonomous judicial
institution which has its seat in San Jose, Costa Rica, and has as its purpose
the application and interpretation of the Convention.
The Court consists of seven judges, nationals of the Member
States of the OAS, who act in an individual capacity and are elected "from
among jurists of the highest moral authority and of recognized competence
in the field of human rights, who possess the qualifications required for
the exercise of the highest judicial functions in conformity with the law
of the state of which they are nationals or of the state that proposes them
as candidates" (Article 52 of the Convention). Article 8 of the Statute provides that the
Secretary General of the OAS shall request the States Parties to the Convention
to submit a list of their candidates for the position of judge of the Court.
In accordance with Article 53(2) of the Convention, each State Party
may propose up to three candidates.
The judges are elected by the States Parties to the Convention
for a term of six years. The election
is by secret ballot. Judges are
elected by an absolute majority vote in the OAS General Assembly shortly
before the expiration of the terms of the outgoing judges. Vacancies on the Court caused by death, permanent
disability, resignation or dismissal shall be filled, if possible, at the
next session of the OAS General Assembly (Article 6(1) and 6(2) of the Statute).
Judges, whose terms have expired, shall continue to serve
with regard to cases that they have begun to hear and that are still pending
(Article 54(3) of the Convention).
If necessary, in order to maintain a quorum of the Court,
one or more interim judges may be appointed by the States Parties to the
Convention (Article 6(3) of the Statute).
"If a judge is a national of any of the States Parties to a
case submitted to the Court, [that judge] shall retain [the] right to hear
that case. If one of the judges called upon to hear a
case is a national of one of the States Parties to the case, any other State
Party to the case may appoint a person to serve on the Court as an ad
hoc judge. If among the judges
called upon to hear a case, none is a national of the States Parties to
the case, each of the latter may appoint an ad hoc judge" (Article
10(1), 10(2) and 10(3) of the Statute).
States Parties to a case are represented in the proceedings
before the Court by the agents they designate (Article 21 of the Rules of
Procedure).
The judges are at the disposal of the Court and hold as
many regular sessions a year as may be necessary for the proper discharge
of their functions. They may also
meet in special sessions when convened by the President of the Court (hereinafter
"the President") or at the request of a majority of the judges. Although the judges are not required to reside
at the seat of the Court, the President shall render his services on a permanent
basis (Article 16 of the Statute).
The President and the Vice President are elected by the
judges for a period of two years and may be reelected (Article 12 of the
Statute).
There is a Permanent Commission of the Court (hereinafter
"the Permanent Commission") composed of the President, the Vice
President and any other judge whom the President considers convenient according
to the needs of the Court. The Court
may also create other commissions for specific matters (Article 6 of the
Rules of Procedure).
The Secretariat functions under the direction of a Secretary,
who is elected by the Court (Article 14 of the Statute).
The following judges, listed in order of precedence, sat
on the Court through 16 September 1999:
Hernán Salgado-Pesantes (Ecuador),
President
Antônio A. Cançado Trindade (Brazil),
Vice President
Máximo Pacheco-Gómez (Chile)
Oliver Jackman (Barbados)
Alirio Abreu-Burelli (Venezuela)
Sergio García-Ramírez (Mexico)
Carlos Vicente de Roux-Rengifo (Colombia)
Following the election on 16 September of a new President and Vice President, the composition of the Court changed as follows (given in order of precedence):
Antônio A. Cançado Trindade (Brazil),
President
Máximo Pacheco-Gómez (Chile), Vice-President
Hernán Salgado-Pesantes (Ecuador)
Oliver Jackman (Barbados)
Alirio Abreu-Burelli (Venezuela)
Sergio García-Ramírez (Mexico)
Carlos Vicente de Roux-Rengifo (Colombia).
The Secretary of the Court is Manuel
E. Ventura-Robles (Costa Rica), and the Deputy Secretary is Renzo Pomi (Uruguay).
Respondent states have exercised their right to appoint
an ad hoc judge in nine of the cases currently pending before the
Court (article 55.1 of the Convention). These judges ad hoc, along
with their nationalities and the cases for which they were appointed, are:
|
Case Paniagua Morales et al..
............................
Blake.......................................................... Cantoral Benavides, Durand y Ugarte and Castillo Petruzzi et al................................. Cesti Hurtado ........................................... Baena Ricardo et al.................................... Mayagna Awas Tingni Indigenous Community................................................
Las Palmeras .............................................
Cantos........................................................ Trujillo Oroza............................................
|
Judge ad hoc Edgar E. Larraondo-Salguero (Guatemala) Alfonso Novales-Aguirre (Guatemala) Fernando Vidal-Ramírez (Peru) José Alberto Bustamante-Belaúnde[1]
(Peru) Rolando A. Reyna-Rodríguez (Panama)[2] Alejandro Montiel-Argüello (Nicaragua) Julio A. Barberis (Argentina) Julio A. Barberis (Argentina) Charles N. Brower (United States of America) |
D. JURISDICTION OF THE COURT
The Convention confers contentious and advisory functions
on the Court. The first function
involves the power to adjudicate disputes relating to charges that a State
Party has violated the Convention. The
second function involves the power of the Member States to request that
the Court interpret the Convention or "other treaties concerning the
protection of human rights in the American States." Within their spheres of competence, the organs
listed in the Charter of the OAS may in like manner consult the Court.
1.
The Contentious Jurisdiction of the Court
The contentious jurisdiction of the Court is spelled out
in Article 62 of the Convention, which reads as follows:
1. A State Party may, upon depositing its instrument
of ratification or adherence to this Convention, or at any subsequent time,
declare that it recognizes as binding, ipso facto, and not requiring
special agreement, the jurisdiction of the Court on all matters relating
to the interpretation or application of this Convention.
2. Such declaration may be made unconditionally,
or under the condition of reciprocity, for a specified period, or for specific
cases. It shall be presented to the
Secretary General of the Organization, who shall transmit copies thereof
to the other members states of the Organization and to the Secretary of
the Court.
3. The jurisdiction of the Court shall comprise all
cases concerning the interpretation and application of the provisions of
this Convention that are submitted to it, provided that the States Parties
to the case recognize or have recognized such jurisdiction, whether by special
declaration pursuant to the preceding paragraphs, or by a special agreement.
Since States Parties are free to accept the Court's jurisdiction
at any time, a State may be invited to do so for a specific case.
Pursuant to Article 61(1) of the Convention, "[o]nly
the States Parties and the Commission shall have the right to submit a case
to the Court."
Article 63(1) of the Convention contains the following provision
relating to the judgments that the Court may render:
[i]f the Court finds that there has been a violation of a right or freedom protected by this Convention, the Court shall rule that the injured party be ensured the enjoyment of his right or freedom that was violated. It shall also rule, if appropriate, that the consequences of the measure or situation that constituted the breach of such right or freedom be remedied and that fair compensation be paid to the injured party.
Paragraph 2 of Article 68 of the Convention provides "[t]hat
part of a judgment that stipulates compensatory damages may be executed
in the country concerned in accordance with domestic procedure governing
the execution of judgments against the state."
Article 63(2) of the Convention provides that:
[i]n cases of extreme gravity and urgency, and when necessary to avoid irreparable damage to persons, the Court shall adopt such provisional measures as it deems pertinent in matters it has under consideration. With respect to a case not yet submitted to the Court, it may act at the request of the Commission.
The judgment rendered by the Court in any dispute is "final
and not subject to appeal." Nevertheless,
"[i]n case of disagreement as to the meaning or scope of the judgment,
the Court shall interpret it at the request of any of the parties, provided
the request is made within ninety days from the date of notification of
the judgment" (Article 67 of the Convention). The States Parties "undertake to comply
with the judgment of the Court in any case to which they are parties"
(Article 68 of the Convention).
The Court submits a report on its work to the General Assembly
at each regular session, and it "[s]hall specify, in particular, the
cases in which a state has not complied with its judgments" (Article
65 of the Convention).
2.
The Advisory Jurisdiction of the Court
Article 64 of the Convention reads as follows:
1. The member states of the Organization may consult
the Court regarding the interpretation of this Convention or of other treaties
concerning the protection of human rights in the American states.
Within their spheres of competence, the organs listed in Chapter
X of the Charter of the Organization of American States, as amended by the
Protocol of Buenos Aires, may in like manner consult the Court.
2. The Court, at the request of a member state of
the Organization, may provide that state with opinions regarding the compatibility
of any of its domestic laws with the aforesaid international instruments.
The standing to request an advisory opinion from the Court
is not limited to the States Parties to the Convention. Any OAS Member State may request such an opinion.
Likewise, the advisory jurisdiction of the Court enhances
the Organization's capacity to deal with questions arising from the application
of the Convention because it enables the organs of the OAS to consult the
Court within their spheres of competence.
3.
Recognition of the Contentious Jurisdiction of the Court
Twenty States Parties have recognized the contentious jurisdiction
of the Court. They are Costa Rica,
Peru[3], Venezuela,
Honduras, Ecuador, Argentina, Uruguay, Colombia, Guatemala, Suriname, Panama,
Chile, Nicaragua, Paraguay, Bolivia, El Salvador, Haiti, Brazil, Mexico
and Dominican Republic[4].
The status of ratification and accessions to the Convention
can be found at the end of this report (Appendix XLVII).
Article 72 of the Convention provides that "the Court
shall draw up its own budget and submit it for approval to the General Assembly
through the General Secretariat. The
latter may not introduce any changes in it." Pursuant to Article 26 of its Statute, the
Court administers its own budget.
The
Court has close institutional ties with the Commission. These ties have been strengthened through meetings
between the members of the two bodies, held at the recommendation of the
General Assembly. The Court also
maintains cooperative relations with the Inter-American Institute of Human
Rights, established by an agreement between the Government of Costa Rica
and the Court, which entered into force on November 17, 1980. The Institute is an autonomous, international
academic institution with a global, multidisciplinary approach to the teaching,
research and promotion of human rights. The Court also maintains institutional ties with the European Court
of Human Rights, which was established by the Council of Europe and has
functions similar to those of the Inter-American Court.
The Court held its Forty-third Regular
Session from 18 to 29 January 1999 at its seat in San Jose, Costa Rica,
with the following members: Hernán Salgado-Pesantes (Ecuador), President;
Antônio A. Cançado Trindade (Brazil), Vice President; Máximo Pacheco-Gómez
(Chile); Oliver Jackman (Barbados); Alirio Abreu-Burelli (Venezuela); Sergio
García-Ramírez (Mexico) and Carlos Vicente de Roux-Rengifo (Colombia). For
the Suárez Rosero case, the President of the Court, Judge Hernán Salgado-Pesantes,
in view of his status as an Ecuadorian national, yielded the presidency
to Vice President Antônio A. Cançado Trindade (Brasil) to preside over the
Court in this case against the State of Ecuador. Also present were the Secretary
of the Court, Manuel E. Ventura-Robles, and the Deputy Secretary, Renzo
Pomi.
During this session, the Court considered
the following matters:
1. Suárez Rosero Case (Ecuador): Reparations. The Court deliberated on
this occasion under the gavel of Vice-President Judge Antônio A. Cançado
Trindade, as the President of the Court, Judge Hernán Salgado-Pesantes,
had relinquished the presidency for the purposes of this case against the
state of Ecuador, in consideration of his own status as an Ecuadorian national.
It issued a judgment on 20 January 1999 (Appendix I), specifying reparations
and costs that the State of Ecuador must pay to Mr. Rafael Iván Suárez Rosero
and his family, pursuant to the provisions of the judgment of 12 November
1997. According to the earlier judgment, the State of Ecuador must pay fair
compensation to the victim and his family and reimburse them for expenses
incurred in their representations before the authorities of Ecuador.
2. Blake Case (Guatemala): Reparations. The Court passed a judgment on 22 January
1999 (Appendix II), setting reparations and costs in this case, pursuant
to the provisions of its judgment of 24 January 1998. At that time, it had
decided that the State of Guatemala was obliged to make reparations to the
family of Mr. Nicholas Chapman Blake due to the violation of his Right to
a Fair Trial (Article 8.1 of the American Convention in relation to Article
1.1 of the same), and his Right to Humane Treatment (Article 5 of the American
Convention in relation to Article 1.1 of the same). Judge Cançado Trindade
offered the Court a separate opinion, and ad hoc judge Novales-Aguirre
gave a separate concurring opinion. Both were appended to the judgment.
3. Cesti Hurtado Case (Peru): Preliminary objections. On 26 January 1999 (Appendix
III), the Court rejected the preliminary objections filed by the State of
Peru as without merit, and decided to continue hearing the case. In a Resolution
of 19 January 1999 (Appendix IV), the Court also accepted a request by Mr.
David Pezúa Vivanco to resign from his designation as ad hoc judge,
which he felt was incompatible with his position as Executive Secretary
of the Executive Commission of the Judicial Branch of the State of Peru.
In his place, the State of Peru designated Mr. José Alberto Bustamante-Belaúnde,
who subsequently resigned from the position on 12 August 1999.
4. Baena Ricardo et al. Case (Panama): Preliminary objections. On 27 January 1999, the Court held
a public hearing on preliminary objections filed by the State of Panama.
It heard arguments from the state, the Inter-American Commission, and a
witness brought by the State of Panama.
In
its resolution of 22 January 1999 (Appendix V), the Court disqualified Mr.
Rolando Adolfo Reyna-Rodríguez from serving as ad hoc judge in the
case, pursuant to the provisions of Articles 10 and 19 of the Statute of
the Inter-American Court and Articles 18.1 and 19 of the Rules of Procedure.
5. Villagrán Morales et al. Case (Guatemala): Merits. On 28 and 29 January, the
Court held a public hearing on the merits of this case, receiving testimony
from the witnesses called by the parties.
6. Provisional Measures: The Court studied reports by the states and comments by
the Commission on provisional measures in several cases. On 29 January 1999
(Appendix VI), the Court passed a resolution on the Clemente Teherán et
al. case, ordering the State of Colombia to retain the provisional measures
enjoined in the Court’s 19 June 1998 decision; investigate the incidents
alleged in the complaints that had culminated in the order for provisional
measures, as well as possible involvement in illegal groups by some of the
people covered by the measures; hear the views of the petitioners and inform
them of the status of implementation of the measures; and continue filing
bimonthly reports on measures adopted. It also ordered the Commission to
file its observations to the state’s reports within six weeks of receipt
of each report.
7. Other matters: The Court reviewed and approved its 1998 Annual Report,
to be submitted to the Twenty-ninth Regular Session of the General Assembly
of the OAS. The Court also considered a number of other items awaiting its
attention.
B. Forty-fourth Regular Session of the Court
From 23 May through 3 June 1999,
the Court held its Forty-fourth Regular Session at its seat in San Jose,
Costa Rica, with the following members: Hernán Salgado-Pesantes (Ecuador),
President; Antônio A. Cançado Trindade (Brazil), Vice President; Máximo
Pacheco-Gómez (Chile); Oliver Jackman (Barbados); Alirio Abreu-Burelli (Venezuela);
Sergio García-Ramírez (Mexico) and Carlos Vicente de Roux-Rengifo (Colombia).
Also participating in the Cesti Hurtado case was ad hoc judge José
Alberto Bustamante-Belaúnde, designated for this purpose by the State of
Peru. Mr. Fernando Vidal-Ramírez served as ad hoc judge in the Durand
y Ugarte and Castillo Petruzzi cases, by designation of the State of Peru.
The ad hoc judge designated by the State of Colombia for the Las
Palmeras case was Mr. Julio A. Barberis. Finally, in the Mayagna (Sumo) Awas Tingni
Community case, Mr. Alejandro Montiel-Argüello served as ad hoc judge,
appointed by the State of Nicaragua. Also present were the Secretary of
the Court, Manuel E. Ventura-Robles, and the Deputy Secretary, Renzo Pomi.
During the session, the Court considered
the following matters:
1. Cesti Hurtado Case (Peru): Merits. On 24 May, the Court held a public hearing
on the merits of this case. A witness called by the Inter-American Commission
made a statement concerning his knowledge of the incidents covered by the
complaint. The Court also heard a statement from a witness and an expert
witness called by the state and received closing oral arguments from the
Commission and the State of Peru.
2. Durand and Ugarte Case (Peru): Preliminary objections. On 28 May,
the Court passed judgment on the preliminary objections, raised by the State
of Peru (Appendix VII). In its judgment, the Court decided to dismiss the
first, second, third, fourth, fifth, sixth and seventh preliminary objections
raised by the State of Peru and to proceed with the merits of the case.
Judge Vidal-Ramírez offered the
Court his dissenting opinion which is attached to this judgment.
3. Suárez Rosero Case (Ecuador): Preliminary objections. The Court deliberated
on this case under the gavel of Vice-President Judge Antônio A. Cançado
Trindade, as the President of the Court, Judge Hernán Salgado-Pesantes,
had disqualified himself from the Presidency for the purposes of this case
against the State of Ecuador, in consideration of his own status as an Ecuadorian
national. On 29 May 1999, based on Article 67 of the American Convention,
the Court gave judgment on the request for interpretation of the Court’s
judgment on reparations. The Court stated in its interpretation (Appendix
VIII): that the request for interpretation of its 20 January 1999 judgment
on the Suárez Rosero case, lodged by the State of Ecuador, was admissible
and that the payments ordered by the Court for Mr. Rafael Iván Suárez Rosero
and Mrs. Margarita Ramadán de Suárez should be paid in full. It was incumbent
on the State of Ecuador to apply all mechanisms necessary to ensure that
this obligation was met expeditiously and efficiently, under the conditions
and within the period set in the judgment, and above all to take appropriate
measures to ensure that any deductions made on monetary transactions by
entities of the Ecuadorian financial system, in accordance with the law,
would not impair the right of the beneficiaries to receive the total amount
of damages awarded to them; that the payment ordered by the Court for the
child Micaela Suárez Ramadán would be placed in full in the trust fund mentioned
in paragraph 107 of the judgment and would not be subject to any form of
taxes at the time the trust fund was set up, or to any form of tax withholding;
that the attorneys of Mr. Suárez Rosero must receive full payment for court
fees and expenses ordered by the Court in its judgment, and that this payment
would not be subject to any form of deduction or taxes at the time of payment.
4. Castillo Petruzzi et al. Case (Peru): Merits. On 30 May 1999, the
Court passed judgment on the merits of this case (Appendix IX). It
decided unanimously that the State of Peru had violated Articles 7.5, 8.1,
8.2.b,c,d and f, 25, 7.6, 1.1 and 2 of the American Convention, to the detriment
of Jaime Francisco Sebastián Castillo Petruzzi, María Concepción Pincheira
Sáez, Lautaro Enrique Mellado Saavedra and Alejandro Luis Astorga Valdez.
It found, by a vote of seven to one, that Peru had violated Articles 9,
8.2.h, 8.5 and 5 of the Convention. It decided unanimously that the state
had not violated Article 20 of the Convention and that the alleged violation
of Article 8.3 had not been proven. It further declared unnecessary any
consideration of the alleged violation of Article 51.2 of the Convention.
Finally, the Court decided unanimously in its judgment: to declare invalid
the interim proceedings lodged against the victims and to order that the
victims be guaranteed a new trial in which due process of law were fully
respected; to order the state to take appropriate measures to reform legal
provisions declared in this judgment to be in violation of the Convention
and to ensure that all persons under the state’s jurisdiction enjoyed the
rights enshrined therein; and to order the state to pay a total of US$10,000
(ten thousand United States dollars), or its equivalent in Peruvian currency,
to family members of the victims who could vouch for fees and expenses incurred
in this case.
Judge de Roux-Rengifo provided the
Court with his concurring opinion, and Judge Vidal-Ramírez delivered a partially
concurring and partially dissenting opinion; both were appended to the judgment.
5. Las Palmeras Case (Colombia): Preliminary objections. On 31 May
1999, the Court held a public hearing on preliminary objections raised by
the State of Colombia and considered the arguments of the state and the
Inter-American Commission.
6. Mayagna (Sumo) Awas Tingni Community Case (Nicaragua): Preliminary objections. On 31 May
1999, the Court held a public hearing on the preliminary objection filed
by the State of Nicaragua in this case. The Court heard the arguments by
the State of Nicaragua and the Commission.
7. Loayza Tamayo Case (Peru): Interpretation of Judgment. On 3 June 1999, pursuant
to Article 67 of the American Convention, the Court issued an opinion interpreting
the judgment on reparations in this case. In its interpretation (Appendix
X), the Court decided that the request for interpretation was admissible
only with respect to the payment of fees and expenditures awarded to Ms.
Carolina Maida Loayza Tamayo, who should receive full cash payment of fees
and expenses ordered by the Court in the judgment; and that this amount
should not be subject at the time of payment to tax deductions or liabilities.
8. Provisional Measures in the James et al. Case (Trinidad and Tobago): The Court studied briefs submitted
by Trinidad and Tobago and the Inter-American Commission on the situation
of some of the beneficiaries of the measures. On 25 May 1999, the Court
resolved (Appendix XI) that the State of Trinidad and Tobago must take provisional
measures on behalf of 20 persons sentenced to die, who were under the protection
of the 11 May 1999 resolution of the President of the Court. The Court also
ordered the state to preserve the measures taken on behalf of Mr. Anthony
Briggs and the other beneficiaries. Judge Cançado Trindade and Judge de
Roux-Rengifo offered concurring opinions, attached to the resolution.
On 27 May 1999, the Court handed
down a second resolution extending the measures to include seven additional
persons under the death sentence (Appendix XII).
9. Provisional Measures in the Caballero Delgado and Santana Case (Colombia):
The Court studied reports submitted by the state and the Inter-American
Commission and resolved on 3 June 1999 (Appendix XIII) to lift the provisional
measures it had ordered for Mr. Guillermo Guerrero Zambrano and Mr. Javier
Páez; to retain the provisional measures ordered on 16 April 1997 for Ms.
María Nodelia Parra, Mr. Gonzalo Arias Alturo and Ms. Élida González Vergel;
and that the State of Colombia, in its subsequent report, should present
a detailed summary of measures it had adopted in response to recent changes
in the situation of Mr. Gonzalo Arias Alturo and Ms. Élida González Vergel,
and include specific information on participation by beneficiaries in decisions
concerning compliance with Court orders.
Since the time it handed down this
resolution, the Court has examined several subsequent reports by the state,
along with the Commission’s comments.
10. Provisional Measures in the Colotenango Case (Guatemala): The Court studied reports submitted
by the state and the Inter-American Commission on Human Rights and, on 3
June 1999, delivered a resolution (Appendix XIV) retaining measures necessary
to protect the life and safety of the beneficiaries; ordering the state
to investigate the incidents covered by the complaint so as to identify
and punish the persons responsible; requiring Guatemala to report immediately
on alternative mechanisms adopted for complying effectively with the provisional
measures, as a consequence of the events of 30 April 1999 which had culminated
in the escape of several persons charged with the actions that had given
rise to the measures; ordering the state to involve the petitioners in planning
and implementing the measures, and to keep them informed; and requiring
Guatemala and the Inter-American Commission to continue submitting regular
reports on the current status of the measures.
11. Provisional Measures in the Cesti Hurtado Case (Peru): The Court studied reports filed
by the state and the Inter-American Commission and issued a decision on
3 June 1999 (Appendix XV), ordering the state to adopt measures necessary
to protect the physical and psychological welfare of Ms. Carmen Judith Cardó
Guarderas, Ms. Margarita del Carmen Cesti Cardó and and Mr. Gustavo Cesti
Cardó.
12. Other matters: The Court considered several administrative items pending
before it and welcomed the President of the European Court of Human Rights,
Judge Luzius Wildhaber, and his advisor, Dr. Herbert Petzold, who attended
the public hearings and other activities of the Court.
The Court held its Forty-fifth Regular
Session from 16 September through 2 October 1999, at its seat in San Jose,
Costa Rica. One of its tasks, pursuant to pertinent regulatory provisions,
was to elect a new president and vice president, and the resulting composition
of the Court was as follows: Antônio A. Cançado Trindade (Brazil), President;
Máximo Pacheco-Gómez (Chile), Vice President; Hernán Salgado-Pesantes (Ecuador);
Oliver Jackman (Barbados); Alirio Abreu-Burelli (Venezuela); Sergio García-Ramírez
(México) and Carlos Vicente de Roux-Rengifo (Colombia).
In addition, ad hoc judge Alfonso Novales-Aguirre joined the
Court for the Blake case against Guatemala. Also present were Court Secretary
Manuel E. Ventura-Robles and Deputy Secretary Renzo Pomi.
During this session the Court considered
the following items:
1. Durand and Ugarte Case (Perú): Merits. On 20 September, the Court
held a public hearing on the merits of this case, for the purpose of hearing
the witness and expert witness called by the Commission. Both made statements
on their knowledge of the facts surrounding this application.
2. Cantoral Benavides Case (Peru): Merits. On 20 September, the Court
held a public hearing on the merits of this case. The witnesses and the
expert witness proposed by the Commission made statements concerning their
knowledge of the facts surrounding the application.
3. Withdrawal from the jurisdiction of the Court by the State of Peru:
Ivcher Bronstein Case and Constitutional Court Case: The Court examined the instrument
that the State of Peru had deposited with the General Secretariat of the
OAS in Washington, D.C. on 9 July 1999 (Appendix XVI), communicating its
decision to “withdraw its declaration recognizing the optional clause of
submission to the contentious jurisdiction of the Inter-American Court of
Human Rights,” and that this withdrawal would “go into effect immediately
and ... apply to all cases in which Peru has not responded to applications
lodged with the Court.”
The Court then examined the consequences
of this declaration by the State of Peru for the Ivcher Bronstein case and
the Tribunal Constitucional case to which the statement referred, because
at the time these cases had been submitted to the Court, Peru had not yet
responded to them. In judgments given on 24 September 1999 (Appendices XVII
and XVIII), the Court declared that the attempt by the State of Peru to
withdraw from the binding jurisdiction of the Court, effective immediately,
was inadmissible. It resolved to continue hearing and processing the two
cases and commissioned the President of the Court, at the appropriate time,
to summon the State of Peru and the Inter-American Commission to a public
hearing on the merits of both cases.
4. Provisional Measures in the James et al. Case (Trinidad and Tobago): In its resolution of 25 September
1999 (Appendix XIX), the Court ratified the 19 June decision by the President,
broadening provisional measures ordered in the James et al. case to include
Meryn Parris and Francis Mansing, both of whom had cases pending before
the Commission.
5. Cesti Hurtado Case (Peru): The Court delivered its judgment on the merits of
this case on 29 September 1999 (Appendix XX), resolving unanimously to declare
that Peru had violated Articles 7.1, 7.2, 7.3, 7.6, 8.1, 25, 1.1 and 2 of
the American Convention, to the injury of Mr. Gustavo Adolfo Cesti Hurtado.
It also declared that the alleged violations by the state of Articles 5.2,
8.2, 11 and 21 of the Convention had not been proven in this case. The Court
ordered Peru to abide by the resolution handed down by the Lima Specialized
Court of Public Law on 12 February 1997, on the remedy of habeas corpus
filed by Mr. Cesti Hurtado and declared that the trial conducted against
him in the military court was incompatible with the American Convention.
It therefore ordered the state to vacate the process and annul all effects
derived therefrom. Finally, the Court declared that the state was obliged
to pay fair compensation to Mr. Cesti Hurtado and reimburse him for expenses
he had incurred in pursuing this process; it ordered that the reparations
stage be opened and empowered its President to proceed expeditiously in
taking necessary measures.
6. Provisional Measures in the Carpio Nicolle Case (Guatemala): By resolution of 30 September 1999
(Appendix XXI), the Court ordered that provisional measures in this case
remain intact and required the state and the Commission to continue informing
the Court about pertinent measures taken. In the same resolution, it ordered
Guatemala to include detailed information, in its subsequent report, regarding
the proceeding by which lawsuit No. 1011-97 had been set aside, and to attach
all available documentation on this proceeding.
7. Provisional Measures in the Giraldo Cardona Case (Colombia): Reports from Colombia were studied,
along with observations by the Inter-American Commission, on the situation
of the beneficiaries of these measures. On 30 September 1999, the Court
delivered a resolution (Appendix XXII) requiring the state to retain the
measures; investigate the incidents cited in the complaint that gave rise
to the measures so as to identify and punish the persons responsible; report
on alternative mechanisms adopted for complying effectively with the provisional
measures and on steps taken to reopen the Civic Committee for Human Rights
of Meta; continue to involve the applicants in planning and implementing
the measures; and continue to present reports every two months. The Court
also ordered the Commission to present its comments on the reports within
a period of six weeks of receiving them.
8. Hilaire Case (Trinidad and Tobago): On 1 October 1999, the Court issued
a resolution (Appendix XXIII) dismissing a request by the state to
suspend the merits stage until the Court has ruled on the preliminary objection
filed by the state, and granted an extension through 15 December 1999 for
Trinidad and Tobago to submit its response to the application.
9. Blake Case (Guatemala): Interpretation of judgment. On 30 September 1999,
the Court resolved the 21 April 1999 request by the State of Guatemala for
an interpretation of the judgment for reparations passed on 22 January 1999.
The state claimed that the judgment on reparations was inconsistent with
the 24 January 1998 judgment on the merits. On 1 October 1999, the Court
cited Article 67 of the American Convention as a basis for its unanimous
decision (Appendix XXIV) to declare the application for interpretation
inadmissible and, upholding the terms of the original judgment, ordered
Guatemala to pay reparations to Mr. Richard Blake, Ms. Mary Blake, Mr. Richard
Blake Jr. and Mr. Samuel Blake, as injured parties, in compensation for
extra-judicial expenses and reimbursement of expenditures incurred in processing
the case before the system for the protection of human rights, in the amounts
stipulated by the Court in operative point two, paragraphs a.iii and b)
of the judgment on reparations of 22 January 1999.
10. Advisory Opinion OC-16: On 1 October 1999, the Court handed down advisory opinion
OC-16 (Appendix XXV) requested by the United Mexican States, regarding
the right to information on consular assistance and its relationship to
the guarantees of due process of law in the framework of judicial trials
for capital crimes.
The Court concluded unanimously:
that Article 36 of the Vienna Convention on Consular Relations (hereinafter
“Vienna Convention”) recognizes the individual rights of foreign detainees,
including the right to receive information on consular assistance, and the
receiving state has corresponding obligations in this regard; that Article
36 of the Vienna Convention applies to the protection of rights for nationals
of the sending state and is an integral part of the body of international
human rights standards; that the expression “without delay” used in Article
36.1.b) of the Vienna Convention means that the state’s bounden duty is
to inform detainees, at the very moment they are arrested, of the rights
they hold under this provision, or in all cases, before they make their
first statement to authorities; that the granting of individual rights given
under this Article 36 is not contingent on protests by the sending state;
that Articles 2, 6, 14 and 50 of the International Covenant of Civil and
Political Rights pertain to the protection of human rights in the American
States; that the individual right to information established in Article
36.1.b) of the Vienna Convention provides the means, in concrete cases,
for effective practice of due process of law as guaranteed under Article
14 of the International Covenant on Civil and Political Rights, which in
turn establishes minimum guarantees that can be widened under the terms
of other international instruments; and that American States, whether federal
or unitary in structure, that are parties to the different conventions are
bound to respect the international provisions contained therein concerning
the protection of human rights within their territory, including those granted
in Article 36.1.b) above.
The Court also found, by a vote
of six to one, that the failure to respect the right of foreign individuals
under custody to receive information, as recognized in Article 36.1.b) of
the Vienna Convention, impinges on the guarantees of due process of law.
Under these circumstances, the application of the death penalty constitutes
a violation of the right not to be deprived of life “arbitrarily,” as stated
in the relevant provisions of human rights treaties, and therefore elicits
the legal consequences inherent to a violation of this nature, specifically,
those pertaining to the international responsibility of the state and the
obligation to provide compensation.
Judge Jackman submitted a partially
dissenting opinion, and Judges Cançado Trindade and García-Ramírez prepared
concurring opinions, which are appended to the Advisory Opinion.
11. Election of President and Vice-President: During this session, the Court
elected its President and Vice President for the 1999-2001 term. From 1997
until 1999, the President of the Court had been Judge Hernán Salgado-Pesantes
of Ecuador.
With the election, the presidency
of the Court passed into the hands of Judge Antônio A. Cançado Trindade,
of Brazil. Judge Cançado Trindade holds a Ph.D. (Yorke Prize) in International
Law from Cambridge University in Great Britain and is a full professor of
international law at the University of Brasilia and the Rio Branco Academy
of Diplomacy. He has served as guest lecturer at universities in numerous
countries (including Universities of Paris II, Ferrara University and Salerno
University in Italy, Columbia University in New York and the University
in Warsaw). He has been featured as a speaker in many conferences and symposia
on international law, including the Hague Academy of International Law (1987,
volume 202 of the Recueil des Cours and External Sessions of the
Academy in 1989, 1991, 1995 and 1998), the Institute of International Public
Law and International Relations (Thessaloniki, Greece, 1988), the Euro-Mediterranean
Courses on International Law (Castellón, Spain, 1999) and courses on international
law organized by the Inter-American Juridical Committee (several years).
He sits on the boards of directors of the Inter-American Institute of Human
Rights, which he served as Executive Director from 1994 to 1996, and the
International Institute of Human Rights in Strasbourg, in whose annual courses
he has served as a featured speaker for the past 12 years. He has given
guest lectures for the International Committee of the Red Cross in seminars
on humanitarian law in Hong Kong and Macao (China) (1996). He is a member
of the Institut de Droit International, the International Law Association,
and other scientific associations. He currently sits on the board of directors
of the Instituto Hispano-Luso-Americano de Derecho International
(IHLADI). Judge Cançado Trindade has held a number of positions as a jurist,
serving as legal advisor to the Brazilian Foreign Ministry (1985-1990),
alternate head of the Brazilian delegation at the United Nations Conference
on the Law of Treaties between States and International Organizations (Vienna,
1986), member of the Group of Legal Advisors to the United Nations Environment
Programme (1990-1992), member of the OAS Commission of Jurists for Nicaragua
(1993-1994), member of the Brazilian delegation to the Second World Conference
on Human Rights (Vienna, 1993), and director of the Bulletin of the Brazilian
Society of International Law (since 1985). From 1992 to 1995, he lent legal
advisory assistance to such international organizations as UNHCR, the ICRC
and UNESCO, and in 1995 served the Council of Europe in Strasbourg as legal
advisor to on the Minsk Convention on Human Rights (of the Commonwealth
of Independent States, CIS). Judge Cançado Trindade has published 23 books
and over 260 articles in the world’s major international law publications.
In 1995, he was elected as Judge on the Inter-American Court of Human Rights.
The Court’s new Vice-President is
Judge Máximo Pacheco-Gómez, of Chile. Judge Pacheco holds a doctoral degree
as a specialist in the philosophy of law from the University of Rome and
Doctor Honoris Causa from the University of Bologne (Italy). He teaches
introductory courses on law and formerly served as Dean of the School of
Legal and Social Sciences of the University of Chile. He is a professor
at the Law School of the Pontifical Catholic University of Chile, professor
in the Academy of Police Sciences of the Carabineros of Chile, and
vice-president of the board of directors of the Andrés Bello National University
of Chile. He has given lectures on his field of specialization in numerous
universities, including Harvard, Stanford, Yale, Moscow, Buenos Aires and
the Autonomous University of Mexico. Judge Pacheco has held a wide variety
of positions, serving as Ambassador of Chile to the Union of Soviet Socialist
Republics (1965-1970), Minister of Education (1968-1970), President of the
Inter-American Council for Education, Science and Culture (1970), President
of the legal publishing group Editorial Jurídica de Chile (1972-1974), Senator
(1990-1994), and Honorary Consul of Lithuania in Chile (1995). Judge Pacheco-Gómez
has published 16 books and numerous scholarly papers. In 1992, he was elected
to serve as a judge on the Inter-American Court of Human Rights.
12. Other matters: The Court considered several procedural questions involving
items pending before it and analyzed various reports submitted by the Inter-American
Commission and the states involved in cases for which provisional measures
had been adopted.
The Court held its Forty-sixth Regular
Session from November 9 through 29, 1999 at its seat in San Jose, Costa
Rica, with the following membership: Antônio A. Cançado Trindade (Brazil),
President; Máximo Pacheco-Gómez (Chile), Vice President; Hernán Salgado-Pesantes
(Ecuador); Oliver Jackman (Barbados); Alirio Abreu-Burelli (Venezuela);
and Carlos Vicente de Roux-Rengifo (Colombia). Also present were the Secretary
of the Court, Manuel E. Ventura-Robles, and the Deputy Secretary, Renzo
Pomi.
During this session, the Court examined
the following items:
1. El Caracazo Case (Venezuela): Merits. On 10 November 1999, in
a public hearing held at the Court, Venezuela admitted to the incidents
described in the application by the Inter-American Commission and accepted
the legal consequences deriving therefrom. It also accepted full international
responsibility. In the same hearing, the Commission expressed its satisfaction
with Venezuela’s position.
On 11 November 1999, the Court delivered
its judgment (Appendix XXVI), recognizing “Venezuela’s acquiescence
in this case as a positive contribution to the development of the process
and effective exercise of the principles inspired by the American Convention.”
It decided unanimously to take cognizance of Venezuela’s admission of the
events outlined in the application and declared that the dispute over the
facts had ceased. It also took unanimous note of the state’s recognition
of responsibility and declared that Venezuela had violated Articles 4.1,
5, 7, 8.1, 25.1, 25.2.a and 27.3 of the American Convention, in accordance
with Articles 1.1 and 2, to the injury of the persons cited in paragraph
1 of the judgment. Finally, it took note of information provided by the
state on investigations that had been undertaken for the purpose of identifying,
prosecuting and punishing those responsible for the acts described in the
application, urged the state to continue its investigations, and opened
the stage on reparations and compensation.
2. Loayza Tamayo Case (Peru): Enforcement of judgment. On 17 November 1999, the
Court handed down a resolution on enforcement of the judgment on reparations
in the Loayza Tamayo case (Appendix XXVII). This resolution originated
in a communication from Peru, dated 25 June 1999, stating that on the 14th
of that month and year, the Second Transitory Criminal Chamber of the Supreme
Court of Peru had declared:
BASELESS the Supreme Resolution dated the fifteenth of April of nineteen ninety-eight, and therefore ordered the court records of the judgment of the Inter-American Court of Human Rights on the case of the Peruvian María Elena Loayza Tamayo to be forwarded to the specialized Court for Crimes of Terrorism, which could thus proceed in accordance with the law; consequently they declared the judgment cited to be UNENFORCEABLE and ORDERED that the records be remanded to the Inter-American Court of Human Rights using the pertinent diplomatic channels, with the knowledge of the Public Prosecutor responsible for Judicial Affairs of the Ministry of Internal Affairs and the pertinent Court for Crimes of Terrorism; and they were remanded.
In its resolution of 17 November
1999, the Court decided unanimously to declare that, in accordance with
the principle pacta sunt servanda and the provisions of Article 68.1
of the American Convention, Peru’s obligation was to comply promptly with
the judgment on reparations handed down by the Court in this case on 27
November 1998.
3. Castillo Petruzzi et al. Case (Peru): Enforcement of judgment. On 17 November 1999, the
Court issued a resolution on enforcement of the Castillo Petruzzi et al.
case (Appendix XXVIII), in response to a resolution given on 11 June
1999 by the Full Chamber of the Supreme Council of Military Justice of Peru,
declaring that the 30 May 1999 judgment of the Inter-American Court was
unenforceable. The Court resolved unanimously that, in accordance with the
principle pacta sunt servanda and the provisions of Article 68.1
of the American Convention, the state’s obligation was to comply promptly
with the terms of the judgment.
4. Provisional Measures in the Digna Ochoa y Plácido et al. Case (Mexico): By resolution on 17 November 1999,
the Court granted provisional measures on behalf of Ms. Digna Ochoa y Plácido
et al. (Appendix XXIX), in conformance with Article 63.2 of the American
Convention. The Court ordered the state to adopt without delay whatever
measures may be necessary to protect the life and safety of Ms. Digna Ochoa
y Plácido, Mr. Edgar Cortez Morales, Mr. Mario Patrón Sánchez and Mr. Jorge
Fernández Mendiburu, members of the Miguel Agustín Pro Juárez Human Rights
Center, and to ensure that all persons visiting or working in the offices
of the Human Rights Center may conduct their business or perform their duties
without risk to their lives or personal safety, and to investigate the alleged
incidents that gave rise to these measures, so as to identify and punish
those responsible.
5. The Last Temptation of Christ Case (Chile): Merits. In a resolution dated 9
November 1999 (Appendix XXX), the Court ratified the decisions of
the President of 26 October and 6 November, 1999. It rejected the response
by the State of Chile to the petition, to the effect that it had been submitted
in violation of statutory time limits, and called two expert witnesses to
make statements concerning the merits of this case.