Grants
Management Home
The University of Minnesota
Grants Management Project focuses on providing investigators and
departments with the tools to make grant proposals and to manage
their grants. The vision for the project is of an easy to use, decentralized
system in which decision making and responsibility are maintained
locally, where individuals with the best information can make decisions.
Investigators can focus
on the creation and dissemination of new knowledge while easily
and accurately managing their grants. Administrators will have the
knowledge and resources they need to help investigators get their
grants submitted and to provide assistance in administering the
grant after it is awarded. The process will provide practical training
for all personnel on regulatory compliance and ethical issues in
research. In the system being developed, a single entry point will
give a user access to all of the information and resources necessary
to make the grants management process what it should be.
In order to improve
the management of grant funds, four system reforms have been undertaken.
- The research roles
and responsibilities have been clarified and defined. The
new document is based on carefully considered, clearly articulated
Roles and Responsibilities for all individuals who hold any relationship
to university grants and contracts. Responsibility will be located
at a local level where individuals will have the information to
make sound, defensible, and explicit decisions.
- The policies,
procedures and guidelines related to research are being revised
to conform with the changes made to Roles and Responsibilities,
the Enterprise System Project, and training programs in grants
management. Policies will also be consistent with the NIH
Corrective Action Plan. The revision will make university
policies and procedures consistent and coherent across the board.
- The University's
new electronic tools for Grants Management are operational. The
Electronic Grants
Management System (EGMS) is being used by more and more researchers
to prepare their grant proposals. Its most prevalent use has been
to prepare the Proposal Routing Form (formerly known as the BA23).
It can be used also to prepare NIH, NSF, and generic proposals.
Additionally, it can be used to calculate budget items. Financial
FormsNirvana (FFN) is the electronic approval system used to process
financial transactions. It is a web based interface that allows
users to do all financial transactions from a web browser. It
is helping move documents to the financial system faster thus
making financial reports on grants more accurate. Financial FormsNirvana
will allow departments to improve payment processing and invoice
monitoring and tracking.
- The University has
established education/training
programs in grants and contract management and in the ethical
conduct of research. Training for all individuals involved in
sponsored projects is required. The responsibility for the training
resides with the Vice
President for Research. All research training will be coordinated
and delivered by the University's Center
for Human Resource Development (CHRD). A training and education
program will be expanded to include all staff involved in research
and training. This program is designed to provide uniform guidance
on policy interpretation and skills training, assure the responsible
conduct of research, and facilitate the use of sound grants and
contract management practices.
The implementation
of the Grants Management Project has been proceeding in Focused
Grants Management Project (FGMP) departments. It consists of eight
departments that are serving as pilot departments in implementing
the tools and policies that have been identified in the Grants Management
Project. The project was initiated in Epidemiology and Surgery and
now includes, in addition, Chemical Engineering & Materials Science,
Pediatrics, Biochemistry, Psychology, Chemistry, and Food Science
and Nutrition. These departments have been documenting their grants
related business practices. Once the processes are documented, a
"best practice" process will be developed for each practice. The
Focused Grants Management Project is now in progress and the pace
of implementation will be accelerated in the coming year.
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