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  Home >Control Assessments> Individual Risk Assessment

Individual Control Assessment

Internal audit performs follow-up work and reassesses the control environment of units and/or projects until issues ranked as essential are satisfactorily addressed. Internal audit uses bar charts to provide pictorial displays of the units or projects control environment.

Please click on any of the department to see the bar charts. Note that the charts will open in a separate browser window.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z


 

Jump to: [Control Assessments]

Department

Issue Date

Audit follow-up still in progress

 

 

 

A

Academic Health Center – Sr. VP

December 2000

N

Aerospace Engineering & Mechanics, Department of

January 2004

N

Agricultural Experiment Station & the Research and Outreach Centers

November 2001

N

Agricultural, Food, & Environmental Sciences, College of

August 2002

N

American Indian & Minority Health (CAIMH), Center for

August 2001

N

Anatomy Bequest Program

June 2005

N

Architecture & Landscape Architecture, College of

April 2004

N

Asset Management, Office of

May 2006

N

Athletic Department - NCAA Compliance

April 2003

N

Athletic Facilities

December 2000

N

Athletics

August 2005

Y

Athletics Properties & Licenses

November 2005

N

B

Biological Sciences, College of

September 2003

N

Bookstore - Twin Cities

September 2002

N

Boynton Health Services

January 2005

N

Budget and Finance, Office of

May 2001

N

Bursar, Office of the

March 2003

N

C

Cancer Center

January 2000

N

Capital Planning and Project Mgmt. (CPPM) - Mid-range Projects

October 2006

N

Carlson School of Management

May 2005

N

Chemical Engineering and Materials Science, Dept. of

April 2006

N

Chemistry, Department of

January 2005

N

Civil Engineering, Department of

October 2003

N

Coke/Aramark Contracts, Review of

November 2003

N

Community University Health Care Center (CUHCC)

August 1999

N

Computer Science and Engineering

June 1999

N

Concerts & Lectures

March 2001

N

Construction Contract Review

April 2002

N

Consulting & Professional Services

January 2001

N

Continuing Education, College of

April 2006

N

Controller's Office, Selected Units Within

August 2005

N

Crookston - See "University of Minnesota - Crookston"    

D

Dentistry, School of

September 2004

N

Design Housing & Apparel (Radon Project)

September 2003

N

Digital Technology Center

December 2003

N

Disaster Recovery

December 2005

Y

Disbursement Services

May 2000

N

Duluth - See under "UMD"    

E

Education Abroad Programs, Review of

January 2005

Y

Education, College of

October 2003

N

EFS Project Management

June 2007

N

Electrical & Computer Engineering. Department of

March 2002

N

Employee Benefits

August 2005

N

Energy Management

September 2003

N

Enterprise Imaging System

April 2005

Y

Enterprise Project Assessment

November 2000

N

Environmental Health & Safety Institutional Issues, Department of

February 1999

N

Environmental Health & Safety, Department of

August 1998

N

Epidemiology and Community Health

June 2007

Y

eResearch Systems

September 2006

Y

Extension Services, Minnesota Agricultural (MAES)

May 2006

Y

F

Facilities Management - Construction

May 2000

N

Facilities Management - Construction Phase II

April 2002

N

Facilities Management -Maintenence Operations

September 2005

Y

Facilities Management -Zone 6 Purchasing Investigation

January 2003

N

Family Practice, Department of

December 2001

N

Financial System Replacement Project

December 2002

N

Financial System Support

August 2000

N

G

General Clinical Research Center

August 2007

Y

H

Healthcare Management, Department of

July 2001

N

HIPAA Compliance

October 2004

N

Hormel Institute

November 1998

N

Housing & Residential Life

September 2006

N

Housing & Residential Life HOME system

January 2005

N

HR and Payroll Systems

March 2006

N

Hubert Humphrey Institute

September 2003

N

I

Indisciplinary Center for the Study of Global Change

June 2002

N

Institutional Biosafety Committee

March 2006

N

International Agricultural Programs, Office of

December 2001

N

International Programs, Office of

November 2000

N

ISSS Compliance with SEVIS Requirements, Review of

August 2004

N

IT Dean's Office & Selected Units

November 2005

N

L

Laboratory Medicine and Pathology, Department of

April 2004

N

Large Lake Observatory

January 2004

N

Law School

November 2006

Y

Liberal Arts, College of - Departments

February 2000

N

Liberal Arts, College of - Overall

February 2000

N

Libraries, University

January 2007

Y

M

Mathematics, School of

August 2007

Y

Mechanical Engineering, Department of

December 2000

N

Medical School

June 1999

N

Medical School Administration - Admin

December 2002

N

Medical School Administration - CME

December 2002

N

Medicine, Department of

April 2003

N

Men's Intercollegiate Athletics

December 2000

N

Morris - See "University of Minnesota - Morris "    

N

Natural Resources, College of

August 2001

N

Network & Desktop Integration Services

May 2000

N

Network Security

September 2002

N

Neurology, Department of

January 2007

Y

Neuroscience, Department of

August 2004

N

NRRI

July 1998

N

Nursing, School of

November 2005

N

O

Obstetrics and Gynecology, Department of

April 2000

N

OGC - External Legal Contracts

January 2004

N

OIT Administration

October 2003

N

Ophthalmology, Department of

December 2001

N

Orthopaedic Surgery

June 2004

N

Otolaryngology, Department of

January 2005

N

Oversight, Analysis, & Reporting, Office of

December 2001

N

P

Parking & Transportation Services

May 2005

N

Patents & Technology Marketing

January 2004

N

PBX Replacement Phase 3

March 2003

N

PBX Replacement Project

January 2001

N

PBX Replacement Project, Phase II

January 2002

N

Pediatrics, Department of

October 2002

N

PeopleSoft Financial System Trailblazing

October 2004

N

PeopleSoft Student & HR Payroll Upgrade

January 2003

N

PeopleSoft v 8.0 Security

June 2003

N

PeopleSoft v 8.9 Upgrade

June 2006

N

Pharmacy, College of

May 2001

N

Physical Therapy

December 2001

N

Physics and Astronomy, School of

June 2007

Y

Plant Funds

June 2002

N

Police Department & Emergency Management, University

December 2002

N

Printing Services

April 2000

N

Psychiatry, Department of

July 2006

N

Psychology, Department of

July 2007

Y

Public Health, School of

January 2004

N

Purchasing, University

April 2004

N

Purchasing Card Program

August 2007

N

R

Radiology, Department of

July 2000

N

Raptor Center

February 2002

N

Real Estate Office

May 2000

N

Registrar, Office of the

July 2005

N

Relationship of the University with UMPhysicians

August 2004

N

Research Animal Resources

January 2000

N

Research, Office of the Vice President for (OVPR)

November 2006

Y

S

Sea Grant Program

June 2004

N

Sponsored Financial Reporting

January 2005

N

Sponsored Projects Administration

June 2005

N

Stem Cell Institute

June 2007

N

Student Financial FY 2001 Reconciliation Activities

January 2002

N

Student Financials

September 2003

N

Surgery, Department of

December 2002

N

T

Therapeutic Radiology, Department of

June 1998

N

Ticketing System Phase 1 Implementation Review

May 2007

Y

Treasury Information Management System

July 2005

N

U

U Card Office

May 2001

N

U Plan

December 2003

N

UMD Athletics

June 2003

N

UMD Bookstore

December 2003

N

UMD Business and Economics, School of

February 1999

N

UMD Cashier's Office

April 2004

N

UMD Chancellor's Office, Review of

January 2003

N

UMD Continuing Education

April 2007

N

UMD Economic Development, Center for

April 2003

N

UMD Education & Human Service Professions, College of

September 2002

N

UMD Facilities Management

July 2001

N

UMD Fine Arts, School of

June 2005

Y

UMD Food Service

July 2006

N

UMD Health Service

August 2004

N

UMD Housing

February 2002

N

UMD Information Technology Systems and Support

March 2006

N

UMD Liberal Arts, College of

January 2007

Y

UMD Library

April 2005

N

UMD Medical School

July 2006

Y

UMD Police & Parking Services

September 2000

N

UMD Rec Sports Outdoor Program

November 2005

N

University College

August 1998

N

University Continuity Planning

September 2002

N

University Network Upgrade Phase 1

September 2003

N

University Network Upgrade Phase 2

March 2004

N

University Network Upgrade Phase 3

December 2004

N

University of Minnesota - Crookston

January 2005

Y

University of Minnesota - Morris

August 2007

Y

University Purchasing

April 2004

N

Urban & Regional Affairs, Center for

February 2001

N

University Stores (UStores)

April 2007

Y

V

Veterinary Diagnostic Laboratory & Veterinary Diagnostic Medicine

September 2002

N

Veterinary Medicine, College of

March 2005

N

Veterinary Teaching Hospital

January 2000

N

W

Web Development Process

January 2001

N

Women's Intercollegiate Athletics

November 1999

N

Z

Ziagen Royalty Funds

April 2005

N

 

 
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