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  Home >Control Assessments> Individual Risk Assessment

Individual Control Assessment

Internal audit performs follow-up work and reassesses the control environment of units and/or projects until issues ranked as essential are satisfactorily addressed. Internal audit uses bar charts to provide pictorial displays of the units or projects control environment.

Please click on any of the department to see the bar charts. Note that the charts will open in a separate browser window.

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Jump to: [Control Assessments]

Department

Issue Date

 

 

A

Academic Advising
January 2010
Academic Health Center IS
October 2009
Active Directory
January 2008

Aerospace Engineering & Mechanics, Department of

January 2004

Anatomy Bequest Program

June 2005

Architecture & Landscape Architecture, College of

April 2004

Asset Management, Office of

May 2006

Athletic Facilities

March 2008

Athletics

August 2005

Athletics Properties & Licenses

November 2005

AudienceView - Ticketing System
August 2008

B

Biological Sciences, College of
February 2008
Biomedical Engineering and IEM, Department of
September 2008

Bookstore - Twin Cities

April 2008

Boynton Health Services

May 2011

Bursar, Office of the

January 2011

C

Capital Planning and Project Mgmt. (CPPM) - Mid-range Projects

October 2006

Carlson School of Management

May 2005

Center for Magnetic Resonance Research
March 2009
Central Authentication Services
May 2007
Central Computing Operations System Admin
December 2007
Central Security, Department of
November 2007
CFANS
July 2008

Chemical Engineering and Materials Science, Dept. of

April 2006

Chemistry, Department of

January 2005

Civil Engineering, Department of

September 2011

Cloud Services Due Diligence
December 2011

Coke/Aramark Contracts, Review of

November 2003

Computer Science and Engineering, Department of

January 2008

Concerts and Lectures

February 2009

Construction Contract Review

April 2002

Continuing Education, College of

April 2006

Controller's Office, Selected Units Within

August 2005

Controller's Office: Voucher Transactions less than $100

January 2011

Course Fees
January 2012
CPPM-Unifier Project Mgmt System
March 2008
Crookston
March 2008

D

Dentistry - axiUm System

February 2012

Dentistry, School of

August 2009

Design Housing & Apparel (Radon Project)

September 2003

Digital Technology Center

December 2003

Disaster Recovery

December 2005

Duluth - See under "UMD"

E

Eastcliff

June 2011

Education Abroad Programs, Review of

January 2005

Education & Human Development, College of

October 2008

Effort Certification
July 2009

EFS Project Management

June 2007

EFS Review
March 2008

Employee Benefits

August 2005

Energy Management

Auguest 2009

Energy Management System

September 2011

Enterprise Imaging System

April 2005

Epidemiology and Community Health

June 2007

Equity and Diversity, Office of
January 2008

eResearch Systems

September 2006

Executive Officer Expenses - A Review of

May 2011

Extension Services, Minnesota Agricultural (MAES)

May 2006

F

Facilities Management - Construction Phase II

April 2002

Facilities Management -Maintenence Operations

September 2005

Facilities Management -Zone 6 Purchasing Investigation

January 2003

Financial System Replacement Project

December 2002

FM Key Control
December 2008
Fringe Benefit Cost Review
September 2010

G

GoogleApps
January 2010

General Clinical Research Center

August 2007

H

2006 G.O. Debt HEARP/Capital Projects
September 2008

HIPAA Compliance

October 2004

Housing & Residential Life

September 2006

Housing & Residential Life HOME system

January 2005

HR and Payroll Systems

March 2006

Hubert Humphrey Institute

September 2003

I

Indisciplinary Center for the Study of Global Change

June 2002

Institutional Biosafety Committee

March 2006

Intercollegiate Athletics - Financial

November 2011

Intercollegiate Athletics - NCAA Compliance

May 2011

Integrative Biology and Physiology

November 2008

ISSS Compliance with SEVIS Requirements, Review of

August 2004

IT Dean's Office & Selected Units

November 2005

J

Job Scheduling - EFS

February 2010

L

Laboratory Medicine and Pathology, Department of

April 2004

Large Lake Observatory

January 2004

Law School

November 2006

Liberal Arts College of - Information Technology

April 2011

Libraries, University

January 2007

M

Mathematics, School of

August 2007

Mechanical Engineering, Department of

September 2008

Medical School Administration - Admin

December 2002

Medical School Administration - CME

December 2002

Medicine, Dermatology & Their Administrative Service Center, Departments of

December 2009

MN Cancer Center
January 2008
Minnesota Population Center
September 2008
Molecular and Cellular Therapeutics (MCT)
July 2008
Morris - See "University of Minnesota - Morris "

N

Natural Resources, College of

February 2008

Network Security

September 2002

Neurology, Department of

January 2007

Neuroscience, Department of

August 2004

Non-Sponsored Accounts Receivable

January 2010

NRRI

February 2008

Nursing, School of

November 2005

O

OB/GYN and Women's Health
August 2008

OGC - External Legal Contracts

January 2004

OIT Administration 2010

October 2010

OIT Administration

October 2003

OIT Change Control
September 2010
OIT Database Administration
July 2009
OIT Security & Assurance
January 2009
OIT NTS
January 2011

OIT Server Virtualization

May 2011

Orthopaedic Surgery

June 2004

Otolaryngology, Department of

January 2005

P

Parking & Transportation Services

May 2005

Patents & Technology Marketing

January 2004

PBX Replacement Phase 3

March 2003

PCI Compliance
December 2009

Pediatrics, Department of

October 2002

PeopleSoft Financial System Trailblazing

October 2004

PeopleSoft Student & HR Payroll Upgrade

January 2003

PeopleSoft v 8.9 Upgrade

June 2006

Physics and Astronomy, School of

June 2007

Police Department & Emergency Management, University

December 2002

Psychiatry, Department of

July 2006

Psychiatry-Outside Consulting/REPA
June 2008

Psychology, Department of

July 2007

Public Health, School of

January 2004

Purchasing, University

April 2004

Purchasing Card Program

February 2011

R

Real Estate Office

May 2011

Recreational Sports, Department of
October 2007

Registrar, Office of the

July 2005

Relationship of the University with UMPhysicians

August 2004

Research, Office of the Vice President for (OVPR)

November 2006

S

Sea Grant Program

June 2004

Sponsored Financial Reporting

May 2011

Sponsored Projects Administration

June 2005

Sponsored Project Sub-Awards
June 2009

Stem Cell Institute

June 2007

Student Finance

December 2009

Surgery, Department of

May 2007

T

TASCS
April 2009

Ticketing System Phase 1 Implementation Review

May 2007

Treasury Accounting & Internal/External Sales
January 2012
Two Factor Authentication, M Key

April 2008

U

U Plan

December 2003

UMD Cashiers

November 2008

UMD Chancellor's Office

February 2011

UMD Continuing Education

April 2007

UMD Economic Development, Center for

April 2003

UMD Education & Human Service Professions, College of

July 2009

UMD Facilities Management

September 2010

UMD Fine Arts, School of

October 2011

UMD Dining Services

July 2006

UMD Health Service

August 2004

UMD Housing and Residence Life

November 2008

UMD Information Technology Systems and Support

March 2006

UMD Intercollegiate Athletics

May 2011
UMD Kriby Student Center
July 2008
UMD Labovitz School of Business & Economics
February 2010

UMD Liberal Arts, College of

January 2007

UMD Library

December 2011

UMD Medical School

July 2006

UMD Police
July 2008

UMD Rec Sports Outdoor Program

November 2005

UMD Stores (Bookstore)
March 2009
UMD Swenson College of Science and Eng.
March 2008
UMD Department of Theatre
December 2009
UMD University Relations
December 2010

University Continuity Planning

September 2002

University Contract Management

January 2012

University Data Center

April 2011
University Data Management Services
June 2009

University Network Upgrade Phase 1

September 2003

University Network Upgrade Phase 2

March 2004

University Network Upgrade Phase 3

December 2004

University of Minnesota - Crookston

January 2010

University of Minnesota - Morris

August 2007

University Payroll
November 2011
University Press
September 2007

University Purchasing

August 2008

Upward Bound

September 2010

University Services IT

June 2010

University Stores (UStores)

April 2007

University -wide Purchasing Review
August 2008

V

Veterinary Diagnostic Laboratory

December 2010

Veterinary Medicine, College of

March 2005

Veterinary Medical Center

October 2007

W

Weisman Art Museum
January 2008

Z

Ziagen Royalty Funds

April 2005

 

 
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