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Audit Activity Report
Scheduled Audits
- Completed audits of: University Data Management Services, Sub-awards (University-wide), UMD College of Education and Human Service Professions, OIT Data Base Administration, Effort Certification (University-wide), Energy Management, and the School of Dentistry. Details are shown on the following charts.
- Began/continued audits of: the Office of Student Finance, Academic Advising (University-wide), the Department of Medicine, the Department of Dermatology, Payment Card Industry compliance, AHC-Information Systems, Google E-Mail, Non-sponsored Accounts Receivable, UMD Theatre, UMD Labovitz School of Business and Economics, the UM – Crookston campus, and a University-wide review of employee performance evaluation processes.
Investigations
- Performed investigative work on 10 issues in accordance with the University Policy on Reporting and Addressing Concerns of Misconduct.
Special Projects
- Provided consulting services related to: data security, code change management, IT outsourcing, datacenter expansion, and University payroll exception testing.
- At the request of the Carlson School of Management we reviewed the revenue handling procedures for CSOM Event Services, and a report was provided to management.
- At the request of the Vice President for Research we are part of a team that is reviewing research and human subject processes in the Department of Psychiatry.
Other Audit Activities
- Assisted the Office of the General Counsel in responding to an external inquiry on funds availability.
- Participated in the following:
- HRMS PeopleSoft Steering Committee
- Fairview Health Systems Audit Committee
- University of Minnesota Foundation Audit Committee
- Research Compliance Committee
- Executive Compliance Oversight Committee
- Institutional Conflict of Interest Committee
- Information Technology Collegiate Leaders Audit Finding Taskforces
- OSH Steering Committee
- President’s Policy Committee
- Board of Regents Policy Committee
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